BELL LON E

SEC source: 0001104659-20-064275 · tm2020299d1_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-05-18

F1 · security: On May 18, 2020 the Compensation Committee of the Issuer's board of directors, in accordance with a compensation policy approved by the board of directors, approved compensation to be paid to the Issuer's non-executive directors for services provided and to be provided to the Issuer during the period from April 1, 2020 to June 30, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $0.54. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan.

SEC source: 0001104659-20-043664 · tm2015124d1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,182

SEC source: 0001104659-20-042456 · tm2014840d1_4.xml · nonDerivative · entry 4

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,001

SEC source: 0001104659-20-043277 · tm2014958-2_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2030-04-01

F1 · security: On April 1, 2020 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2020 to March 31, 2020. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $0.72. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The option was issued from the Issuer's 2011 Equity Incentive Plan. The right to exercise the option and purchase the option shares vested on the date of award.

SEC source: 0001104659-20-042456 · tm2014840d1_4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,525

SEC source: 0001104659-20-042456 · tm2014840d1_4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,771

SEC source: 0001104659-20-042456 · tm2014840d1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,496

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,415

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,182

F1 · balance_after: Reflects the transfer of 201,914 shares of common stock previously held by the reporting person directly to The Bell Family Life Insurance No 1 Trust dated 2/2/95 as amended (the "Bell Trust").

SEC source: 0001104659-19-064377 · tm1923014_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,393

Underlying: Common Stock · 252,393 shares

Expires 2024-11-13

F1 · shares: Represents shares of common stock and warrants to purchase common stock purchased by the reporting person for $2.4763 per share of common stock as part of a private placement by Ideal Power Inc.

SEC source: 0001104659-19-064377 · tm1923014_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,881

F1 · shares: Represents shares of common stock and warrants to purchase common stock purchased by the reporting person for $2.4763 per share of common stock as part of a private placement by Ideal Power Inc.

SEC source: 0001104659-19-057979 · tm1921468d4_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2029-10-28

F1 · derivative.exercise_date: The stock option was granted under the issuer's Amended & Restated 2013 Equity Incentive Plan. The stock option vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001144204-19-033824 · tv524816_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 17,000 shares

Expires 2029-04-01

F1 · date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The right to purchase the common stock is earned in quarterly increments. The option was issued from the Company's 2011 Equity Incentive Plan

SEC source: 0001144204-19-025694 · tv521420_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: On May 9, 2019, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the first quarter of 2019. The reporting person is a non-executive director. The number of option shares awarded was based on the services provided by the director. These services include, depending on the individual, Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

SEC source: 0001104659-19-058376 · tm1921550-3_4aseq1.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. The right to purchase the option shares vests in equal increments as follows: the right to purchase 17,000 shares vested on May 9, 2019 and the right to purchase the remaining 51,000 shares will vest in equal increments on the last day of each calendar quarter.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 4

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,875 shares

Expires 2027-01-03

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F5 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires 2026-01-04

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F4 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,161 shares of common stock vests on March 31, 2016; the right to purchase 3,162 shares of common stock vests on June 30, 2016; the right to purchase 3,161 shares of common stock vests on September 30, 2016; and the right to purchase 3,162 shares vests on December 31, 2016.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 2

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,834 shares

Expires 2025-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F3 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,208 shares of common stock vests on March 31, 2015; the right to purchase 3,209 shares of common stock vests on June 30, 2015; the right to purchase 3,208 shares of common stock vests on September 30, 2015; and the right to purchase 3,209 shares vests on December 31, 2015.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,742 shares

Expires 2024-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.

SEC source: 0001144204-19-000738 · tv510460_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,499

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

SEC source: 0001144204-18-052151 · tv504082_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,743

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan.

SEC source: 0001104659-18-053986 · a4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common Stock · 76,923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CDTI Advanced Materials, Inc. common stock.

F2 · derivative.exercise_date: The shares shall vest in full on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) August 24, 2019.

F2 · derivative.expiration_date: The shares shall vest in full on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) August 24, 2019.

SEC source: 0001104659-18-047719 · a4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 282,000

SEC source: 0001104659-18-047719 · a4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,988

SEC source: 0001144204-18-037196 · tv497940_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,986

F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2018, each independent director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Because the grant was approved in the second quarter, the shares of common stock for both the first and second quarter of 2018 were issued on June 29, 2018.

SEC source: 0001104659-18-029429 · a4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,494

SEC source: 0001144204-18-024446 · tv492624_form4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-04-27

F1 · security: The option was issued under the Ideal Power Inc. Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

SEC source: 0001144204-18-011791 · tv487220_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,472

SEC source: 0001144204-18-000895 · tv482751_form4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,786

Underlying: Common Stock · 31,786 shares

Expires 2028-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 7,946 shares of common stock vests on March 31, 2018; the right to purchase 7,947 shares of common stock vests on June 30, 2018; the right to purchase 7,946 shares of common stock vests on September 30, 2018; and the right to purchase 7,947 shares vests on December 31, 2018.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 4

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,461

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 111,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-045063 · v473977_form4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-045063 · v473977_form4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 106,911

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-012976 · v461160_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,800

Underlying: Common Stock · 78,800 shares

Expires 2020-03-03

F1 · price: The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.

SEC source: 0001144204-17-012976 · v461160_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,661

F1 · price: The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.

SEC source: 0001144204-17-009076 · v459429_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,472

F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right torepurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

SEC source: 0001144204-17-004022 · v457556_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,336

Underlying: Common Stock · 35,336 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

SEC source: 0001144204-17-004022 · v457556_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,694

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

SEC source: 0001144204-17-002984 · v457135_form4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,875

Underlying: Common Stock · 27,875 shares

Expires 2027-01-03

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · security: The grant represents an annual automatic grant of options to each independent member of the Issuer's Board of Directors, which was inadvertently not timely reported.

F3 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017.

SEC source: 0001144204-17-000026 · v456041_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,358

F1 · shares: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter

F1 · price: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter

SEC source: 0001144204-17-004022 · v457556_4.xml · derivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: See Footnote · 35,336 shares

Expires 2017-01-13

F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

SEC source: 0001104659-16-162957 · a4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,494

SEC source: 0001144204-16-130651 · v451807_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,682

F1 · shares: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.

F1 · price: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.