TapewireFind a company

person · Reporting owner

Phipps Jason

Disclosed activity across 1 company

Tapewire entity
32358
SEC CIK
0001699193

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071EVP & Chief Customer OfficerOctober 01, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date October 01, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,388 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 2,629 · Balance 57,388

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 6, 2026 21:27 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,629 $355.19 $933,794.51
Disclosure

SEC source: 0001699193-26-000010 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,388

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 268 $348.80 $93,478.40
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,017

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 503 $348.80 $175,446.40
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,285

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 859 $348.80 $299,619.20
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,788

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 735 $348.80 $256,368.00
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,647

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:54 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,629 $466.20 $1,225,639.80
Disclosure

SEC source: 0001699193-26-000006 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,382

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2026 Filed Jun 23, 2026 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 268 $428.22 $114,762.96
Disclosure

SEC source: 0001699193-26-000004 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,011

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2026 Filed Jun 23, 2026 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 504 $428.22 $215,822.88
Disclosure

SEC source: 0001699193-26-000004 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,279

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2026 Filed Jun 23, 2026 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 859 $428.22 $367,840.98
Disclosure

SEC source: 0001699193-26-000004 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,783

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2026 Filed Jun 23, 2026 17:49 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 735 $428.22 $314,741.70
Disclosure

SEC source: 0001699193-26-000004 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,642

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 162 $417.07 $67,564.98
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 15

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,377

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F16 · price: Reflects the weighted average sales price with transactions in a range of sales from $417.00 to $417.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,029 $416.56 $428,643.53
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 14

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67.539

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F15 · price: Reflects the weighted average sales price with transactions in a range of sales from $416.10 to $416.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 400 $415.20 $166,081.00
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 13

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,568

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F14 · price: Reflects the weighted average sales price with transactions in a range of sales from $415.00 to $415.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,708 $414.16 $707,381.69
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 12

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,968

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F13 · price: Reflects the weighted average sales price with transactions in a range of sales from $414.00 to $414.635. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,279 $413.35 $942,035.82
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 11

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,676

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F12 · price: Reflects the weighted average sales price with transactions in a range of sales from $412.84 to $413.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,441 $412.24 $1,418,522.66
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 10

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72.955

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F11 · price: Reflects the weighted average sales price with transactions in a range of sales from $411.84 to $412.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,100 $411.23 $1,274,813.93
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 9

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,396

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F10 · price: Reflects the weighted average sales price with transactions in a range of sales from $410.805 to $411.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 500 $409.49 $204,747.00
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 8

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,496

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F9 · price: Reflects the weighted average sales price with transactions in a range of sales from $409.49 to $409.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 3,250 $408.75 $1,328,436.53
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 7

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,996

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F8 · price: Reflects the weighted average sales price with transactions in a range of sales from $408.41 to $409.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 460 $407.48 $187,443.01
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,246

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F7 · price: Reflects the weighted average sales price with transactions in a range of sales from $407.00 to $407.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 600 $406.45 $243,871.98
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,706

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $405.96 to $406.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,100 $405.07 $850,651.83
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,306

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $404.91 to $405.75. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 750 $403.90 $302,924.03
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,406

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $403.65 to $404.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 500 $402.83 $201,412.50
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,156

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F3 · price: Reflects the weighted average sales price with transactions in a range of sales from $402.48 to $403.10. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2026 Filed Apr 3, 2026 23:46 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,735 $401.58 $696,741.47
Disclosure

SEC source: 0001123292-26-000548 · form4.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,656

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024, as modified on 10/06/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $400.83 to $401.825. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F17 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:13 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 506 $383.89 $194,248.34
Disclosure

SEC source: 0001123292-26-000501 · form4.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,391

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:13 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 863 $383.89 $331,297.07
Disclosure

SEC source: 0001123292-26-000501 · form4.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,897

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:13 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 736 $383.89 $282,543.04
Disclosure

SEC source: 0001123292-26-000501 · form4.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,760

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:13 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 269 $383.89 $103,266.41
Disclosure

SEC source: 0001123292-26-000501 · form4.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,496

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2026 Filed Jan 20, 2026 15:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 21,383 $247.89 $5,300,621.18
Disclosure

SEC source: 0001699193-26-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,765

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/06/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $246.23 to $249.95. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,664 $230.34 $383,285.76
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 8

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,148

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,437 $230.34 $561,338.58
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 7

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,812

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 2,120 $230.34 $488,320.80
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,249

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 9,484 $230.34 $2,184,544.56
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,369

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/13/2022. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 489 $230.34 $112,636.26
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,853

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 508 $230.34 $117,012.72
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,342

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 867 $230.34 $199,704.78
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,850

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2025 Filed Dec 23, 2025 19:31 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 741 $230.34 $170,681.94
Disclosure

SEC source: 0001699193-25-000023 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,717

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 16, 2025 Filed Dec 18, 2025 16:53 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 9,650 $0.00 $0.00
Disclosure

SEC source: 0001699193-25-000021 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,458

F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2025 Filed Dec 18, 2025 16:53 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 21,196 $0.00 $0.00
Disclosure

SEC source: 0001699193-25-000021 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,808

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 13, 2022 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2025 Filed Dec 18, 2025 16:53 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 20,368 $0.00 $0.00
Disclosure

SEC source: 0001699193-25-000021 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,612

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 17, 2024 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2025 and 2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
October 01, 2025 Filed Dec 18, 2025 16:41 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,984 $143.42 $284,545.28
Disclosure

SEC source: 0001699193-25-000019 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,244

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 489 $138.37 $67,662.93
Disclosure

SEC source: 0001699193-25-000016 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,228

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 508 $138.37 $70,291.96
Disclosure

SEC source: 0001699193-25-000016 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,717

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 867 $138.37 $119,966.79
Disclosure

SEC source: 0001699193-25-000016 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,225

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2025 Filed Sep 23, 2025 17:39 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 741 $138.37 $102,532.17
Disclosure

SEC source: 0001699193-25-000016 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,092

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,325 $80.50 $187,162.50
Disclosure

SEC source: 0001699193-25-000013 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,833

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/09/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:51 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 325 $74.53 $24,222.25
Disclosure

SEC source: 0001699193-25-000011 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,158

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:51 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 508 $74.53 $37,861.24
Disclosure

SEC source: 0001699193-25-000011 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,483

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2025 Filed Jun 24, 2025 17:51 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 774 $74.53 $57,686.22
Disclosure

SEC source: 0001699193-25-000011 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,991

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.