Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearSign Technologies CorpCLIR · Entity 7487 | Chief Operating Officer | April 12, 2018 | April 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearSign Technologies Corp
Report date April 12, 2018 · Filed April 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.90 · Expires 2028-04-01 | Direct | 141,500 |
Reported balance
After 2018-04-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-20 · Grant · Acquired 20,000 · Balance 141,500 F1: The reporting person was notified of the grant on April 20, 2018. The grant was made by the Compensation Committee at a meeting held on April 12, 2018 F2: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was notified of the grant on April 20, 2018. The grant was made by the Compensation Committee at a meeting held on April 12, 2018
F2: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2018 Filed Apr 26, 2018 20:37 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001144204-18-022715 · tv491183_4.xml · derivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,500 Underlying: Common Stock · 20,000 shares Expires 2028-04-01 F1 · date: The reporting person was notified of the grant on April 20, 2018. The grant was made by the Compensation Committee at a meeting held on April 12, 2018 F2 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and continuing thereafter on the first day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:05 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 1,000 | $3.19 | $3,190.00 |
DisclosureSEC source: 0001144204-17-044389 · v473754_4.xml · nonDerivative · entry 2 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,560 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 10:04 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001144204-17-034214 · v469735_4.xml · derivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,500 Underlying: Common Stock · 10,000 shares Expires 2027-04-01 F1 · derivative.exercise_date: The right to purchase the option shares vests at the rate of 6.25% commencing on June 30, 2017 and continuing thereafter on the last day of each quarter until the right to purchase all of the option shares has vested. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:54 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantCommon Stock/CLIR | 20,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-009084 · v459439_4.xml · nonDerivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,313 F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 760 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · derivative · entry 6 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 760 Underlying: Common Stock · 760 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherWarrant to Purchase Common Stock · Derivative | 1,080 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · derivative · entry 5 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Common Stock · 1,080 shares Expires 2019-01-25 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 760 | $4.00 | $3,040.00 |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · nonDerivative · entry 2 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 4,560 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock/CLIR | 1,080 | $4.00 | $4,320.00 |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · nonDerivative · entry 1 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,480 F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 760 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · derivative · entry 4 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: See Footnote · 760 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
| December 27, 2016 Filed Jan 26, 2017 21:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherSubscription Rights (Right to Purchase) · Derivative | 1,080 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001144204-17-004041 · v457574_4.xml · derivative · entry 3 Ruiz Roberto · CIK 0001563443 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: See Footnote · 1,080 shares Expires 2017-01-13 F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.