person · Reporting owner
HOFFMAN Robert Thurston Sr
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearSign Technologies CorpCLIR · Entity 7487 | 10% owner | June 24, 2024 | June 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearSign Technologies Corp
Report date June 24, 2024 · Filed June 26, 2024
Jointly reported with clirSPV LLC, GPclirSPV LLC, Princeton Opportunity Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,539,857 |
Reported balance
After 2024-06-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-24 · Purchase · Acquired 3,350,000 · Balance 9,539,857 F1: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F2: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. |
| Redeemable Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 7,039,500 |
Reported balance
After 2024-06-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-24 · Purchase · Acquired 7,039,500 · Balance 7,039,500 F5: The redeemable warrants are exercisable by clirSPV at any time on or after six (6) months after the date of the Purchase Agreement, or December 24, 2024, until June 24, 2029 at an exercise price per share equal to $1.05, subject to a 19.99% beneficial ownership blocker. F1: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F2: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. |
| Pre-Funded Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 1,343,000 |
Reported balance
After 2024-06-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-24 · Purchase · Acquired 1,343,000 · Balance 1,343,000 F6: The pre-funded warrants are exercisable by clirSPV at any time on or after the date of the Purchase Agreement, or June 24, 2024, until fully exercised at an exercise price per share equal to $0.0001, subject to a 19.99% beneficial ownership blocker. The pre-funded warrants have no expiration date F1: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F2: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 110,519 |
Reported balance
Holding disclosure · report date 2024-06-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 110,519 F3: Includes 110,519 shares of common stock held in an individual retirement arrangement ("IRA"). |
| Common StockSEC Table I · non-derivative | Direct | 237,464 |
Reported balance
Holding disclosure · report date 2024-06-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 237,464 F4: This total reflects the effect of other transactions that have occurred since the date of Mr. Hoffman's last Form 4, including vesting of restricted stock units previously issued to Mr. Hoffman as compensation for his services as a former member of the Issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock.
F2: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock.
F3: Includes 110,519 shares of common stock held in an individual retirement arrangement ("IRA").
F4: This total reflects the effect of other transactions that have occurred since the date of Mr. Hoffman's last Form 4, including vesting of restricted stock units previously issued to Mr. Hoffman as compensation for his services as a former member of the Issuer's board of directors.
F5: The redeemable warrants are exercisable by clirSPV at any time on or after six (6) months after the date of the Purchase Agreement, or December 24, 2024, until June 24, 2029 at an exercise price per share equal to $1.05, subject to a 19.99% beneficial ownership blocker.
F6: The pre-funded warrants are exercisable by clirSPV at any time on or after the date of the Purchase Agreement, or June 24, 2024, until fully exercised at an exercise price per share equal to $0.0001, subject to a 19.99% beneficial ownership blocker. The pre-funded warrants have no expiration date
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2024 Filed Jun 26, 2024 20:04 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchasePre-Funded Warrants to Purchase Common Stock · Derivative | 1,343,000 | $0.91 | $1,221,995.70 |
DisclosureSEC source: 0001104659-24-075270 · tm2418369-1_4seq1.xml · derivative · entry 5 HOFFMAN Robert Thurston Sr · CIK 0001748409 · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,343,000 Underlying: Common Stock · 1,343,000 shares Expires not disclosed F6 · derivative.exercise_price: The pre-funded warrants are exercisable by clirSPV at any time on or after the date of the Purchase Agreement, or June 24, 2024, until fully exercised at an exercise price per share equal to $0.0001, subject to a 19.99% beneficial ownership blocker. The pre-funded warrants have no expiration date F1 · shares: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F6 · derivative.exercise_date: The pre-funded warrants are exercisable by clirSPV at any time on or after the date of the Purchase Agreement, or June 24, 2024, until fully exercised at an exercise price per share equal to $0.0001, subject to a 19.99% beneficial ownership blocker. The pre-funded warrants have no expiration date F6 · derivative.expiration_date: The pre-funded warrants are exercisable by clirSPV at any time on or after the date of the Purchase Agreement, or June 24, 2024, until fully exercised at an exercise price per share equal to $0.0001, subject to a 19.99% beneficial ownership blocker. The pre-funded warrants have no expiration date F2 · ownership.nature: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 20:04 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseRedeemable Warrants to Purchase Common Stock · Derivative | 7,039,500 | $0.01 | $70,395.00 |
DisclosureSEC source: 0001104659-24-075270 · tm2418369-1_4seq1.xml · derivative · entry 4 HOFFMAN Robert Thurston Sr · CIK 0001748409 · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,039,500 Underlying: Common Stock · 7,039,500 shares Expires not disclosed F5 · derivative.exercise_price: The redeemable warrants are exercisable by clirSPV at any time on or after six (6) months after the date of the Purchase Agreement, or December 24, 2024, until June 24, 2029 at an exercise price per share equal to $1.05, subject to a 19.99% beneficial ownership blocker. F1 · shares: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F5 · derivative.exercise_date: The redeemable warrants are exercisable by clirSPV at any time on or after six (6) months after the date of the Purchase Agreement, or December 24, 2024, until June 24, 2029 at an exercise price per share equal to $1.05, subject to a 19.99% beneficial ownership blocker. F5 · derivative.expiration_date: The redeemable warrants are exercisable by clirSPV at any time on or after six (6) months after the date of the Purchase Agreement, or December 24, 2024, until June 24, 2029 at an exercise price per share equal to $1.05, subject to a 19.99% beneficial ownership blocker. F2 · ownership.nature: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 20:04 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock | 3,350,000 | $0.91 | $3,048,500.00 |
