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Nasdaq · USD

CLIR

ClearSign Technologies Corp

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7487
SEC CIK
0001434524
Parsed reports
234

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202620
May 202600
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 22:30 UTC
Sock Stephen MichaelSVP Business Development
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001144204-19-005908 · tv512876_4.xml · derivative · entry 1

Sock Stephen Michael · CIK 0001751638 · SVP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-01

F1 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:30 UTC
Fike Brian GrantInterim CFO
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 3

Fike Brian Grant · CIK 0001706465 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-01

F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:30 UTC
Fike Brian GrantInterim CFO
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 2

Fike Brian Grant · CIK 0001706465 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-01

F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:30 UTC
Fike Brian GrantInterim CFO
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 1

Fike Brian Grant · CIK 0001706465 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 50,000 shares

Expires 2029-01-01

F1 · derivative.exercise_date: The right to purchase the option shares vested on the date of grant.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 20:07 UTC
BELL LON EDirector
GrantCommon Stock/CLIR 6,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000738 · tv510460_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,499

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 20:08 UTC GrantCommon Stock/CLIR 13,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000739 · tv510462_4.xml · nonDerivative · entry 1

HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,153

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018.

Read SEC document
December 31, 2018 Filed Jan 5, 2019 01:07 UTC GrantCommon Stock/CLIR 6,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000737 · tv510455_4.xml · nonDerivative · entry 1

ISAACSON SCOTT P · CIK 0001547301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,935

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
December 31, 2018 Filed Jan 5, 2019 01:07 UTC GrantCommon Stock/CLIR 6,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000736 · tv510453_4.xml · nonDerivative · entry 1

Meline Susanne · CIK 0001731684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,249

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:06 UTC
Kendrick Donald WChief Technology Officer
PurchaseCommon Stock/CLIR 10,000 $1.14 $11,400.00
Disclosure

SEC source: 0001144204-18-065394 · tv509480_4.xml · nonDerivative · entry 1

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,233

Read SEC document
September 28, 2018 Filed Oct 2, 2018 19:00 UTC
BELL LON EDirector
GrantCommon Stock/CLIR 6,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-052151 · tv504082_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,743

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 23:00 UTC GrantCommon Stock/CLIR 6,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-052152 · tv504084_4.xml · nonDerivative · entry 1

Meline Susanne · CIK 0001731684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,493

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 23:00 UTC GrantCommon Stock/CLIR 6,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-052150 · tv504079_4.xml · nonDerivative · entry 1

ISAACSON SCOTT P · CIK 0001547301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,179

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 22:59 UTC GrantCommon Stock/CLIR 6,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-052148 · tv503901_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,497

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:04 UTC
BELL LON EDirector
GrantCommon Stock/CLIR 13,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-037196 · tv497940_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,986

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:08 UTC GrantCommon Stock/CLIR 13,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-037201 · tv497943_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,740

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:07 UTC GrantCommon Stock/CLIR 13,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-037200 · tv497942_4.xml · nonDerivative · entry 1

Meline Susanne · CIK 0001731684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,736

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:05 UTC GrantCommon Stock/CLIR 13,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-037198 · tv497941_4.xml · nonDerivative · entry 1

ISAACSON SCOTT P · CIK 0001547301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,422

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

Read SEC document
April 20, 2018 Filed Apr 26, 2018 20:37 UTC
Ruiz RobertoChief Operating Officer
GrantOption to Purchase Common Stock · Derivative 20,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001144204-18-022715 · tv491183_4.xml · derivative · entry 1

Ruiz Roberto · CIK 0001563443 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,500

Underlying: Common Stock · 20,000 shares

Expires 2028-04-01

F1 · date: The reporting person was notified of the grant on April 20, 2018. The grant was made by the Compensation Committee at a meeting held on April 12, 2018

F2 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 17:29 UTC
Kendrick Donald WChief Technology Officer
GrantOption to Purchase Common Stock · Derivative 30,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001144204-18-020773 · tv491185_4.xml · derivative · entry 1

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 30,000 shares

Expires 2028-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:28 UTC
Fike Brian GrantInterim CFO
GrantOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001144204-18-020771 · tv491184_4.xml · derivative · entry 1

Fike Brian Grant · CIK 0001706465 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 25,000 shares

Expires 2028-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested..

