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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2025 Filed Mar 21, 2025 16:06 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,212 $23.59 $52,181.08
Disclosure

SEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,206

F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 15:57 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 31,374 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 4

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,375

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 15:57 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 9,882 $23.59 $233,116.38
Disclosure

SEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,001

F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:40 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 1,292 $24.01 $31,020.92
Disclosure

SEC source: 0001568214-25-000005 · primary_doc.xml · nonDerivative · entry 2

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,129

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:40 UTC
O'Malley MichaelEVP & Chief Risk Officer
GrantCommon Stock 2,584 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000005 · primary_doc.xml · nonDerivative · entry 1

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,421

F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:33 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,200 $24.01 $28,812.00
Disclosure

SEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,797

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:33 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,997

F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:17 UTC
Magennis ElizabethBank President
Tax withholdingCommon Stock 3,164 $24.01 $75,967.64
Disclosure

SEC source: 0001568214-25-000003 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,142

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:17 UTC
Magennis ElizabethBank President
GrantCommon Stock 6,329 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000003 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,685

F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:06 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,943 $24.01 $70,661.43
Disclosure

SEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,418

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 16:06 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 5,886 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,361

F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 15:57 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 12,533 $24.01 $300,917.33
Disclosure

SEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,883

F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 15:57 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 20,888 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000001 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,416

F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:30 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000023 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,998

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:05 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000022 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,154.359

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025

F2 · balance_after: Also includes 1,954.0279 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 19:44 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000021 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,726.47

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

F2 · balance_after: Also includes 798.681 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:36 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000020 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,640

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:32 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000019 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Susan C · CIK 0002018848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:25 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000018 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,998

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:20 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000017 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,581.251

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

F2 · balance_after: Includes 1,378.3547 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:14 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000016 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,557

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:08 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000015 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,384

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 18:01 UTC GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000014 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,101

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:21 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 4,528 $18.98 $85,941.44
Disclosure

SEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,528

F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 19:53 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 467 $18.98 $8,863.66
Disclosure

SEC source: 0001568214-24-000010 · primary_doc.xml · nonDerivative · entry 2

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,837

F2 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 19:49 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 434 $18.98 $8,237.32
Disclosure

SEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,597

F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 19:38 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,064 $18.98 $20,194.72
Disclosure

SEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,475

F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 19:43 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,144 $18.98 $21,713.12
Disclosure

SEC source: 0001568214-24-000008 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,356

F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 23, 2024 Filed Mar 26, 2024 20:21 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 4,085 $19.01 $77,655.85
Disclosure

SEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,056

F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.

Read SEC document
March 23, 2024 Filed Mar 26, 2024 19:49 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 448 $19.01 $8,516.48
Disclosure

SEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,031

F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.

Read SEC document
March 23, 2024 Filed Mar 26, 2024 19:38 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,065 $19.01 $20,245.65
Disclosure

SEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,539

F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.

Read SEC document
March 23, 2024 Filed Mar 26, 2024 19:43 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,115 $19.01 $21,196.15
Disclosure

SEC source: 0001568214-24-000008 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,500

F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:50 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 4,012 $19.01 $76,268.12
Disclosure

SEC source: 0001568214-24-000006 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,306

F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:50 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 8,024 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000006 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,318

F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:43 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 14,709 $19.01 $279,618.09
Disclosure

SEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,380

F3 · balance_after: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:43 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 24,515 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,089

F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:27 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 3,833 $19.01 $72,865.33
Disclosure

SEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,880

F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:27 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 7,667 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,713

F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:21 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,612 $19.01 $30,644.12
Disclosure

SEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,119

F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 20:21 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,731

F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 20:21 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
GrantCommon Stock 28,761 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000011 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,141

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 19:53 UTC
O'Malley MichaelEVP & Chief Risk Officer
GrantCommon Stock 3,480 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000010 · primary_doc.xml · nonDerivative · entry 1

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,304

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 19:49 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,360 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,479

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 19:38 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 7,724 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000007 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,604

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 19:43 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 8,309 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000008 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,615

F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:50 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 2,379 $19.57 $46,557.03
Disclosure

SEC source: 0001568214-24-000006 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,294

F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:43 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 9,883 $19.57 $193,410.31
Disclosure

SEC source: 0001568214-24-000005 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,574

F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2024 Filed Mar 22, 2024 20:33 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 898 $19.57 $17,573.86
Disclosure

SEC source: 0001568214-24-000004 · primary_doc.xml · nonDerivative · entry 1

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,824

F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2024 Filed Mar 22, 2024 20:27 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,212 $19.57 $43,288.84
Disclosure

SEC source: 0001568214-24-000003 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,046

F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2024 Filed Mar 22, 2024 20:21 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 832 $19.57 $16,282.24
Disclosure

SEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,507

F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.