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person · Reporting owner

HARMON JAMES N

Disclosed activity across 1 company

Tapewire entity
176245
SEC CIK
0001547381

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ClearSign Technologies Corp

Report date May 11, 2017 · Filed May 12, 2017

Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2017 Filed Feb 14, 2017 22:55 UTC ClearSign Technologies Corp CLIR · Entity 7487 GrantCommon Stock/CLIR 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009086 · v459442_4.xml · nonDerivative · entry 1

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,841

F1 · shares: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

F1 · price: On February 10, 2017, the reporting person was granted 20,833 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant, from the Company's 2011 Equity Incentive Plan as payment of a bonus approved by the Issuer's Compensation Committee. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's employment or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018.

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January 25, 2017 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherWarrant to Purchase Common Stock · Derivative 27,668 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · derivative · entry 6

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,668

Underlying: Common Stock · 27,668 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

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January 25, 2017 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherWarrant to Purchase Common Stock · Derivative 3,200 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · derivative · entry 5

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

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January 25, 2017 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherCommon Stock/CLIR 27,668 $4.00 $110,672.00
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · nonDerivative · entry 2

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,008

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherCommon Stock/CLIR 3,200 $4.00 $12,800.00
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · nonDerivative · entry 1

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 19,200

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
December 27, 2016 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherSubscription Rights (Right to Purchase) · Derivative 27,668 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · derivative · entry 4

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: See Footnote · 27,668 shares

Expires 2017-01-13

F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
December 27, 2016 Filed Jan 26, 2017 21:28 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherSubscription Rights (Right to Purchase) · Derivative 3,200 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001144204-17-004026 · v457560_4.xml · derivative · entry 3

HARMON JAMES N · CIK 0001547381 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: See Footnote · 3,200 shares

Expires 2017-01-13

F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.