Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | Director | May 17, 2017 | May 17, 2017 |
| CIENA CORPCIEN · Entity 1071 | Director · Executive Chairman | March 21, 2025 | March 24, 2025 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | April 15, 2021 | April 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXCELIS TECHNOLOGIES INC
Report date May 17, 2017 · Filed May 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,360 |
Reported balance
After 2017-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-17 · Grant · Acquired 3,802 · Balance 31,360 F1: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017. F2: Of the shares held on May 17, 2017, 3,802 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service as a director, 100% of these restricted stock units will vest on November 17, 2017.
F2: Of the shares held on May 17, 2017, 3,802 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
CIENA CORP
Report date March 21, 2025 · Filed March 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,745 |
Reported balance
After 2025-03-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-21 · Tax withholding · Disposed 1,151 · Balance 165,745 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/21/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 3/25/2024. F2: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/21/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 3/25/2024.
F2: Shares reported include unvested Restricted Stock Units (RSUs).
PROGRESSIVE CORP/OH/
Report date April 15, 2021 · Filed April 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Unit (rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 147,050.6599 |
Reported balance
After 2021-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-15 · Grant · Acquired 147.6413 · Balance 147,050.6599 F1: 1 for 1. F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3: Expiration Date is the same as the Date Exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1.
F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.
F3: Expiration Date is the same as the Date Exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2025 Filed Mar 24, 2025 21:57 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,151 | $65.56 | $75,459.56 |
DisclosureSEC source: 0001068844-25-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,745 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/21/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 3/25/2024. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 30, 2024 Filed Apr 1, 2024 18:29 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,218 | $49.45 | $60,230.10 |
DisclosureSEC source: 0001068844-24-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,896 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated March 30 2023. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on April 3, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:56 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001068844-24-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,114 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,027 | $52.52 | $53,938.04 |
DisclosureSEC source: 0001068844-23-000002 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,676 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated March 31, 2022. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on April 4, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 20:11 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001068844-23-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,703 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:31 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,092 | $61.04 | $66,655.68 |
DisclosureSEC source: 0001068844-22-000004 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,372 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/1/2021. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/05/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:31 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001068844-22-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,464 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| December 21, 2021 Filed Jan 19, 2022 19:25 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 68,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001068844-22-000002 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,742 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2021 Filed Jan 19, 2022 19:25 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 27,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001068844-22-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,042 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:27 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 147.6413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014035 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,050.6599 Underlying: Common · 147.6413 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 02, 2021 Filed Apr 5, 2021 18:32 UTC | CIENA CORP CIEN · Entity 1071 | Disposition to issuerCommon Stock | 1,475 | $56.60 | $83,485.00 |
DisclosureSEC source: 0001068844-21-000002 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,342 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/2/2020. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/03/2020. F4 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:32 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001068844-21-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,817 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:02 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 6,857.661 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002051 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,903.0194 Underlying: Common · 6,857.661 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 15:57 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 143.435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027143 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,045.3584 Underlying: Common · 143.435 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 11:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,000 | $60.15 | $902,205.00 |
DisclosureSEC source: 0001068844-20-000011 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $59.58 to $60.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 11:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $60.14 | $300,714.00 |
DisclosureSEC source: 0001068844-20-000011 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $59.68 to $60.365. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 12:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,000 | $58.61 | $879,169.50 |
DisclosureSEC source: 0001068844-20-000009 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.07 to $59.06. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 12:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $58.62 | $293,121.00 |
DisclosureSEC source: 0001068844-20-000009 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.07 to $59.01. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,000 | $54.16 | $812,446.50 |
DisclosureSEC source: 0001068844-20-000006 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.775 to $54.64. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $54.16 | $270,776.00 |
DisclosureSEC source: 0001068844-20-000006 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.80 to $54.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 14:21 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 163.5896 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-021671 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,901.9234 Underlying: Common · 163.5896 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 15:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $54.66 | $273,288.00 |
DisclosureSEC source: 0001068844-20-000004 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.17 to $55.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 15:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,000 | $54.66 | $819,874.50 |
DisclosureSEC source: 0001068844-20-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.05 to $55.73. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 22:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $54.73 | $273,650.50 |
DisclosureSEC source: 0001068844-20-000002 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.35 to $55.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 22:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 15,000 | $54.74 | $821,082.00 |