DisclosureSEC source: 0001104659-24-075270 · tm2418369-1_4seq1.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,539,857 F1 · shares: The securities reported herein were issued to clirSPV LLC ("clirSPV") pursuant to a Securities Purchase Agreement, dated as of June 24, 2024, as amended on June 26, 2024 (as amended, the "Purchase Agreement"), by and among the Issuer and clirSPV, in connection with its participation right to purchase unregistered securities of the Issuer to maintain a 19.99% ownership percentage of the Issuer's outstanding shares of common stock on terms and conditions no different than those offered to other purchasers. Pursuant to the Purchase Agreement, the Issuer issued clirSPV an aggregate of (i) 3,350,000 shares of common stock, (ii) redeemable warrants to purchase up to 7,039,500 shares of common stock and (iii) pre-funded warrants to purchase up to 1,343,000 shares of common stock. F2 · ownership.nature: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV, the owner of the shares of common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV. Mr. Hoffman has direct ownership of none of the shares of common stock purchased and a total direct beneficial ownership of 237,464 shares of common stock. clirSPV has direct ownership of 3,350,000 shares of common stock purchased and total direct beneficial ownership of 9,539,857 shares of common stock. GPclirSPV LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 9,539,857 shares of common stock. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 17:34 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 20,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-042669 · tm2410636-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,311 Underlying: Common Stock · 20,408 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2024, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 18:58 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | OtherCommon Stock (CLIR) | 1,269,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-24-000005 · primary_doc.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 6,189,857 F1 · kind: Note: clirSPV LLC distributed 1,269,705 shares of ClearSign Technologies Corp. to certain of its members. To the knowledge of Mr. Hoffman, none of such members holds 5% or more of the Common Stock of ClearSign Technologies Corp. after such distribution. F2 · ownership.nature: Note: Mr. Hoffman is the managing member of GPclirSPV LLC which is the managing member of clirSPV LLC, the owner of the common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in clirSPV LLC. clirSPV LLC has distributed 1,269,705 shares of ClearSign Technologies Corp. to certain of its members pursuant to their rights to cause such distributions. clirSPV LLC has direct ownership of 6,189,857 shares of Common Stock. GPclirSPV, LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 6,189,857 shares of Common Stock. Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 6,189,857 shares of Common Stock Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 16:31 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 18,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000871 · tm241812-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,903 Underlying: Common Stock · 18,691 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2024, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 17:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 19,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-106894 · tm2327697-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,212 Underlying: Common Stock · 19,047 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 15:48 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 14,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-078695 · tm2320744-2_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,165 Underlying: Common Stock · 14,705 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 18:02 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 25,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041664 · tm2311748-3_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,460 Underlying: Common Stock · 25,062 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:20 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 37,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001057 · tm231746-1_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,278 Underlying: Common Stock · 37,278 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 16:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 20,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105889 · tm2227432-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,946 Underlying: Common Stock · 20,946 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock (CLIR) | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 3 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153 Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock (CLIR) | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 2 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 110,519 F2 · ownership.nature: Includes 110,519 shares held in an IRA previously reported as indirectly owned. Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock (CLIR) | 1,591,594 | $1.11 | $1,766,669.34 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 7,583,234 F1 · ownership.nature: Note: Mr. Hoffman is the managing member of GPCLIRSPV LLC which is the managing member of CLIRSPV LLC, the owner of the common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in CLIRSPV LLC. clirSPV LLC has direct ownership of the 1,591,594 shares of Common Stock Purchased and total direct beneficial ownership of 7,459,562 shares of Common Stock. GPclirSPV, LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 7,459,562 shares of Common Stock Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 7,459,562 shares of Common Stock. