Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | EVP & Chief Strategy Officer | September 20, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 20, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,381 |
Last balance in matching sequence
After 2026-09-20 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2026-09-20 · Tax withholding · Disposed 679 · Balance 177,052 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 176,848 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2026-09-20 · Tax withholding · Disposed 811 · Balance 176,037 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2026-09-20 · Tax withholding · Disposed 436 · Balance 175,601 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 5 · 2026-09-20 · Tax withholding · Disposed 220 · Balance 175,381 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2026 Filed Sep 22, 2026 19:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 220 | $348.80 | $76,736.00 |
DisclosureSEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,381 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2026 Filed Sep 22, 2026 19:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $348.80 | $152,076.80 |
DisclosureSEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,601 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2026 Filed Sep 22, 2026 19:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 811 | $348.80 | $282,876.80 |
DisclosureSEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,037 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2026 Filed Sep 22, 2026 19:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 204 | $348.80 | $71,155.20 |
DisclosureSEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,848 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2026 Filed Sep 22, 2026 19:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $348.80 | $236,835.20 |
DisclosureSEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,052 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $330.48 | $826,208.25 |
DisclosureSEC source: 0001444157-26-000024 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,731 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $321.4000 to $335.4100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 21:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $438.10 | $1,095,250.00 |
DisclosureSEC source: 0001444157-26-000022 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,231 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 16:42 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $420.91 | $1,052,284.25 |
DisclosureSEC source: 0001444157-26-000020 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,731 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $406.05 to $442.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2026 Filed Jun 23, 2026 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 220 | $428.22 | $94,208.40 |
DisclosureSEC source: 0001444157-26-000018 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,231 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2026 Filed Jun 23, 2026 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $428.22 | $186,703.92 |
DisclosureSEC source: 0001444157-26-000018 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,451 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2026 Filed Jun 23, 2026 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 811 | $428.22 | $347,286.42 |
DisclosureSEC source: 0001444157-26-000018 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,887 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2026 Filed Jun 23, 2026 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 204 | $428.22 | $87,356.88 |
DisclosureSEC source: 0001444157-26-000018 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,698 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2026 Filed Jun 23, 2026 17:51 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $428.22 | $290,761.38 |
DisclosureSEC source: 0001444157-26-000018 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,902 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 21:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $457.07 | $1,142,672.50 |
DisclosureSEC source: 0001444157-26-000016 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,581 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $448.20 to $475.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2026 Filed May 19, 2026 22:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $562.39 | $1,405,968.75 |
DisclosureSEC source: 0001444157-26-000014 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,081 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $555.0187 to $572.6800. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 19:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $467.65 | $1,169,134.00 |
DisclosureSEC source: 0001444157-26-000012 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,581 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $459.3300 to $478.9700. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:13 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 220 | $383.89 | $84,455.80 |
DisclosureSEC source: 0001123292-26-000502 · form4.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,081 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:13 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $383.89 | $167,376.04 |
DisclosureSEC source: 0001123292-26-000502 · form4.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,301 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:13 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 811 | $383.89 | $311,334.79 |
DisclosureSEC source: 0001123292-26-000502 · form4.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,737 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:13 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 174 | $383.89 | $66,796.86 |
DisclosureSEC source: 0001123292-26-000502 · form4.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,548 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:13 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 472 | $383.89 | $181,196.08 |
DisclosureSEC source: 0001123292-26-000502 · form4.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,722 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $345.00 | $862,500.00 |
DisclosureSEC source: 0001444157-26-000010 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 197,194 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 16:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $300.20 | $750,498.00 |
DisclosureSEC source: 0001444157-26-000007 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,694 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $288.71 to $306.54. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 22:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $219.28 | $548,200.00 |
DisclosureSEC source: 0001444157-26-000005 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,194 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,557 | $230.34 | $358,639.38 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 9 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,694 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,091 | $230.34 | $481,640.94 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 8 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,251 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,819 | $230.34 | $418,988.46 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 7 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,342 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 8,682 | $230.34 | $1,999,811.88 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 6 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,161 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/13/2022. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 439 | $230.34 | $101,119.26 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,843 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $230.34 | $100,428.24 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,282 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 811 | $230.34 | $186,805.74 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,718 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 204 | $230.34 | $46,989.36 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,529 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2025 Filed Dec 23, 2025 19:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $230.34 | $156,400.86 |
DisclosureSEC source: 0001444157-25-000033 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,733 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 16:55 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 7,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-25-000031 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,412 F4 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2026. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 16:55 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 17,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-25-000031 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,264 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 13, 2022 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2025. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 16:55 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 15,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-25-000031 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,600 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 17, 2024 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2025 and 2026. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 19:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $220.84 | $552,100.00 |
DisclosureSEC source: 0001444157-25-000029 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,690 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $191.72 | $479,311.50 |
DisclosureSEC source: 0001444157-25-000027 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $189.39 to $195.38. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2025 Filed Oct 17, 2025 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $170.22 | $425,543.00 |
DisclosureSEC source: 0001444157-25-000025 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 185,690 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $167.9600 to $172.7600. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2025 Filed Sep 23, 2025 17:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 308 | $138.37 | $42,617.96 |
DisclosureSEC source: 0001444157-25-000023 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,190 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2025 Filed Sep 23, 2025 17:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $138.37 | $60,329.32 |
DisclosureSEC source: 0001444157-25-000023 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,498 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2025 Filed Sep 23, 2025 17:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 811 | $138.37 | $112,218.07 |
DisclosureSEC source: 0001444157-25-000023 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,934 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2025 Filed Sep 23, 2025 17:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 204 | $138.37 | $28,227.48 |
DisclosureSEC source: 0001444157-25-000023 · edgardoc.xml · nonDerivative · entry 2 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,745 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2025 Filed Sep 23, 2025 17:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $138.37 | $93,953.23 |
DisclosureSEC source: 0001444157-25-000023 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,949 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $132.00 | $330,000.00 |
DisclosureSEC source: 0001444157-25-000021 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,628 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 00:27 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $90.60 | $226,495.75 |
DisclosureSEC source: 0001444157-25-000019 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,128 F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $89.7500 to $91.6500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 18:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $82.21 | $205,524.50 |
DisclosureSEC source: 0001444157-25-000016 · edgardoc.xml · nonDerivative · entry 1 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,628 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2024. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $81.57 to $82.72. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 17:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 298 | $74.53 | $22,209.94 |
DisclosureSEC source: 0001444157-25-000014 · edgardoc.xml · nonDerivative · entry 5 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,128 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 17:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 296 | $74.53 | $22,060.88 |
DisclosureSEC source: 0001444157-25-000014 · edgardoc.xml · nonDerivative · entry 4 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,426 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 17:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 550 | $74.53 | $40,991.50 |
DisclosureSEC source: 0001444157-25-000014 · edgardoc.xml · nonDerivative · entry 3 Rothenstein David M · CIK 0001444157 · SVP and Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,722 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.