DisclosureSEC source: 0001068844-20-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,701 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/09/2020. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.35 to $55.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 11, 2020 Filed May 12, 2020 18:25 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 4,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016257 · form4.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,611 F1 · kind: Restricted stock grant, made pursuant to The Progressive Corporation 2017 Directors Equity Incentive Plan, and which will vest on April 8, 2021. The Progressive Corporation allowed each director to indicate his or her preference to receive compensation for the 2020-2021 term in the form of 100% restricted stock or 60% restricted stock and 40% cash. The reporting person indicated a preference to receive compensation in the form of 100% restricted stock. After considering such preference, the Compensation Committee granted a restricted stock award representing 100% of the reporting person's compensation for the 2020-2021 term. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 17:08 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 182.7051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013980 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,738.3338 Underlying: Common · 182.7051 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:36 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-20-000009 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,701 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 18:27 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,404 | $39.34 | $55,233.36 |
DisclosureSEC source: 0001221168-20-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,023 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/28/2019. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/01/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 22:16 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 4,239.619 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001844 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,555.6288 Underlying: Common · 4,239.619 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 19:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 179.3572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030693 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,316.0098 Underlying: Common · 179.3572 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 22:15 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 159.9724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024804 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,136.6526 Underlying: Common · 159.9724 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| May 10, 2019 Filed May 14, 2019 18:22 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 4,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018449 · form4.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,369 F1 · kind: Restricted stock grant, made pursuant to The Progressive Corporation 2017 Directors Equity Incentive Plan, and which will vest on April 10, 2020. The Progressive Corporation allowed each director to indicate his or her preference to receive compensation for the 2019-2020 term in the form of 100% restricted stock or 60% restricted stock and 40% cash. The reporting person indicated a preference to receive compensation in the form of 100% restricted stock. After considering such preference, the Compensation Committee granted a restricted stock award representing 100% of the reporting person's compensation for the 2019-2020 term. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:01 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 185.7645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015579 · form4.xml · derivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,976.6802 Underlying: Common · 185.7645 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:17 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 4,741 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015451 · form4.xml · derivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,790.9157 Underlying: Common · 4,741 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:17 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 4,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015451 · form4.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,283 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 18:00 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,851 | $38.12 | $70,560.12 |
DisclosureSEC source: 0001221168-19-000006 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,427 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/3/2018. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/5/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 15:27 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-19-000008 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,278 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 17:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $37.03 | $185,163.50 |
DisclosureSEC source: 0001068844-19-000008 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,994 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.65 to $37.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $37.95 | $189,748.00 |
DisclosureSEC source: 0001068844-19-000006 · edgardoc.xml · nonDerivative · entry 3 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,994 F3 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.35 to $39.17. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:09 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 10,000 | $37.95 | $379,462.00 |
DisclosureSEC source: 0001068844-19-000006 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,994 F3 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.33 to $39.17. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:09 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 871 | $37.92 | $33,028.32 |
DisclosureSEC source: 0001068844-19-000006 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,994 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/24/2016. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 3/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 10,000 | $39.54 | $395,372.00 |
DisclosureSEC source: 0001285617-19-000004 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.29 to $40.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:53 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $39.54 | $197,698.00 |
DisclosureSEC source: 0001285617-19-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.29 to $39.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 18:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 10,000 | $39.98 | $399,759.00 |
DisclosureSEC source: 0001215181-19-000012 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.56 to $40.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 18:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $39.98 | $199,911.50 |
DisclosureSEC source: 0001215181-19-000012 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.59 to $40.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 10,000 | $42.90 | $429,038.00 |
DisclosureSEC source: 0001068844-19-000004 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.67 to $43.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:50 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $42.91 | $214,539.00 |
DisclosureSEC source: 0001068844-19-000004 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.74 to $43.19. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 17:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 5,000 | $42.20 | $211,024.00 |
DisclosureSEC source: 0001068844-19-000002 · edgardoc.xml · nonDerivative · entry 2 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.65 to $42.56. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 17:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 10,000 | $42.21 | $422,085.00 |
DisclosureSEC source: 0001068844-19-000002 · edgardoc.xml · nonDerivative · entry 1 NETTLES PATRICK H · CIK 0001068844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,865 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.65 to $42.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.