Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPBATL · Entity 6921 | Director | August 26, 2026 | August 28, 2026 |
| CENTERPOINT ENERGY INCCNP · Entity 3178 | EVP & Chief Financial Officer | February 28, 2019 | March 04, 2019 |
| Enable Midstream Partners, LPENBL · Entity 132825 | Director | May 07, 2018 | May 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date August 26, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,000 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Purchase · Acquired 70,000 · Balance 72,000 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.2950 to $1.3100, inclusive. |
| Common StockSEC Table I · non-derivative | IndirectIn IRA | 2,000 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000 F2: These shares are held indirectly in an individual retirement account for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.2950 to $1.3100, inclusive.
F2: These shares are held indirectly in an individual retirement account for the benefit of the reporting person.
CENTERPOINT ENERGY INC
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,619 |
Reported balance
After 2019-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-28 · Grant · Acquired 50,292 · Balance 147,619 F1: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 130,637 |
Reported balance
After 2019-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-02-28 · Tax withholding · Disposed 16,982 · Balance 130,637 F2: Shares withheld for taxes upon vesting of performance shares. F3: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.
F2: Shares withheld for taxes upon vesting of performance shares.
F3: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.
Enable Midstream Partners, LP
Report date May 07, 2018 · Filed May 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 10,000 |
Ending reported balance
After 2018-05-07 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-05-07 · Purchase · Acquired 2,000 · Balance 2,000 Row 2 · 2018-05-07 · Purchase · Acquired 2,000 · Balance 4,000 Row 3 · 2018-05-07 · Purchase · Acquired 2,000 · Balance 6,000 Row 4 · 2018-05-07 · Purchase · Acquired 2,000 · Balance 8,000 Row 5 · 2018-05-07 · Purchase · Acquired 2,000 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 28, 2026 18:36 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 70,000 | $1.30 | $91,168.00 |
DisclosureSEC source: 0001104659-26-103372 · tm2624313-2_4seq1.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.2950 to $1.3100, inclusive. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:54 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 2,000 | $10.59 | $21,180.00 |
DisclosureSEC source: 0001209191-21-068890 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 23:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 2,000 | $13.44 | $26,880.00 |
DisclosureSEC source: 0001209191-21-040734 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,000 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 16,982 | $30.14 | $511,837.48 |
DisclosureSEC source: 0001209191-19-015543 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,637 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 50,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015543 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,619 F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 3,435 | $31.40 | $107,859.00 |
DisclosureSEC source: 0001209191-19-013472 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,327 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 11,439 | $31.21 | $357,011.19 |
DisclosureSEC source: 0001209191-19-011983 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,762 F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 13,791 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 12,531 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018. Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:13 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units | 2,000 | $14.33 | $28,660.00 |
DisclosureSEC source: 0001591763-18-000027 · wf-form4_152581397095528.xml · nonDerivative · entry 5 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:13 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units | 2,000 | $14.34 | $28,684.60 |
DisclosureSEC source: 0001591763-18-000027 · wf-form4_152581397095528.xml · nonDerivative · entry 4 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:13 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units | 2,000 | $14.38 | $28,757.20 |
DisclosureSEC source: 0001591763-18-000027 · wf-form4_152581397095528.xml · nonDerivative · entry 3 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:13 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units | 2,000 | $14.37 | $28,739.80 |
DisclosureSEC source: 0001591763-18-000027 · wf-form4_152581397095528.xml · nonDerivative · entry 2 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:13 UTC | Enable Midstream Partners, LP ENBL · Entity 132825 | PurchaseCommon Units | 2,000 | $14.37 | $28,731.20 |
DisclosureSEC source: 0001591763-18-000027 · wf-form4_152581397095528.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:16 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 3,532 | $27.00 | $95,364.00 |
DisclosureSEC source: 0001209191-18-013334 · doc4.xml · nonDerivative · entry 2 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,323 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, (ii) 12,531 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020, and (iii) 13,356 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2021. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:16 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 14,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013334 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,855 F1 · shares: Vesting of performance shares awarded in 2015 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:20 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 13,356 | $26.73 | $357,005.88 |
DisclosureSEC source: 0001209191-18-012514 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,353 F1 · shares: Time-based restricted stock units vesting in February 2021 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. F2 · balance_after: Total includes (i) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 12,531 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:28 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 2,023 | $26.91 | $54,438.93 |
DisclosureSEC source: 0001209191-18-012030 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,997 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 12,531 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 12,531 | $26.61 | $333,449.91 |
DisclosureSEC source: 0001209191-17-013809 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,020 F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. F2 · balance_after: Total includes (i) 7,970 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:42 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 2,334 | $26.47 | $61,780.98 |
DisclosureSEC source: 0001209191-17-010117 · doc4.xml · nonDerivative · entry 1 ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,489 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 7,970 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 13,791 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.