Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2025 Filed Jan 21, 2025 18:36 UTC |
DeFelice Laura ADirector · Chair of the Board
|
Purchasecommon stock | 40,766 | $2.92 | $119,036.72 |
DisclosureSEC source: 0001499475-25-000003 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,402 Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 21:29 UTC |
Gerber CharlesDirector
|
Purchasecommon stock | 8,620 | $2.01 | $17,283.10 |
DisclosureSEC source: 0001499475-25-000001 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,620 Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 15:13 UTC Amendment |
Gerber CharlesDirector
|
Purchasecommon stock | 8,620 | $2.90 | $25,002.31 |
DisclosureSEC source: 0001499475-25-000002 · primary_doc.xml · nonDerivative · entry 1 Gerber Charles · CIK 0002034933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,620 F1 · price: This amended Form 4 is being submitted because the original Form 4 filed on January 3, 2025, contained an incorrect price of securities acquired of the Issuer by this reporting person. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 15:01 UTC |
DeFelice Laura ADirector · Chair of the Board
|
Purchasecommon stock | 1,315 | $3.02 | $3,971.30 |
DisclosureSEC source: 0001499475-24-000003 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,636 Read SEC document |
| January 08, 2024 Filed Jan 9, 2024 14:49 UTC |
DeFelice Laura ADirector · Chair of the Board
|
Purchasecommon stock | 5,321 | $3.03 | $16,122.10 |
DisclosureSEC source: 0001499475-24-000001 · primary_doc.xml · nonDerivative · entry 1 DeFelice Laura A · CIK 0001739194 · Director · Chair of the Board 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,321 Read SEC document |
| May 19, 2021 Filed May 19, 2021 19:34 UTC |
Flannery Thomas J.Chief Investment Officer
|
Salecommon stock | 25,000 | $3.51 | $87,825.00 |
DisclosureSEC source: 0001499475-21-000001 · primary_doc.xml · nonDerivative · entry 2 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:34 UTC |
Flannery Thomas J.Chief Investment Officer
|
Salecommon stock | 58,532 | $3.53 | $206,617.96 |
DisclosureSEC source: 0001499475-21-000001 · primary_doc.xml · nonDerivative · entry 1 Flannery Thomas J. · CIK 0001493782 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 22:23 UTC |
CSAM Americas Holding Corp.AffiliateofInvestmentAdviser
|
Salecommon stock | 186,825 | $2.82 | $526,846.50 |
DisclosureSEC source: 0001499475-19-000001 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · AffiliateofInvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,706 Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 17:32 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 5,540 | $3.22 | $17,838.80 |
DisclosureSEC source: 0001499475-18-000025 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,531 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 12:43 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 46,081 | $3.25 | $149,910.71 |
DisclosureSEC source: 0001499475-18-000023 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,991 Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 14:05 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 46,081 | $3.25 | $149,763.25 |
DisclosureSEC source: 0001499475-18-000022 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,910 Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 12:24 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 13,749 | $3.27 | $44,959.23 |
DisclosureSEC source: 0001499475-18-000020 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,829 Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 12:00 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdvisor
|
Purchasecommon stock | 35,821 | $3.26 | $116,626.01 |
DisclosureSEC source: 0001499475-18-000018 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdvisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,031 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 12:26 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 35,821 | $3.23 | $115,540.64 |
DisclosureSEC source: 0001499475-18-000017 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,210 Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 18:37 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 32,517 | $3.22 | $104,584.43 |
DisclosureSEC source: 0001499475-18-000016 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,389 Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 11:51 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 23,800 | $3.19 | $75,845.84 |
DisclosureSEC source: 0001499475-18-000015 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,872 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 12:27 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 32,517 | $3.21 | $104,512.89 |
DisclosureSEC source: 0001499475-18-000014 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,072 Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 12:36 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 32,517 | $3.19 | $103,849.54 |
DisclosureSEC source: 0001499475-18-000013 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,555 Read SEC document |
| March 23, 2018 Filed Apr 5, 2018 12:12 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 28,049 | $3.21 | $90,152.29 |
DisclosureSEC source: 0001499475-18-000019 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,080 Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 15:13 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 28,049 | $3.22 | $90,216.80 |
DisclosureSEC source: 0001499475-18-000011 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,038 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 14:35 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 18,900 | $3.21 | $60,757.83 |
DisclosureSEC source: 0001499475-18-000009 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,989 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 12:43 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 28,049 | $3.25 | $91,049.86 |
DisclosureSEC source: 0001499475-18-000007 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,089 Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 11:18 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 6,240 | $3.24 | $20,217.60 |
DisclosureSEC source: 0001499475-18-000005 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,040 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 17:09 UTC |
CSAM Americas Holding Corp.Affiliate of InvestmentAdviser
|
Purchasecommon stock | 26,684 | $3.24 | $86,456.16 |
DisclosureSEC source: 0001499475-18-000003 · primary_doc.xml · nonDerivative · entry 1 CSAM Americas Holding Corp. · CIK 0001734915 · Affiliate of InvestmentAdviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,800 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:21 UTC |
FOX LAWRENCE JOSEPHDirector
|
Purchasecommon stock | 2,513 | $3.58 | $8,996.54 |
