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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2019 Filed May 2, 2019 14:55 UTC
Criscione LauraEVP & Chief Compliance Officer
SaleCommon Stock 873 $21.96 $19,171.08
Disclosure

SEC source: 0001568214-19-000036 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,043

F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Criscione by the Issuer.

Read SEC document
April 30, 2019 Filed May 2, 2019 14:52 UTC
Ewing Christopher J.EVP & Chief Operations Officer
SaleCommon Stock 1,527 $21.96 $33,532.92
Disclosure

SEC source: 0001568214-19-000035 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,649

F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Ewing to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Ewing by the Issuer.

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April 29, 2019 Filed May 1, 2019 15:53 UTC
Magennis ElizabethEVP & Chief Lending Officer
SaleCommon Stock 1,556 $22.07 $34,340.92
Disclosure

SEC source: 0001568214-19-000034 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,757

F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Magennis to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Magennis by the Issuer.

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April 29, 2019 Filed May 1, 2019 15:49 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 5,240 $21.93 $114,897.48
Disclosure

SEC source: 0001568214-19-000033 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,699

F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Sorrentino by the Issuer.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 14:11 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001568214-19-000032 · primary_doc.xml · derivative · entry 2

FISH FREDERICK S · CIK 0001546780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 14:11 UTC Exercise / conversionCommon Stock 3,473 $12.52 $43,481.96
Disclosure

SEC source: 0001568214-19-000032 · primary_doc.xml · nonDerivative · entry 1

FISH FREDERICK S · CIK 0001546780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,180.377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Also includes 30.8043 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 14:52 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001568214-19-000031 · primary_doc.xml · derivative · entry 2

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 14:52 UTC Exercise / conversionCommon Stock 3,473 $12.52 $43,481.96
Disclosure

SEC source: 0001568214-19-000031 · primary_doc.xml · nonDerivative · entry 1

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,771.4394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:14 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 24,531 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,939

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:14 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 4,834 $20.79 $100,498.86
Disclosure

SEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,408

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:14 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,242

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:34 UTC
Magennis ElizabethEVP & Chief Lending Officer
GrantCommon Stock 7,215 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000029 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,313

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:34 UTC
Magennis ElizabethEVP & Chief Lending Officer
Tax withholdingCommon Stock 1,622 $20.79 $33,721.38
Disclosure

SEC source: 0001568214-19-000029 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,098

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:34 UTC
Magennis ElizabethEVP & Chief Lending Officer
GrantCommon Stock 3,244 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000029 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,720

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:30 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 6,494 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 3

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,176

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:30 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 1,422 $20.79 $29,563.38
Disclosure

SEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 2

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,682

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:30 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 2,845 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000028 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:26 UTC GrantCommon Stock 7,576 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,894

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:26 UTC Tax withholdingCommon Stock 1,757 $20.79 $36,528.03
Disclosure

SEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,318

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:26 UTC GrantCommon Stock 3,515 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000027 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,075

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:22 UTC
McGrover Michael J.1st SVP & Chief Credit Officer
GrantCommon Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 3

McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,534.542

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:22 UTC
McGrover Michael J.1st SVP & Chief Credit Officer
Tax withholdingCommon Stock 909 $20.79 $18,898.11
Disclosure

SEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 2

McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,683.542

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:22 UTC
McGrover Michael J.1st SVP & Chief Credit Officer
GrantCommon Stock 1,818 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000026 · primary_doc.xml · nonDerivative · entry 1

McGrover Michael J. · CIK 0001675247 · 1st SVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,592.542

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:17 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,788 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,916

F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:17 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 891 $20.79 $18,523.89
Disclosure

SEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,128

F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 19:17 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 1,782 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,019

F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:08 UTC
Burns William SExecutive VP & CFO
Tax withholdingCommon Stock 656 $21.28 $13,959.68
Disclosure

SEC source: 0001568214-19-000020 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,560

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:25 UTC
McGrover Michael J.FSVP & Chief Credit Officer
Tax withholdingCommon Stock 352 $21.28 $7,490.56
Disclosure

SEC source: 0001568214-19-000024 · primary_doc.xml · nonDerivative · entry 2

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,774.542

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:20 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 542 $21.28 $11,533.76
Disclosure

SEC source: 0001568214-19-000023 · primary_doc.xml · nonDerivative · entry 2

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:16 UTC
Magennis ElizabethEVP & Chief Lending Officer
Tax withholdingCommon Stock 614 $21.28 $13,065.92
Disclosure

SEC source: 0001568214-19-000022 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,476

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:12 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 346 $21.28 $7,362.88
Disclosure

SEC source: 0001568214-19-000021 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,237

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:05 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,392 $21.28 $50,901.76
Disclosure

SEC source: 0001568214-19-000019 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,573

F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:19 UTC PurchaseCommon Stock 1,175 $20.87 $24,522.25
Disclosure

SEC source: 0001568214-19-000018 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,479.6142

F1 · balance_after: Also includes 44.2292 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 22:55 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $8.53 $0.00
Disclosure

SEC source: 0001568214-19-000017 · primary_doc.xml · derivative · entry 3

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 22:55 UTC Exercise / conversionCommon Stock 3,473 $8.53 $29,624.69
Disclosure

SEC source: 0001568214-19-000017 · primary_doc.xml · nonDerivative · entry 2

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,260.385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 22:55 UTC SaleCommon Stock 2,700 $20.11 $54,291.33
Disclosure

SEC source: 0001568214-19-000017 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,787.385

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · derivative · entry 8

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · derivative · entry 7

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $8.53 $0.00
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · derivative · entry 6

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · derivative · entry 5

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionCommon Stock 3,473 $9.64 $33,479.72
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · nonDerivative · entry 4

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,298.4394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionCommon Stock 3,473 $9.11 $31,639.03
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · nonDerivative · entry 3

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,825.4394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionCommon Stock 3,473 $8.53 $29,624.69
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · nonDerivative · entry 2

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,352.4394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 17:30 UTC Exercise / conversionCommon Stock 3,473 $7.67 $26,637.91
Disclosure

SEC source: 0001568214-19-000016 · primary_doc.xml · nonDerivative · entry 1

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,879.4394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 7, 2019 21:47 UTC
Magennis ElizabethEVP & Chief Lending Officer
Exercise / conversionStock Option · Derivative 2,504 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001568214-19-000003 · primary_doc.xml · derivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,504 shares

Expires 2019-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock option grant whose exercise is reported herein, incorrectly reflected an exercise price of $4.61, rather than $4.62.

Read SEC document
January 07, 2019 Filed Jan 7, 2019 21:47 UTC
Magennis ElizabethEVP & Chief Lending Officer
Exercise / conversionCommon Stock 2,504 $4.62 $11,568.48
Disclosure

SEC source: 0001568214-19-000003 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 19:53 UTC GrantCommon Stock 2,131 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000015 · primary_doc.xml · nonDerivative · entry 1

FISH FREDERICK S · CIK 0001546780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,676.5727

F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 159.7946 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

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January 04, 2019 Filed Jan 8, 2019 18:18 UTC GrantCommon Stock 2,131 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000014 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,487.385

F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 42.2539 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

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January 04, 2019 Filed Jan 8, 2019 18:14 UTC GrantCommon Stock 2,131 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000013 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,233

F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020.

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January 04, 2019 Filed Jan 8, 2019 18:07 UTC GrantCommon Stock 2,131 $0.00 $0.00
Disclosure

SEC source: 0001568214-19-000011 · primary_doc.xml · nonDerivative · entry 1

BOL ALEXANDER · CIK 0001089883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,136.55

F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.