Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
Sock Stephen MichaelSVP Business Development
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001144204-19-005908 · tv512876_4.xml · derivative · entry 1 Sock Stephen Michael · CIK 0001751638 · SVP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F1 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
Fike Brian GrantInterim CFO
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 3 Fike Brian Grant · CIK 0001706465 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
Fike Brian GrantInterim CFO
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 2 Fike Brian Grant · CIK 0001706465 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
Fike Brian GrantInterim CFO
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001144204-19-005905 · tv512872_4.xml · derivative · entry 1 Fike Brian Grant · CIK 0001706465 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F1 · derivative.exercise_date: The right to purchase the option shares vested on the date of grant. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 20:07 UTC |
BELL LON EDirector
|
GrantCommon Stock/CLIR | 6,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000738 · tv510460_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,499 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 20:08 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantCommon Stock/CLIR | 13,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000739 · tv510462_4.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018. Read SEC document |
| December 31, 2018 Filed Jan 5, 2019 01:07 UTC |
ISAACSON SCOTT PDirector
|
GrantCommon Stock/CLIR | 6,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000737 · tv510455_4.xml · nonDerivative · entry 1 ISAACSON SCOTT P · CIK 0001547301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,935 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 5, 2019 01:07 UTC |
Meline SusanneDirector
|
GrantCommon Stock/CLIR | 6,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000736 · tv510453_4.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,249 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:06 UTC |
Kendrick Donald WChief Technology Officer
|
PurchaseCommon Stock/CLIR | 10,000 | $1.14 | $11,400.00 |
DisclosureSEC source: 0001144204-18-065394 · tv509480_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,233 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 19:00 UTC |
BELL LON EDirector
|
GrantCommon Stock/CLIR | 6,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-052151 · tv504082_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,743 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 23:00 UTC |
Meline SusanneDirector
|
GrantCommon Stock/CLIR | 6,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-052152 · tv504084_4.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,493 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 23:00 UTC |
ISAACSON SCOTT PDirector
|
GrantCommon Stock/CLIR | 6,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-052150 · tv504079_4.xml · nonDerivative · entry 1 ISAACSON SCOTT P · CIK 0001547301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,179 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 22:59 UTC |
Ott Jeffrey LDirector
|
GrantCommon Stock/CLIR | 6,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-052148 · tv503901_4.xml · nonDerivative · entry 1 Ott Jeffrey L · CIK 0001299046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,497 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 15:04 UTC |
BELL LON EDirector
|
GrantCommon Stock/CLIR | 13,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037196 · tv497940_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,986 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:08 UTC |
Ott Jeffrey LDirector
|
GrantCommon Stock/CLIR | 13,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037201 · tv497943_4.xml · nonDerivative · entry 1 Ott Jeffrey L · CIK 0001299046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,740 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:07 UTC |
Meline SusanneDirector
|
GrantCommon Stock/CLIR | 13,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037200 · tv497942_4.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,736 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:05 UTC |
ISAACSON SCOTT PDirector
|
GrantCommon Stock/CLIR | 13,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-037198 · tv497941_4.xml · nonDerivative · entry 1 ISAACSON SCOTT P · CIK 0001547301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,422 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018. Read SEC document |
| April 20, 2018 Filed Apr 26, 2018 20:37 UTC |
Ruiz RobertoChief Operating Officer
|
GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001144204-18-022715 · tv491183_4.xml · derivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,500 Underlying: Common Stock · 20,000 shares Expires 2028-04-01 F1 · date: The reporting person was notified of the grant on April 20, 2018. The grant was made by the Compensation Committee at a meeting held on April 12, 2018 F2 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 17:29 UTC |
Kendrick Donald WChief Technology Officer
|
GrantOption to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001144204-18-020773 · tv491185_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 30,000 shares Expires 2028-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:28 UTC |
Fike Brian GrantInterim CFO
|
GrantOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001144204-18-020771 · tv491184_4.xml · derivative · entry 1 Fike Brian Grant · CIK 0001706465 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 25,000 shares Expires 2028-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 16:30 UTC |
BELL LON EDirector
|
PurchaseCommon Stock/CLIR | 111,000 | $2.25 | $249,750.00 |
DisclosureSEC source: 0001144204-18-011791 · tv487220_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,472 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 21:31 UTC |
PIRNAT STEPHEN EDirector · Chief Executive Officer
|
PurchaseCommon Stock/CLIR | 10,000 | $2.25 | $22,500.00 |
DisclosureSEC source: 0001144204-18-011797 · tv487223_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,947 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 21:31 UTC |
Meline SusanneDirector
|
PurchaseCommon Stock/CLIR | 22,222 | $2.25 | $49,999.50 |
DisclosureSEC source: 0001144204-18-011796 · tv487222_4.xml · nonDerivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 21:31 UTC |
Fike Brian GrantInterim CFO
|
PurchaseCommon Stock/CLIR | 1,000 | $2.25 | $2,250.00 |
DisclosureSEC source: 0001144204-18-011794 · tv487221_4.xml · nonDerivative · entry 1 Fike Brian Grant · CIK 0001706465 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:30 UTC |
Kendrick Donald WChief Technology Officer
|
PurchaseCommon Stock/CLIR | 5,000 | $2.13 | $10,625.00 |
DisclosureSEC source: 0001144204-17-062619 · tv480929_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,600 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:43 UTC |