DisclosureSEC source: 0001499475-17-000013 · primary_doc.xml · nonDerivative · entry 1 FOX LAWRENCE JOSEPH · CIK 0001213174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,576.46 F1 · balance_after: The total number of shares held following this transaction includes 2,122.92 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 15:52 UTC |
RAPPAPORT STEVEN NDirector · Chairman of the Board/ · Nominating Committee Chairman
|
Purchasecommon stock | 1,256 | $3.58 | $4,496.48 |
DisclosureSEC source: 0001499475-17-000015 · primary_doc.xml · nonDerivative · entry 1 RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,829.47 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 14:05 UTC |
Bovarnick Terry FiresDirector
|
Purchasecommon stock | 1,256 | $3.58 | $4,496.48 |
DisclosureSEC source: 0001499475-17-000009 · primary_doc.xml · nonDerivative · entry 1 Bovarnick Terry Fires · CIK 0001368249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,097.29 F1 · balance_after: The total number of shares held following this transaction includes 187.71 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 14:50 UTC |
CATTANO JAMESDirector · Audit Committee Chairman
|
Purchasecommon stock | 1,256 | $3.58 | $4,496.48 |
DisclosureSEC source: 0001499475-17-000011 · primary_doc.xml · nonDerivative · entry 1 CATTANO JAMES · CIK 0001211146 · Director · Audit Committee Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,256.93 F1 · balance_after: The total number of shares held following this transaction includes 1,317.57 shares acquired on 8/21/2017, 9/21/2017, 10/20/2017, 11/21/2017 and 12/20/2017 as part of the fund's dividend reinvestment plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 15:26 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 1,586 | $3.34 | $5,297.24 |
DisclosureSEC source: 0001510281-17-000141 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,191,149 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 15:26 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 14,600 | $3.34 | $48,764.00 |
DisclosureSEC source: 0001510281-17-000141 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,192,735 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 15:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 12,600 | $3.34 | $42,084.00 |
DisclosureSEC source: 0001510281-17-000136 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,207,335 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 15:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 100 | $3.34 | $334.00 |
DisclosureSEC source: 0001510281-17-000136 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,219,935 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 14:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 130,401 | $3.34 | $435,539.34 |
DisclosureSEC source: 0001510281-17-000133 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,220,035 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 14:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 10,300 | $3.34 | $34,402.00 |
DisclosureSEC source: 0001510281-17-000133 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,350,436 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 19:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 401 | $3.34 | $1,339.34 |
DisclosureSEC source: 0001510281-17-000132 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,360,736 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 19:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 10,101 | $3.33 | $33,636.33 |
DisclosureSEC source: 0001510281-17-000132 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,361,137 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 15:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 8,184 | $3.34 | $27,334.56 |
DisclosureSEC source: 0001510281-17-000127 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,371,238 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 15:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 56,455 | $3.35 | $189,124.25 |
DisclosureSEC source: 0001510281-17-000127 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,379,422 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 15:28 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 48,000 | $3.34 | $160,320.00 |
DisclosureSEC source: 0001510281-17-000126 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,435,877 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 2,800 | $3.34 | $9,352.00 |
DisclosureSEC source: 0001510281-17-000125 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,483,877 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 16:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 9,200 | $3.35 | $30,820.00 |
DisclosureSEC source: 0001510281-17-000122 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,486,677 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 12,157 | $3.36 | $40,847.52 |
DisclosureSEC source: 0001510281-17-000122 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,495,877 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 16:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 47,052 | $3.40 | $159,976.80 |
DisclosureSEC source: 0001510281-17-000120 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,508,034 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 20:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 50,000 | $3.40 | $170,000.00 |
DisclosureSEC source: 0001510281-17-000117 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,555,086 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 27,710 | $3.40 | $94,214.00 |
DisclosureSEC source: 0001510281-17-000117 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,605,086 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 89,400 | $3.40 | $303,960.00 |
DisclosureSEC source: 0001510281-17-000117 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,722,196 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 18:21 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 54,000 | $3.40 | $183,600.00 |
DisclosureSEC source: 0001510281-17-000114 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,722,196 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 16:56 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 12,110 | $3.40 | $41,174.00 |
DisclosureSEC source: 0001510281-17-000113 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,776,196 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 16:56 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 53,859 | $3.40 | $183,120.60 |
DisclosureSEC source: 0001510281-17-000113 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,788,306 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 31, 2017 16:56 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 30,886 | $3.41 | $105,321.26 |
DisclosureSEC source: 0001510281-17-000113 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 5,842,165 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.