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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jun 23, 2017 22:30 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 478 $25.31 $12,098.18
Disclosure

SEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,245

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:30 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 643 $25.31 $16,274.27
Disclosure

SEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,723

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:14 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 412 $25.31 $10,427.72
Disclosure

SEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,570

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:14 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 514 $25.31 $13,009.34
Disclosure

SEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,982

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:14 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 478 $25.31 $12,098.18
Disclosure

SEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,496

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:14 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 616 $25.31 $15,590.90
Disclosure

SEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,974

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2017 Filed Feb 1, 2023 01:46 UTC
McFeely ScottSVP, Networking Platforms
Disposition to issuerCommon Stock 174 $25.31 $4,403.94
Disclosure

SEC source: 0000899243-23-003076 · doc4.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,929

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2017 Filed Feb 1, 2023 01:46 UTC
McFeely ScottSVP, Networking Platforms
Disposition to issuerCommon Stock 248 $25.31 $6,276.88
Disclosure

SEC source: 0000899243-23-003076 · doc4.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,103

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2017 Filed Feb 1, 2023 01:46 UTC
McFeely ScottSVP, Networking Platforms
Disposition to issuerCommon Stock 187 $25.31 $4,732.97
Disclosure

SEC source: 0000899243-23-003076 · doc4.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2017 Filed Feb 1, 2023 01:46 UTC
McFeely ScottSVP, Networking Platforms
Disposition to issuerCommon Stock 226 $25.31 $5,720.06
Disclosure

SEC source: 0000899243-23-003076 · doc4.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,538

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2017 Filed Feb 1, 2023 01:46 UTC
McFeely ScottSVP, Networking Platforms
Disposition to issuerCommon Stock 152 $25.31 $3,847.12
Disclosure

SEC source: 0000899243-23-003076 · doc4.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,764

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:52 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 4,019 $25.02 $100,555.38
Disclosure

SEC source: 0001444157-17-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,261

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:45 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $25.02 $50,040.00
Disclosure

SEC source: 0001444157-17-000022 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,366

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:41 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $25.02 $25,020.00
Disclosure

SEC source: 0001444157-17-000020 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,916

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:38 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $25.02 $50,040.00
Disclosure

SEC source: 0001444157-17-000018 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:35 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $25.02 $62,550.00
Disclosure

SEC source: 0001444157-17-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,590

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:33 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $25.02 $50,040.00
Disclosure

SEC source: 0001444157-17-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,585

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:28 UTC SaleCommon Stock 3,000 $26.29 $78,870.00
Disclosure

SEC source: 0001215181-17-000020 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,591

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:24 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $26.29 $52,580.00
Disclosure

SEC source: 0001215181-17-000018 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 18, 2017 Filed May 22, 2017 20:28 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.75 $45,500.00
Disclosure

SEC source: 0001215181-17-000016 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,293

F1 · security: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 16, 2017 Filed May 17, 2017 23:19 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $24.19 $48,380.00
Disclosure

SEC source: 0001444157-17-000012 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2017 Filed May 17, 2017 18:36 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $23.70 $59,250.00
Disclosure

SEC source: 0001285617-17-000010 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,090

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2017 Filed May 17, 2017 18:15 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,839 $23.70 $43,584.30
Disclosure

SEC source: 0001285617-17-000008 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,280

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2017 Filed May 17, 2017 18:10 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $23.70 $23,700.00
Disclosure

SEC source: 0001285617-17-000006 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,916

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2017 Filed May 17, 2017 18:02 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $23.70 $47,400.00
Disclosure

SEC source: 0001285617-17-000004 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,366

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 04, 2017 Filed May 5, 2017 19:26 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.64 $90,560.00
Disclosure

SEC source: 0001215181-17-000014 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.50 to $22.775. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 04, 2017 Filed May 5, 2017 19:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.79 $45,580.00
Disclosure

SEC source: 0001215181-17-000012 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 03, 2017 Filed May 5, 2017 19:26 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.59 $90,360.00
Disclosure

SEC source: 0001215181-17-000014 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.50 to $22.865. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 27, 2017 Filed Apr 28, 2017 16:53 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $23.25 $23,250.00
Disclosure

SEC source: 0001699192-17-000004 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,916

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 24, 2017 Filed Apr 26, 2017 19:21 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,291 $22.01 $28,410.00
Disclosure

SEC source: 0001275606-17-000009 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,642

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.92 to $22.11. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 24, 2017 Filed Apr 26, 2017 19:21 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 9,116 $21.99 $200,421.64
Disclosure

SEC source: 0001275606-17-000009 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,933

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 24, 2017 Filed Apr 26, 2017 19:13 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 526 $22.11 $11,629.86
Disclosure

SEC source: 0001275606-17-000008 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,264

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:00 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.90 $87,600.00
Disclosure

SEC source: 0001032553-17-000013 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.71 to $21.975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:00 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.88 $87,520.00
Disclosure

SEC source: 0001032553-17-000013 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.69 to $22.07. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 18, 2017 Filed Apr 19, 2017 23:32 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $22.00 $44,000.00
Disclosure

SEC source: 0001177261-17-000016 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,366

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:21 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $21.66 $43,320.00
Disclosure

SEC source: 0001177261-17-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,585

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:16 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,852 $21.66 $40,114.32
Disclosure

SEC source: 0001177261-17-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,119

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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April 17, 2017 Filed Apr 19, 2017 23:11 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $21.66 $54,150.00
Disclosure

SEC source: 0001177261-17-000010 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,590

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 06, 2017 Filed Apr 7, 2017 19:15 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.98 $43,960.00
Disclosure

SEC source: 0001032553-17-000011 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 06, 2017 Filed Apr 7, 2017 19:12 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.22 $88,880.00
Disclosure

SEC source: 0001032553-17-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.045 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 19:12 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.41 $89,640.00
Disclosure

SEC source: 0001032553-17-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,032

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.925 to $22.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 15:44 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $23.63 $47,260.00
Disclosure

SEC source: 0001198704-17-000017 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 18:46 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0000936395-17-000022 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,765

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 15:27 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000015 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,591

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 14:17 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000011 · edgardoc.xml · nonDerivative · entry 1

Rowny Michael J · CIK 0001301541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,291

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 14:32 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000013 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,062

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 14:12 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000009 · edgardoc.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,648

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 14:08 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000007 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,836

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 14:01 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000005 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,339

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 13:44 UTC GrantCommon Stock 8,055 $0.00 $0.00
Disclosure

SEC source: 0001198704-17-000003 · edgardoc.xml · nonDerivative · entry 1

CASH HARVEY B · CIK 0001198704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,833

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.