Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearSign Technologies CorpCLIR · Entity 7487 | See Remarks | June 23, 2017 | June 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearSign Technologies Corp
Report date June 23, 2017 · Filed June 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2027-04-01 | Direct | 158,555 |
Reported balance
After 2017-06-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-23 · Grant · Acquired 15,000 · Balance 158,555 F1: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2017 Filed Jun 27, 2017 10:00 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 15,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034210 · v469731_4.xml · derivative · entry 1 COLANNINO JOSEPH · CIK 0001547582 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,555 Underlying: Common Stock · 15,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:52 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantCommon Stock/CLIR | 6,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009078 · v459433_4.xml · nonDerivative · entry 1 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,781 F1 · shares: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 6,944 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 5,000 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · derivative · entry 7 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 10,155 Underlying: Common Stock · 5,000 shares Expires 2019-01-25 F2 · price: The common stock and the warrants were acquired pursuant to a best efforts public offering through the Issuer's placement agent of all units remainingfollowing the expiration of the subscription period under the Rights Offering. Each unit consisted of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F4 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 5,155 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · derivative · entry 6 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,155 Underlying: Common Stock · 5,155 shares Expires 2019-01-25 F1 · price: The common stock and the warrants were acquired pursuant to the exercise of subscription rights (the "Rights Offering") previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F4 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · nonDerivative · entry 3 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 35,930 F2 · price: The common stock and the warrants were acquired pursuant to a best efforts public offering through the Issuer's placement agent of all units remainingfollowing the expiration of the subscription period under the Rights Offering. Each unit consisted of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 5,155 | $4.00 | $20,620.00 |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · nonDerivative · entry 2 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 30,930 F1 · price: The common stock and the warrants were acquired pursuant to the exercise of subscription rights (the "Rights Offering") previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 5,155 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · derivative · entry 5 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: See Footnote · 5,155 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants were acquired pursuant to the exercise of subscription rights (the "Rights Offering") previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 21:27 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 1,967 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004023 · v457558_4.xml · derivative · entry 4 COLANNINO JOSEPH · CIK 0001547582 · Senior VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: See Footnote · 1,967 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants were acquired pursuant to the exercise of subscription rights (the "Rights Offering") previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F3 · balance_after: These Subscription Rights expired without exercise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.