Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SR. VP, Chief Strategy Officer | June 20, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date June 20, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,487 |
Last balance in matching sequence
After 2019-06-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2019-06-20 · Tax withholding · Disposed 436 · Balance 128,006 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2019-06-20 · Tax withholding · Disposed 453 · Balance 127,553 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2019-06-20 · Tax withholding · Disposed 468 · Balance 127,085 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2019-06-20 · Tax withholding · Disposed 598 · Balance 126,487 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2019 Filed Jun 24, 2019 15:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $44.33 | $26,509.34 |
DisclosureSEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,487 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $44.33 | $20,746.44 |
DisclosureSEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,085 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $44.33 | $20,081.49 |
DisclosureSEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,553 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:20 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $44.33 | $19,327.88 |
DisclosureSEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,006 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 19:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.12 | $86,240.00 |
DisclosureSEC source: 0001285617-19-000018 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,442 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 13, 2019 Filed May 15, 2019 19:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $34.24 | $68,480.00 |
DisclosureSEC source: 0001285617-19-000010 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,442 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $37.40 | $74,800.00 |
DisclosureSEC source: 0001285617-19-000008 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,442 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $37.92 | $22,676.16 |
DisclosureSEC source: 0001285617-19-000006 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,442 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $37.92 | $17,746.56 |
DisclosureSEC source: 0001285617-19-000006 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,040 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 453 | $37.92 | $17,177.76 |
DisclosureSEC source: 0001285617-19-000006 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,508 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $37.92 | $16,533.12 |
DisclosureSEC source: 0001285617-19-000006 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,961 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 35,000 | $39.68 | $1,388,646.00 |
DisclosureSEC source: 0001285617-19-000002 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,397 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.43 to $40.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,000 | $39.76 | $238,564.80 |
DisclosureSEC source: 0001285617-19-000002 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,397 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.63 to $39.93. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 770 | $32.91 | $25,340.70 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 10 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,397 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 4,158 | $32.91 | $136,839.78 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 9 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,167 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $32.91 | $54,202.77 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 8 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,325 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,611 | $32.91 | $53,018.01 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 7 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,972 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,412 | $32.91 | $46,468.92 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 6 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,583 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,758 | $32.91 | $57,855.78 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 5 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,995 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 867 | $32.91 | $28,532.97 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,753 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 632 | $32.91 | $20,799.12 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,620 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $32.91 | $22,345.89 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,252 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:44 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 599 | $32.91 | $19,713.09 |
DisclosureSEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,931 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:38 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 8,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000086 · edgardoc.xml · derivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:38 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000086 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,530 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:38 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000086 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,129 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 19:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $34.28 | $68,569.00 |
DisclosureSEC source: 0001177261-18-000080 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,396 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.20 to $34.40. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $33.09 | $66,189.00 |
DisclosureSEC source: 0001285617-18-000037 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,396 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:15 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $29.16 | $58,311.00 |
DisclosureSEC source: 0001444157-18-000014 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,396 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.03 to $29.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 600 | $30.99 | $18,594.00 |
DisclosureSEC source: 0001177261-18-000058 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,396 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $30.99 | $14,503.32 |
DisclosureSEC source: 0001177261-18-000058 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,996 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $30.99 | $13,511.64 |
DisclosureSEC source: 0001177261-18-000058 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,464 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:38 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 598 | $30.99 | $18,532.02 |
DisclosureSEC source: 0001177261-18-000058 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,900 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 19:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $30.94 | $61,870.60 |
DisclosureSEC source: 0001285617-18-000033 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.74 to $31.13. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.00 | $52,007.00 |
DisclosureSEC source: 0001444157-18-000008 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.76 to $26.19. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:39 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.99 | $53,975.00 |
DisclosureSEC source: 0001699192-18-000018 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,498 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.89 to $27.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 601 | $25.55 | $15,355.55 |
DisclosureSEC source: 0001177261-18-000041 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,498 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 472 | $25.55 | $12,059.60 |
DisclosureSEC source: 0001177261-18-000041 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,099 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $25.55 | $11,216.45 |
DisclosureSEC source: 0001177261-18-000041 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,571 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 607 | $25.55 | $15,508.85 |
DisclosureSEC source: 0001177261-18-000041 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,010 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.81 | $49,617.00 |
DisclosureSEC source: 0001285617-18-000029 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,617 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.69 to $24.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.17 | $50,333.00 |
DisclosureSEC source: 0001285617-18-000014 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,617 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.04 to $25.32. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 16, 2018 Filed Apr 19, 2018 00:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.50 | $51,003.00 |
DisclosureSEC source: 0001285617-18-000006 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,617 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.20 to $25.66. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 601 | $26.58 | $15,974.58 |
DisclosureSEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,617 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 471 | $26.58 | $12,519.18 |
DisclosureSEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,218 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $26.58 | $11,668.62 |
DisclosureSEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,689 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 610 | $26.58 | $16,213.80 |
DisclosureSEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,128 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $26.95 | $53,905.00 |
DisclosureSEC source: 0001699192-18-000012 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,738 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.87 to $27.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $23.14 | $92,564.00 |
DisclosureSEC source: 0001285617-18-000004 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,738 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.99 to $23.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 22:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,000 | $22.37 | $89,469.20 |
DisclosureSEC source: 0001285617-18-000002 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,738 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.245 to $22.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.