CNA

SEC source: 0000021175-22-000030 · wf-form4_164752158367943.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,299

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 19,381 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000026 · wf-form4_164609237933880.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,008

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000116 · wf-form4_163595152650408.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,918

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.35 to $46.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

SEC source: 0000021175-21-000098 · wf-form4_162974527902555.xml · nonDerivative · entry 3

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,440

F3 · kind: Shares were transferred into the Dino Robusto Charitable Fund and then disposed.

SEC source: 0000021175-21-000098 · wf-form4_162974527902555.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,616

F2 · kind: Represents a bona fide gift from Reporting Person to Dino E. Robusto Irrevocable Trust for Brian T. Robusto Dated July 9, 2021. Reporting Person expressly disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares.

SEC source: 0000021175-21-000098 · wf-form4_162974527902555.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,093

F1 · kind: Represents a bona fide gift from Reporting Person to Dino E. Robusto Irrevocable Trust for David A. Robusto Dated July 9, 2021. Reporting Person expressly disclaims beneficial ownership of these shares because Reporting Person has no pecuniary interest in the shares.

SEC source: 0000021175-21-000075 · wf-form4_162427991416501.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,804

F1 · price: This transaction was executed in multiple trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-21-000071 · wf-form4_162068759053503.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,451

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.05 to $48.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

SEC source: 0000021175-21-000055 · wf-form4_161784596607259.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,937

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000053 · wf-form4_161592925005102.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,571

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000053 · wf-form4_161592925005102.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,744

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 135,298 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000051 · wf-form4_161592912303209.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,669

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000051 · wf-form4_161592912303209.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,886

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 52,615 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000049 · wf-form4_161592900992526.xml · nonDerivative · entry 2

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,217

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000049 · wf-form4_161592900992526.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,650

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 39,687 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000047 · wf-form4_161592886777467.xml · nonDerivative · entry 2

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,336

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000047 · wf-form4_161592886777467.xml · nonDerivative · entry 1

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,368

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 36,079 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000045 · wf-form4_161592868737220.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,653

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 14,005 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000043 · wf-form4_161592855175714.xml · nonDerivative · entry 2

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,476

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000043 · wf-form4_161592855175714.xml · nonDerivative · entry 1

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,080

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 39,988 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000041 · wf-form4_161592844438017.xml · nonDerivative · entry 2

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,884

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000041 · wf-form4_161592844438017.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,119

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 39,086 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000039 · wf-form4_161592827310337.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,481

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 20,422 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000037 · wf-form4_161592811245673.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,117

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-21-000037 · wf-form4_161592811245673.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,353

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2020 performance cycle. 19,617 PSP shares were achieved and will cliff vest on March 15, 2023. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-21-000035 · wf-form4_161556355223195.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,271

F1 · price: This transaction was executed in multiple trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-21-000032 · wf-form4_161470622573698.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,033

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were granted to Mr. Costonis on September 1, 2018.

SEC source: 0000021175-21-000030 · wf-form4_161461862767969.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were awarded to Mr. Hopper on February 26, 2020.

SEC source: 0000021175-20-000084 · wf-form4_159615859494690.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,531

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were awarded to Mr. Gonzalez July 29, 2019.

SEC source: 0001567619-20-012457 · doc1.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,214,203

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $32.24 and $32.50. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012457 · doc1.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,188,419

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $32.10 and $33.00. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012294 · doc1.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,114,836

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $32.11 and $33.15. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012294 · doc1.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,014,836

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $32.18 and $32.38. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012294 · doc1.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,977,269

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $30.87 and $31.75. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012022 · doc1.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,953,531

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $31.07 and $32.70. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012022 · doc1.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,848,344

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $32.62 and $34.20. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0001567619-20-012022 · doc1.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,743,157

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $33.73 and $34.87. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000021175-20-000044 · wf-form4_158445278489603.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,569

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000044 · wf-form4_158445278489603.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,847

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 24,490 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000054 · wf-form4_158445383643271.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,289

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 5,109 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000052 · wf-form4_158445363695911.xml · nonDerivative · entry 2

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,963

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000052 · wf-form4_158445363695911.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,409

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 23,409 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000050 · wf-form4_158445345193254.xml · nonDerivative · entry 1

Anderson James Michael · CIK 0001749119 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,518

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000048 · wf-form4_158445324643500.xml · nonDerivative · entry 2

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,403

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000048 · wf-form4_158445324643500.xml · nonDerivative · entry 1

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,417

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 14,646 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000046 · wf-form4_158445294557100.xml · nonDerivative · entry 2

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,092

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000046 · wf-form4_158445294557100.xml · nonDerivative · entry 1

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,651

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 23,950 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000042 · wf-form4_158445251768579.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,047

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 15,366 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000040 · wf-form4_158445228060639.xml · nonDerivative · entry 2

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,328

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000040 · wf-form4_158445228060639.xml · nonDerivative · entry 1

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,024

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 9,903 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.