Kendrick Donald WChief Technology Officer
|
PurchaseCommon Stock/CLIR | 5,000 | $2.89 | $14,453.50 |
DisclosureSEC source: 0001144204-17-044836 · v473948_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,600 Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:09 UTC |
PIRNAT STEPHEN EDirector · Chief Executive Officer
|
PurchaseCommon Stock/CLIR | 1,000 | $2.95 | $2,945.00 |
DisclosureSEC source: 0001144204-17-044595 · v473833_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,947 Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:05 UTC |
Ruiz RobertoChief Operating Officer
|
PurchaseCommon Stock/CLIR | 1,000 | $3.19 | $3,190.00 |
DisclosureSEC source: 0001144204-17-044389 · v473754_4.xml · nonDerivative · entry 2 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,560 Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 20:12 UTC |
LEE ANDREW USee Remarks
|
PurchaseCommon Stock/CLIR | 1,000 | $3.20 | $3,195.00 |
DisclosureSEC source: 0001144204-17-044597 · v473811_4.xml · nonDerivative · entry 2 LEE ANDREW U · CIK 0001243871 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,800 Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 10:02 UTC |
LEE ANDREW USee Remarks
|
GrantOption to Purchase Common Stock · Derivative | 12,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034493 · v469849_4.xml · derivative · entry 1 LEE ANDREW U · CIK 0001243871 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,855 Underlying: Common Stock · 12,000 shares Expires 2027-04-01 F1 · date: The reporting person was notified of the grant on June 27, 2017. The grant was made by the Compensation Committee by a Resolution of Unanimous Written Consent June 23, 2017. F2 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 06:05 UTC |
Kendrick Donald WChief Technology Officer
|
GrantOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034216 · v469737_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 10:04 UTC |
Ruiz RobertoChief Operating Officer
|
GrantOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034214 · v469735_4.xml · derivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,500 Underlying: Common Stock · 10,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 10:03 UTC |
Fike Brian GrantSee Remarks
|
GrantOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034212 · v469733_4.xml · derivative · entry 1 Fike Brian Grant · CIK 0001706465 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 10:00 UTC |
COLANNINO JOSEPHSee Remarks
|
GrantOption to Purchase Common Stock · Derivative | 15,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034210 · v469731_4.xml · derivative · entry 1 COLANNINO JOSEPH · CIK 0001547582 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,555 Underlying: Common Stock · 15,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:52 UTC |
BELL LON EDirector
|
GrantCommon Stock/CLIR | 27,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009076 · v459429_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,472 F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:56 UTC |
Kendrick Donald WChief Technology Officer
|
GrantCommon Stock/CLIR | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009091 · v459465_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,233 F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:56 UTC |
ISAACSON SCOTT PDirector
|
GrantCommon Stock/CLIR | 27,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009088 · v459443_4.xml · nonDerivative · entry 1 ISAACSON SCOTT P · CIK 0001547301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,908 F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:54 UTC |
Ruiz RobertoChief Operating Officer
|
GrantCommon Stock/CLIR | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009084 · v459439_4.xml · nonDerivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,313 F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:55 UTC |
HARMON JAMES NChief Financial Officer
|
GrantCommon Stock/CLIR | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009086 · v459442_4.xml · nonDerivative · entry 1 HARMON JAMES N · CIK 0001547381 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,841 F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:54 UTC |
PIRNAT STEPHEN EDirector · Chief Executive Officer
|
GrantCommon Stock/CLIR | 52,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009083 · v459438_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,947 F1 · shares: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC |
Ott Jeffrey LDirector
|
GrantCommon Stock/CLIR | 27,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009081 · v459437_4.xml · nonDerivative · entry 1 Ott Jeffrey L · CIK 0001299046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,226 F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:52 UTC |
COLANNINO JOSEPHSenior VP of Engineering
|
GrantCommon Stock/CLIR | 6,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009078 · v459433_4.xml · nonDerivative · entry 1 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,781 F1 · shares: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC |
LEE ANDREW USVP of Business Development
|
GrantCommon Stock/CLIR | 13,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009080 · v459435_4.xml · nonDerivative · entry 1 LEE ANDREW U · CIK 0001243871 · SVP of Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,889 F1 · shares: On February 10, 2017, the reporting person was granted 13,889 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 13,889 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:26 UTC |
BELL LON EDirector
|
OtherWarrant to Purchase Common Stock · Derivative | 35,336 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004022 · v457556_4.xml · derivative · entry 3 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336 Underlying: Common Stock · 35,336 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:26 UTC |
BELL LON EDirector
|
OtherCommon Stock/CLIR | 35,336 | $4.00 | $141,344.00 |
DisclosureSEC source: 0001144204-17-004022 · v457556_4.xml · nonDerivative · entry 1 BELL LON E · CIK 0000941593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,694 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC |
Kendrick Donald WSee Remarks
|
OtherWarrant to Purchase Common Stock · Derivative | 2,600 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 6 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC |
Kendrick Donald WSee Remarks
|
OtherWarrant to Purchase Common Stock · Derivative | 1,400 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 5 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC |
Kendrick Donald WSee Remarks
|
OtherCommon Stock/CLIR | 2,600 | $4.00 | $10,400.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 15,600 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC |
Kendrick Donald WSee Remarks
|
OtherCommon Stock/CLIR | 1,400 | $4.00 | $5,600.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment |
Kendrick Donald WChief Technology Officer
|
OtherWarrant to Purchase Common Stock · Derivative | 2,600 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 6 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.