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CMI

CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
CHAPMAN STEVEN MGroup Vice President
GrantCommon 2,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005227 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Barner Sharon RVP - Gen. Counsel
Tax withholdingCommon 488 $160.89 $78,514.32
Disclosure

SEC source: 0001225208-18-005226 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Barner Sharon RVP - Gen. Counsel
GrantCommon 1,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005226 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Aaholm Sherry AVP - Chief Information Officer
Tax withholdingCommon 211 $160.89 $33,947.79
Disclosure

SEC source: 0001225208-18-005225 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantCommon 655 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005225 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Read SEC document
March 01, 2018 Filed Jan 18, 2019 16:11 UTC
Osowick Mark JVP - Human Resources Op.
Tax withholdingCommon 2 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001024 · doc5.xml · nonDerivative · entry 1

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006.776

F1 · shares: Reflects a negative adjustment of 2 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

F2 · balance_after: Reflects 79.822 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
March 01, 2018 Filed Jan 18, 2019 16:10 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 3 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001020 · doc5.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

F1 · shares: Reflects a negative adjustment of 3 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

F2 · balance_after: Reflects the sale of .7886 share upon the Reporting Person's termination in the Cummins Inc. Dividend Reinvestment Plan.

Read SEC document
March 01, 2018 Filed Jan 18, 2019 16:10 UTC
JACKSON DONALD GVP and Treasurer
Tax withholdingCommon 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001019 · doc5.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434.9379

F1 · shares: Reflects a negative adjustment of 1 share since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

Read SEC document
March 01, 2018 Filed Jan 18, 2019 16:10 UTC
Cook Jill EChief Human Resources Officer
Tax withholdingCommon 7 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001018 · doc5.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

F1 · shares: Reflects a negative adjustment of 7 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

Read SEC document
February 12, 2018 Filed Mar 5, 2018 18:19 UTC
RUMSEY JENNIFERChief Technical Officer
GiftCommon 262 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005242 · doc4.xml · nonDerivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,343

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
February 12, 2018 Filed Mar 5, 2018 18:19 UTC
RUMSEY JENNIFERChief Technical Officer
GiftCommon 262 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005242 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
October 10, 2017 Filed Jan 18, 2018 14:45 UTC GiftCommon 928 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001188 · doc5.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 928

Read SEC document
October 10, 2017 Filed Jan 18, 2018 14:45 UTC GiftCommon 928 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001188 · doc5.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 20, 2017 Filed Oct 3, 2017 14:49 UTC GiftCommon 2,823 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 6

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,763

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
September 20, 2017 Filed Oct 3, 2017 14:49 UTC GiftCommon 2,823 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
September 06, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 8

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #2

Disclosed balance after: 27,386

F2 · balance_after: Return of shares from the Grantor Retained Annuity Trust #2.

Read SEC document
September 06, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,873

F2 · balance_after: Return of shares from the Grantor Retained Annuity Trust #2.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC GiftCommon 2,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,940

F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC GiftCommon 2,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 5,074

F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 3,082 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #1

Disclosed balance after: 0

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 3,082 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 6

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #1

Disclosed balance after: 3,082

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 3,082 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 4

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #2

Disclosed balance after: 9,539

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 31, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 3,082 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #1

Disclosed balance after: 9,539

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 30, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 16,266 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 5

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #1

Disclosed balance after: 6,164

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 30, 2017 Filed Oct 3, 2017 14:49 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 16,266 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,873

F1 · balance_after: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 6,164 shares (3,082 shares each) were distributed to trusts for the benefit of two of the reporting person's children of which the reporting person is the sole trustee and the remaining 16,266 shares in the Grantor Retained Annuity Trust #1 were distributed to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 28, 2017 Filed Oct 3, 2017 14:49 UTC
CHAPMAN STEVEN MGroup Vice President
GiftCommon 6,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015678 · doc4.xml · nonDerivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 6,508

F1 · balance_after: 6,508 shares held by the reporting person have been transferred to the Grantor Retained Annuity Trust #1.