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 06:03 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 15,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077853 · tm2220508-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,873 Underlying: Common Stock · 15,873 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:28 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 12,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042377 · tm2211527-1_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121 Underlying: Common Stock · 12,121 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:41 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001687 · tm221817d3_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Underlying: Common Stock · 13,888 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 18:56 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141382 · tm2133431-3_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 6,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109834 · tm2125932d2_4seq1.xml · derivative · entry 2 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,896 Underlying: Common Stock · 6,896 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 6,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109834 · tm2125932d2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,896 Underlying: Common Stock · 6,896 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 17:56 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001104659-21-007291 · tm214006d2_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-01-21 F1 · security: On January 22, 2021, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2021 to March 31, 2021. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $3.97. The options fully vest on April 1, 2021, subject to the reporting person's continued service as a non-executive director to the Issuer. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was recommended to the Issuer's board of directors by its compensation committee and issued from the Issuer's 2011 Equity Incentive Plan. F1 · derivative.exercise_date: On January 22, 2021, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2021 to March 31, 2021. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $3.97. The options fully vest on April 1, 2021, subject to the reporting person's continued service as a non-executive director to the Issuer. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was recommended to the Issuer's board of directors by its compensation committee and issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:02 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $2.38 | $0.00 |
DisclosureSEC source: 0001104659-20-128451 · tm2036637d2_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-11-18 F1 · security: On November 19, 2020 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from October 1, 2020 to December 31, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $2.38. The total numbers of option shares awarded was based on the services provided by the director. These services include board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 16:50 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001104659-20-097273 · tm2029083-1_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-08-17 F1 · security: On August 18, 2020 the Issuer's Board of Directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from July 1, 2020 to September 30, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $2.30. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| May 18, 2020 Filed May 20, 2020 16:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001104659-20-064278 · tm2020299d2_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-18 F1 · security: On May 18, 2020 the Compensation Committee of the Issuer's board of directors, in accordance with a compensation policy approved by the board of directors, approved compensation to be paid to the Issuer's non-executive directors for services provided and to be provided to the Issuer during the period from April 1, 2020 to June 30, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $0.54. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:33 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001104659-20-043278 · tm2014958-3_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-04-01 F1 · security: On April 1, 2020 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2020 to March 31, 2020. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $0.72. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The option was issued from the Issuer's 2011 Equity Incentive Plan. The right to exercise the option and purchase the option shares vested on the date of award. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 17:23 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 21,625 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033823 · tv524822_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250 Underlying: Common Stock · 21,625 shares Expires 2029-04-01 F1 · date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The right to purchase the common stock is earned in quarterly increments. The option was issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:46 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 21,625 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-025695 · tv521421_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,625 Underlying: Common Stock · 21,625 shares Expires 2029-04-01 F1 · derivative.exercise_date: On May 9, 2019, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the first quarter of 2019. The reporting person is a non-executive director. The number of option shares awarded was based on the services provided by the director. These services include, depending on the individual, Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| May 09, 2019 Filed Oct 31, 2019 16:31 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 86,500 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-19-058379 · tm1921550-4_4aseq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,500 Underlying: Common Stock · 86,500 shares Expires 2029-04-01 F1 · derivative.exercise_date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. The right to purchase the option shares vests in equal increments as follows: the right to purchase 21,625 shares vested on May 9, 2019 and the right to purchase the remaining 64,875 shares will vest in equal increments on the last day of each calendar quarter. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 20:08 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantCommon Stock/CLIR | 13,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000739 · tv510462_4.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153 F1 · shares: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018. F1 · price: On May 3, 2018 the Issuer's board of directors approved annual compensation for the Issuer's non-executive directors. The reporting person is a non-executive director. As partial compensation for services provided to the Issuer during 2018, each non-executive director was granted 27,027 shares of common stock having a per share value of $1.85, the closing price of the Issuer's common stock on the date of grant. The common stock is earned in quarterly increments and is issued on the last business day of each calendar quarter. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Mr Hoffman started service on the Board in July of 2018 and the number of shares of common stock reported represents compensation for the third and fourth quarters of 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.