Read SEC document
February 27, 2018 Filed Feb 28, 2018 16:30 UTC
BELL LON EDirector
PurchaseCommon Stock/CLIR 111,000 $2.25 $249,750.00
Disclosure

SEC source: 0001144204-18-011791 · tv487220_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,472

Read SEC document
February 27, 2018 Filed Feb 28, 2018 21:31 UTC
PIRNAT STEPHEN EDirector · Chief Executive Officer
PurchaseCommon Stock/CLIR 10,000 $2.25 $22,500.00
Disclosure

SEC source: 0001144204-18-011797 · tv487223_4.xml · nonDerivative · entry 1

PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,947

Read SEC document
February 27, 2018 Filed Feb 28, 2018 21:31 UTC PurchaseCommon Stock/CLIR 22,222 $2.25 $49,999.50
Disclosure

SEC source: 0001144204-18-011796 · tv487222_4.xml · nonDerivative · entry 1

Meline Susanne · CIK 0001731684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Read SEC document
February 27, 2018 Filed Feb 28, 2018 21:31 UTC
Fike Brian GrantInterim CFO
PurchaseCommon Stock/CLIR 1,000 $2.25 $2,250.00
Disclosure

SEC source: 0001144204-18-011794 · tv487221_4.xml · nonDerivative · entry 1

Fike Brian Grant · CIK 0001706465 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
December 04, 2017 Filed Dec 6, 2017 16:30 UTC
Kendrick Donald WChief Technology Officer
PurchaseCommon Stock/CLIR 5,000 $2.13 $10,625.00
Disclosure

SEC source: 0001144204-17-062619 · tv480929_4.xml · nonDerivative · entry 2

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 25,600

Read SEC document
August 22, 2017 Filed Aug 23, 2017 19:43 UTC
Kendrick Donald WChief Technology Officer
PurchaseCommon Stock/CLIR 5,000 $2.89 $14,453.50
Disclosure

SEC source: 0001144204-17-044836 · v473948_4.xml · nonDerivative · entry 2

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 20,600

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:09 UTC
PIRNAT STEPHEN EDirector · Chief Executive Officer
PurchaseCommon Stock/CLIR 1,000 $2.95 $2,945.00
Disclosure

SEC source: 0001144204-17-044595 · v473833_4.xml · nonDerivative · entry 1

PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,947

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:05 UTC
Ruiz RobertoChief Operating Officer
PurchaseCommon Stock/CLIR 1,000 $3.19 $3,190.00
Disclosure

SEC source: 0001144204-17-044389 · v473754_4.xml · nonDerivative · entry 2

Ruiz Roberto · CIK 0001563443 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,560

Read SEC document
August 17, 2017 Filed Aug 22, 2017 20:12 UTC
LEE ANDREW USee Remarks
PurchaseCommon Stock/CLIR 1,000 $3.20 $3,195.00
Disclosure

SEC source: 0001144204-17-044597 · v473811_4.xml · nonDerivative · entry 2

LEE ANDREW U · CIK 0001243871 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,800

Read SEC document
June 27, 2017 Filed Jun 28, 2017 10:02 UTC
LEE ANDREW USee Remarks
GrantOption to Purchase Common Stock · Derivative 12,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001144204-17-034493 · v469849_4.xml · derivative · entry 1

LEE ANDREW U · CIK 0001243871 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,855

Underlying: Common Stock · 12,000 shares

Expires 2027-04-01

F1 · date: The reporting person was notified of the grant on June 27, 2017. The grant was made by the Compensation Committee by a Resolution of Unanimous Written Consent June 23, 2017.

F2 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.