Read SEC document
August 28, 2017 Filed Oct 3, 2017 14:49 UTC
CHAPMAN STEVEN MGroup Vice President
GiftCommon 6,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015678 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

F1 · balance_after: 6,508 shares held by the reporting person have been transferred to the Grantor Retained Annuity Trust #1.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 18:34 UTC
Nusterer NorbertVP & President - Power Systems
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,280 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-17-014334 · doc4.xml · derivative · entry 3

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common · 1,280 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 18:34 UTC
Nusterer NorbertVP & President - Power Systems
Exercise / conversionCommon 1,280 $111.84 $143,155.20
Disclosure

SEC source: 0001225208-17-014334 · doc4.xml · nonDerivative · entry 1

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3.643 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 15:14 UTC
ROSE MARYA MV.P. - CAO
GiftCommon 780 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013956 · doc4.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,565

Read SEC document
August 09, 2017 Filed Aug 10, 2017 19:02 UTC SaleCommon 1,633 $159.27 $260,084.64
Disclosure

SEC source: 0001225208-17-013649 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,814

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.2506 - $159.2735. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
July 28, 2017 Filed Jul 28, 2017 19:41 UTC GrantCommon 928 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012988 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Read SEC document
July 25, 2017 Filed Jul 26, 2017 18:28 UTC
Satterthwaite TonyPresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,000 $0.00 Strike: $19.42 $0.00
Disclosure

SEC source: 0001225208-17-012896 · doc4.xml · derivative · entry 4

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830

Underlying: Common · 4,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 18:28 UTC
Satterthwaite TonyPresident - Distribution
SaleCommon 4,000 $169.00 $676,000.00
Disclosure

SEC source: 0001225208-17-012896 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,902

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 18:28 UTC
Satterthwaite TonyPresident - Distribution
Exercise / conversionCommon 4,000 $19.42 $77,680.00
Disclosure

SEC source: 0001225208-17-012896 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 18:28 UTC
Ward PatVP - Chief Financial Officer
SaleCommon 5,000 $169.00 $845,000.00
Disclosure

SEC source: 0001225208-17-012895 · doc4.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

F1 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 22, 2017.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 15:50 UTC
Cook Jill EChief Human Resources Officer
SaleCommon 7,000 $165.86 $1,161,020.00
Disclosure

SEC source: 0001225208-17-012851 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

F1 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on May 25, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,650 $0.00 Strike: $19.42 $0.00
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 10

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,650 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,900 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 9

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,900 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC SaleCommon 14,550 $165.00 $2,400,750.00
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC SaleCommon 8,000 $165.00 $1,320,000.00
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 4

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,681

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC Exercise / conversionCommon 3,650 $19.42 $70,883.00
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC Exercise / conversionCommon 10,900 $58.12 $633,453.50
Disclosure

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC
Satterthwaite TonyPresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,000 $0.00 Strike: $19.42 $0.00
Disclosure

SEC source: 0001225208-17-012451 · doc4.xml · derivative · entry 4

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,830

Underlying: Common · 4,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 14:22 UTC
Satterthwaite TonyPresident - Distribution
SaleCommon 4,000 $164.50 $658,000.00
Disclosure

SEC source: 0001225208-17-012451 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,902

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

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July 06, 2017 Filed Jul 10, 2017 14:22 UTC
Satterthwaite TonyPresident - Distribution
Exercise / conversionCommon 4,000 $19.42 $77,680.00
Disclosure

SEC source: 0001225208-17-012451 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.

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June 19, 2017 Filed Jun 20, 2017 17:30 UTC
Ward PatVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,150 $0.00 Strike: $119.77 $0.00
Disclosure

SEC source: 0001225208-17-011502 · doc4.xml · derivative · entry 7

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,150 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2017 Filed Jun 20, 2017 17:30 UTC
Ward PatVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,900 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001225208-17-011502 · doc4.xml · derivative · entry 6

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,900 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2017 Filed Jun 20, 2017 17:30 UTC
Ward PatVP - Chief Financial Officer
SaleCommon 14,050 $163.95 $2,303,497.50
Disclosure

SEC source: 0001225208-17-011502 · doc4.xml · nonDerivative · entry 3

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 22, 2017.

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June 19, 2017 Filed Jun 20, 2017 17:30 UTC
Ward PatVP - Chief Financial Officer
Exercise / conversionCommon 5,900 $58.12 $342,878.50
Disclosure

SEC source: 0001225208-17-011502 · doc4.xml · nonDerivative · entry 2

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 22, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.