Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | SVP and Chief HR Officer | February 27, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date February 27, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,051 |
Reported balance
After 2020-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-27 · Grant · Acquired 7,809 · Balance 69,051 F1: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 67,154 |
Reported balance
After 2020-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-27 · Tax withholding · Disposed 1,897 · Balance 67,154 F2: Shares withheld for taxes upon vesting of performance shares. F3: Total includes (i) 5,836 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,087 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan.
F2: Shares withheld for taxes upon vesting of performance shares.
F3: Total includes (i) 5,836 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,087 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Mar 2, 2020 22:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,897 | $24.16 | $45,831.52 |
DisclosureSEC source: 0001209191-20-014615 · doc4.xml · nonDerivative · entry 2 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,154 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 5,836 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,087 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 7,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014615 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,051 F1 · shares: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:32 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,443 | $25.70 | $37,085.10 |
DisclosureSEC source: 0001209191-20-012623 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,242 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: (i) 5,836 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,087 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:06 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 7,087 | $26.43 | $187,309.41 |
DisclosureSEC source: 0001209191-20-011622 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,685 F1 · shares: Time-based restricted stock units vesting (i) in February 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 5,276 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:14 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 5,827 | $30.14 | $175,625.78 |
DisclosureSEC source: 0001209191-19-015556 · doc4.xml · nonDerivative · entry 2 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,598 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 5,276 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:14 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 23,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015556 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,425 F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:09 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,717 | $31.40 | $53,913.80 |
DisclosureSEC source: 0001209191-19-013462 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,496 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 5,276 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:14 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,719 | $31.21 | $178,489.99 |
DisclosureSEC source: 0001209191-19-011978 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,213 F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 6,562 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 5,276 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:15 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 2,134 | $27.00 | $57,618.00 |
DisclosureSEC source: 0001209191-18-013327 · doc4.xml · nonDerivative · entry 2 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,494 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, (ii) 5,276 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020, and (iii) 5,836 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2021. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:15 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 8,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013327 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F1 · shares: Vesting of performance shares awarded in 2015 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:20 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,836 | $26.73 | $155,996.28 |
DisclosureSEC source: 0001209191-18-012515 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,836 F1 · shares: Time-based restricted stock units vesting in February 2021 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. F2 · balance_after: Total includes (i) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 5,276 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:26 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,317 | $26.91 | $35,440.47 |
DisclosureSEC source: 0001209191-18-012027 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 5,276 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:20 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,138 | $27.32 | $31,090.16 |
DisclosureSEC source: 0001209191-17-016566 · doc4.xml · nonDerivative · entry 2 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,317 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 3,740 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:20 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 4,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016566 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,455 F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:45 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,276 | $26.61 | $140,394.36 |
DisclosureSEC source: 0001209191-17-013822 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,229 F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. F2 · balance_after: Total includes (i) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:25 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,179 | $26.51 | $31,255.29 |
DisclosureSEC source: 0001209191-17-013246 · doc4.xml · nonDerivative · entry 1 ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,953 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 4,830 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 6,562 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.