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June 23, 2017 Filed Jun 27, 2017 06:05 UTC
Kendrick Donald WChief Technology Officer
GrantOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001144204-17-034216 · v469737_4.xml · derivative · entry 1

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2027-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 10:04 UTC
Ruiz RobertoChief Operating Officer
GrantOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001144204-17-034214 · v469735_4.xml · derivative · entry 1

Ruiz Roberto · CIK 0001563443 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Underlying: Common Stock · 10,000 shares

Expires 2027-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 10:03 UTC
Fike Brian GrantSee Remarks
GrantOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001144204-17-034212 · v469733_4.xml · derivative · entry 1

Fike Brian Grant · CIK 0001706465 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 10:00 UTC
COLANNINO JOSEPHSee Remarks
GrantOption to Purchase Common Stock · Derivative 15,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001144204-17-034210 · v469731_4.xml · derivative · entry 1

COLANNINO JOSEPH · CIK 0001547582 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,555

Underlying: Common Stock · 15,000 shares

Expires 2027-04-01

F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:52 UTC
BELL LON EDirector
GrantCommon Stock/CLIR 27,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009076 · v459429_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,472

F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:56 UTC
Kendrick Donald WChief Technology Officer
GrantCommon Stock/CLIR 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009091 · v459465_4.xml · nonDerivative · entry 1

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,233

F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:56 UTC GrantCommon Stock/CLIR 27,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009088 · v459443_4.xml · nonDerivative · entry 1

ISAACSON SCOTT P · CIK 0001547301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,908

F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:54 UTC
Ruiz RobertoChief Operating Officer
GrantCommon Stock/CLIR 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009084 · v459439_4.xml · nonDerivative · entry 1

Ruiz Roberto · CIK 0001563443 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,313

F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:55 UTC
HARMON JAMES NChief Financial Officer
GrantCommon Stock/CLIR 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009086 · v459442_4.xml · nonDerivative · entry 1

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,841

F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:54 UTC
PIRNAT STEPHEN EDirector · Chief Executive Officer
GrantCommon Stock/CLIR 52,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009083 · v459438_4.xml · nonDerivative · entry 1

PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,947

F1 · shares: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:53 UTC GrantCommon Stock/CLIR 27,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009081 · v459437_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,226

F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:52 UTC
COLANNINO JOSEPHSenior VP of Engineering
GrantCommon Stock/CLIR 6,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009078 · v459433_4.xml · nonDerivative · entry 1

COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,781

F1 · shares: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:53 UTC
LEE ANDREW USVP of Business Development
GrantCommon Stock/CLIR 13,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009080 · v459435_4.xml · nonDerivative · entry 1

LEE ANDREW U · CIK 0001243871 · SVP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,889

F1 · shares: On February 10, 2017, the reporting person was granted 13,889 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 13,889 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:26 UTC
BELL LON EDirector
OtherWarrant to Purchase Common Stock · Derivative 35,336 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004022 · v457556_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,336

Underlying: Common Stock · 35,336 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:26 UTC
BELL LON EDirector
OtherCommon Stock/CLIR 35,336 $4.00 $141,344.00
Disclosure

SEC source: 0001144204-17-004022 · v457556_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,694

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:30 UTC OtherWarrant to Purchase Common Stock · Derivative 2,600 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 6

Kendrick Donald W · CIK 0001673849 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:30 UTC OtherWarrant to Purchase Common Stock · Derivative 1,400 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 5

Kendrick Donald W · CIK 0001673849 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:30 UTC OtherCommon Stock/CLIR 2,600 $4.00 $10,400.00
Disclosure

SEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 2

Kendrick Donald W · CIK 0001673849 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,600

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 16:30 UTC OtherCommon Stock/CLIR 1,400 $4.00 $5,600.00
Disclosure

SEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 1

Kendrick Donald W · CIK 0001673849 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment
Kendrick Donald WChief Technology Officer
OtherWarrant to Purchase Common Stock · Derivative 2,600 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 6

Kendrick Donald W · CIK 0001673849 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.