Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZZ INCAZZ · Entity 4043 | Director | July 09, 2019 | July 10, 2019 |
| ClearSign Technologies CorpCLIR · Entity 7487 | Director · Chief Executive Officer | February 27, 2018 | February 28, 2018 |
| PROFIRE ENERGY INCPFIE · Entity 84498 | Director | September 18, 2015 | September 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZZ INC
Report date July 09, 2019 · Filed July 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 11,543 |
Reported balance
After 2019-07-09 transaction · row 1
1 source rowRow 1 · 2019-07-09 · Grant · Acquired 2,124 · Balance 11,543 |
ClearSign Technologies Corp
Report date February 27, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock/CLIRSEC Table I · non-derivative | Direct | 113,947 |
Reported balance
After 2018-02-27 transaction · row 1
1 source rowRow 1 · 2018-02-27 · Purchase · Acquired 10,000 · Balance 113,947 |
PROFIRE ENERGY INC
Report date September 18, 2015 · Filed September 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,953 |
Ending reported balance
After 2015-10-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-09-18 · Exercise / conversion · Acquired 19,953 · Balance 19,953 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2015-10-30 · Grant · Acquired 80,000 · Balance 99,953 F2: The reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2015-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-09-18 · Exercise / conversion · Disposed 19,953 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 18, 2014 the reporting person was granted 19,953 restricted stock units, 9,977 of which vested on September 18, 2014 and 9,976 of which vested on September 18, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition.
F3: On September 18, 2014 the reporting person was granted 19,953 restricted stock units, 9,977 of which vested on September 18, 2014 and 9,976 of which vested on September 18, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2019 Filed Jul 10, 2019 20:38 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-19-000147 · wf-form4_156279111819225.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,543 Read SEC document |
| July 10, 2018 Filed Jul 10, 2018 22:14 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 1,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-18-000122 · wf-form4_153126087286213.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,419 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 21:31 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 10,000 | $2.25 | $22,500.00 |
DisclosureSEC source: 0001144204-18-011797 · tv487223_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,947 Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:09 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 1,000 | $2.95 | $2,945.00 |
DisclosureSEC source: 0001144204-17-044595 · v473833_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,947 Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 21:31 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000105 · wf-form4_149989510005978.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,596 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:54 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantCommon Stock/CLIR | 52,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009083 · v459438_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,947 F1 · shares: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 52,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 8,361 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004038 · v457573_4.xml · derivative · entry 3 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,361 Underlying: Common Stock · 8,361 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 8,361 | $4.00 | $33,444.00 |
DisclosureSEC source: 0001144204-17-004038 · v457573_4.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,169 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 8,361 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004038 · v457573_4.xml · derivative · entry 2 PIRNAT STEPHEN E · CIK 0001547961 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: See Footnote · 8,361 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| October 30, 2015 Filed Sep 22, 2016 15:45 UTC | PROFIRE ENERGY INC PFIE · Entity 84498 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001096906-16-001909 · primary_doc.xml · nonDerivative · entry 2 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,953 F2 · shares: The reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition. Read SEC document |
| September 18, 2015 Filed Sep 22, 2016 15:45 UTC | PROFIRE ENERGY INC PFIE · Entity 84498 | Exercise / conversionRestricted Stock Units · Derivative | 19,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001096906-16-001909 · primary_doc.xml · derivative · entry 3 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 18, 2014 the reporting person was granted 19,953 restricted stock units, 9,977 of which vested on September 18, 2014 and 9,976 of which vested on September 18, 2015. F3 · derivative.expiration_date: On September 18, 2014 the reporting person was granted 19,953 restricted stock units, 9,977 of which vested on September 18, 2014 and 9,976 of which vested on September 18, 2015. Read SEC document |
| September 18, 2015 Filed Sep 22, 2016 15:45 UTC | PROFIRE ENERGY INC PFIE · Entity 84498 | Exercise / conversionCommon Stock | 19,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001096906-16-001909 · primary_doc.xml · nonDerivative · entry 1 PIRNAT STEPHEN E · CIK 0001547961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.