Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearSign Technologies CorpCLIR · Entity 7487 | Chief Technology Officer | January 09, 2020 | January 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearSign Technologies Corp
Report date January 09, 2020 · Filed January 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.89 · Expires 2030-01-09 | Direct | 40,000 |
Reported balance
After 2020-01-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-01-09 · Grant · Acquired 40,000 · Balance 40,000 F1: The right to purchase 20,000 option shares vested on January 9, 2020, the grant date. The remaining 20,000 option shares will vest upon the completion of certain performance objectives. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.21 · Expires 2029-01-01 | Direct | 60,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 60,000 F2: The right to purchase these shares vested on February 9, 2019, the grant date. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.21 · Expires 2029-01-01 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,000 F3: The right to purchase the option shares vests as follows: one-third of the option shares vested on January 1, 2019, one-third of the option shares vested on January 1, 2020 and one third of the option shares will vest on January 1, 2021. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2029-01-01 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 50,000 F4: The right to purchase the option shares vests as follows: one-third of the option shares vested on January 1, 2019, one-third of the option shares vested on January 1, 2020 and one third of the option shares will vest on January 1, 2021. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.90 · Expires 2028-04-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 30,000 F5: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continues to vest thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2027-04-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 25,000 F6: The right to purchase the option shares vested at the rate of 6.25% commencing on June 30, 2017 and continues to vest thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.07 · Expires 2025-03-31 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F7: The right to purchase the option shares vested 40% on April 1, 2016 and continues to vest thereafter at the rate of 5% commencing on July 1, 2016 and on each quarterly (3-month) anniversary until the right to purchase all of the shares has vested on July 1, 2020. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.21 · Expires 2026-03-31 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2020-01-09 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 25,000 F8: The right to purchase the option shares vested 6.25% on July 1, 2016 and continues to vest thereafter on each quarterly (3-month) anniversary until the right to purchase all of the shares has vested on July 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The right to purchase 20,000 option shares vested on January 9, 2020, the grant date. The remaining 20,000 option shares will vest upon the completion of certain performance objectives.
F2: The right to purchase these shares vested on February 9, 2019, the grant date.
F3: The right to purchase the option shares vests as follows: one-third of the option shares vested on January 1, 2019, one-third of the option shares vested on January 1, 2020 and one third of the option shares will vest on January 1, 2021.
F4: The right to purchase the option shares vests as follows: one-third of the option shares vested on January 1, 2019, one-third of the option shares vested on January 1, 2020 and one third of the option shares will vest on January 1, 2021.
F5: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continues to vest thereafter on the first day of each quarter until the right to purchase all of the option shares has vested.
F6: The right to purchase the option shares vested at the rate of 6.25% commencing on June 30, 2017 and continues to vest thereafter on the last day of each quarter until the right to purchase all of the option shares has vested.
F7: The right to purchase the option shares vested 40% on April 1, 2016 and continues to vest thereafter at the rate of 5% commencing on July 1, 2016 and on each quarterly (3-month) anniversary until the right to purchase all of the shares has vested on July 1, 2020.
F8: The right to purchase the option shares vested 6.25% on July 1, 2016 and continues to vest thereafter on each quarterly (3-month) anniversary until the right to purchase all of the shares has vested on July 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2020 Filed Jan 14, 2020 20:22 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 40,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001104659-20-004074 · tm203461-1_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-09 F1 · derivative.exercise_date: The right to purchase 20,000 option shares vested on January 9, 2020, the grant date. The remaining 20,000 option shares will vest upon the completion of certain performance objectives. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 18:59 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 5,000 | $0.94 | $4,700.00 |
DisclosureSEC source: 0001144204-19-015198 · tv516829_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 30,600 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 18:59 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 5,000 | $0.94 | $4,700.00 |
DisclosureSEC source: 0001144204-19-015198 · tv516829_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,233 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001144204-19-005906 · tv512875_4.xml · derivative · entry 3 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001144204-19-005906 · tv512875_4.xml · derivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-01 F2 · derivative.exercise_date: The right to purchase one-third of the shares subject to the options vested as of January 1, 2019. The right to purchase the remainder of the shares will vest as follows: one-third on January 1, 2020 and one third on January 1, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 60,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001144204-19-005906 · tv512875_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 60,000 shares Expires 2029-01-01 F1 · derivative.exercise_date: The right to purchase the option shares vested on the date of grant. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:06 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 10,000 | $1.14 | $11,400.00 |
DisclosureSEC source: 0001144204-18-065394 · tv509480_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,233 Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 17:29 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001144204-18-020773 · tv491185_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 30,000 shares Expires 2028-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 5,000 | $2.13 | $10,625.00 |
DisclosureSEC source: 0001144204-17-062619 · tv480929_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,600 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:43 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 5,000 | $2.89 | $14,453.50 |
DisclosureSEC source: 0001144204-17-044836 · v473948_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,600 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 06:05 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034216 · v469737_4.xml · derivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:56 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantCommon Stock/CLIR | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009091 · v459465_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,233 F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 2,600 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 6 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 1,400 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 5 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 2,600 | $4.00 | $10,400.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 15,600 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 1,400 | $4.00 | $5,600.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 2,600 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 6 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,600 Underlying: Common Stock · 2,600 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 1,400 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 5 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 2,600 | $4.00 | $10,400.00 |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · nonDerivative · entry 2 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 15,600 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 1,400 | $4.00 | $5,600.00 |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · nonDerivative · entry 1 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 2,600 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 4 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: See Footnote · 2,600 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 1,400 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004030 · v457565_4.xml · derivative · entry 3 Kendrick Donald W · CIK 0001673849 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: See Footnote · 1,400 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 2,600 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 4 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: See Footnote · 2,600 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 20:23 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 1,400 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004130 · v457716_4a.xml · derivative · entry 3 Kendrick Donald W · CIK 0001673849 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: See Footnote · 1,400 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.