Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director | March 26, 2026 | March 30, 2026 |
| HARMONIC INC.HLIT · Entity 4789 | Director | March 16, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,789 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Grant · Acquired 605 · Balance 50,789 F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.
F2: Shares reported include unvested Restricted Stock Units (RSUs).
HARMONIC INC.
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 18,756 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Grant · Acquired 18,756 · Balance 18,756 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2026 Filed Mar 30, 2026 21:43 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-26-000004 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,789 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 17:49 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 18,756 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-115659 · ownership.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,756 Underlying: Common Stock · 18,756 shares Expires 2027-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 11,618 | $227.45 | $2,642,486.22 |
DisclosureSEC source: 0001221168-26-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,184 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/13/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $224.01 to $229.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 17:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-25-000005 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,802 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 00:00 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 16,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025911 · ownership.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,143 Underlying: Common Stock · 16,143 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 21:17 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-24-000001 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,064 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 02:30 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 12,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017512 · ownership.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,107 Underlying: Common Stock · 12,107 shares Expires 2025-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 19:52 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-23-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,626 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:47 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011224 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-22-000004 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,295 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:56 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011720 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2023. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001221168-21-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,573 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:25 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012297 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 16:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 18,703 | $56.22 | $1,051,570.56 |
DisclosureSEC source: 0001221168-20-000006 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,457 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/08/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.006 to $56.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:25 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-20-000006 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,160 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 18:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 529 | $39.34 | $20,810.86 |
DisclosureSEC source: 0001221168-20-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,482 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/28/2019. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/01/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:30 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 23,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020464 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Underlying: Common Stock · 23,184 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2021. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:41 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 21,238 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010565 · doc4.xml · derivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,238 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:41 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 21,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010565 · doc4.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/3/2019, and were identified on a Form 4 filed by the Reporting Person on 4/4/2019. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 15:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $44.36 | $133,080.00 |
DisclosureSEC source: 0000936395-19-000027 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,011 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/12/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 21,238 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023604 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,238 Underlying: Common Stock · 21,238 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2020. Vested shares will be delivered to the reporting person on or immediately following February 15, 2020. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 17:52 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 763 | $38.12 | $29,085.56 |
DisclosureSEC source: 0001221168-19-000004 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,011 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/3/2018. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/5/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 15:22 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-19-000006 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,774 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:49 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 315 | $37.92 | $11,944.80 |
DisclosureSEC source: 0001221168-19-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,490 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/24/2016. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 3/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011598 · doc4.xml · derivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 33,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011598 · doc4.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 17:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $27.00 | $81,000.00 |
DisclosureSEC source: 0001221168-18-000004 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,805 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 17:45 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 7,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001215181-18-000020 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,805 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 14:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 811 | $25.83 | $20,948.13 |
DisclosureSEC source: 0001221168-18-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,179 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/23/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/27/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 318 | $26.58 | $8,452.44 |
DisclosureSEC source: 0001177261-18-000009 · edgardoc.xml · nonDerivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,990 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/24/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 283 | $26.58 | $7,522.14 |
DisclosureSEC source: 0001177261-18-000009 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,308 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/26/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/30/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:05 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018834 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011518 · doc4.xml · derivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011518 · doc4.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,000 | $26.29 | $78,870.00 |
DisclosureSEC source: 0001215181-17-000020 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,591 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:43 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023230 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 15:27 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001198704-17-000015 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,591 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 257 | $23.95 | $6,155.15 |
DisclosureSEC source: 0001068844-17-000002 · edgardoc.xml · nonDerivative · entry 3 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,536 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 4/10/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 4/14/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 318 | $23.95 | $7,616.10 |
DisclosureSEC source: 0001068844-17-000002 · edgardoc.xml · nonDerivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,793 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/24/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 283 | $23.95 | $6,777.85 |
DisclosureSEC source: 0001068844-17-000002 · edgardoc.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,111 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/26/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/30/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012133 · doc4.xml · derivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012133 · doc4.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.