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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 13, 2026 12:48 UTC
SMITH GARY BDirector · President & CEO
SaleCommon Stock 2,952 $369.66 $1,091,237.80
Disclosure

SEC source: 0001032553-26-000043 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,407

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $351.1125 to $380.4050 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 01, 2026 Filed Oct 6, 2026 23:55 UTC
Graff Marc D.EVP & Chief Financial Officer
SaleCommon Stock 97 $355.19 $34,453.43
Disclosure

SEC source: 0002080157-26-000015 · edgardoc.xml · nonDerivative · entry 1

Graff Marc D. · CIK 0002080157 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,136

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 03/25/2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs)

Read SEC document
October 01, 2026 Filed Oct 6, 2026 21:37 UTC
Kosaraju SheelaEVP & Chief Legal Officer
SaleCommon Stock 2,101 $355.19 $746,254.19
Disclosure

SEC source: 0001963781-26-000014 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,065

F1 · security: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/14/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 01, 2026 Filed Oct 6, 2026 21:27 UTC
Phipps JasonEVP & Chief Customer Officer
SaleCommon Stock 2,629 $355.19 $933,794.51
Disclosure

SEC source: 0001699193-26-000010 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,388

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 24, 2026 Filed Sep 28, 2026 21:53 UTC SaleCommon Stock 2,857 $355.91 $1,016,834.87
Disclosure

SEC source: 0001123292-26-001329 · form4.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spousal trust

Disclosed balance after: 8,279

F1 · kind: Reflects a contribution of common stock to an exchange fund in exchange for an interest in the exchange fund. The common stock was valued at $355.91 per share for the purpose of determining the size of the interest in the exchange fund to be issued

F2 · ownership.nature: The beneficiaries of the trust are the reporting person's spouse and children. The reporting person disclaims beneficial ownership of the securities held by the trust.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 19:18 UTC GiftCommon Stock 2,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001251445-26-000004 · edgardoc.xml · nonDerivative · entry 2

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,492

F2 · price: These shares were given as a gift for which no consideration was received by the Reporting Person.

F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 23, 2026 Filed Sep 25, 2026 19:18 UTC SaleCommon Stock 3,738 $359.04 $1,342,091.52
Disclosure

SEC source: 0001251445-26-000004 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,289

F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 20:43 UTC
Cumello JosephEVP & General Mgr.
Tax withholdingCommon Stock 331 $348.80 $115,452.80
Disclosure

SEC source: 0001963638-26-000011 · edgardoc.xml · nonDerivative · entry 5

Cumello Joseph · CIK 0001963638 · EVP & General Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,156

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 20:43 UTC
Cumello JosephEVP & General Mgr.
Tax withholdingCommon Stock 180 $348.80 $62,784.00
Disclosure

SEC source: 0001963638-26-000011 · edgardoc.xml · nonDerivative · entry 4

Cumello Joseph · CIK 0001963638 · EVP & General Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,487

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 20:43 UTC
Cumello JosephEVP & General Mgr.
Tax withholdingCommon Stock 582 $348.80 $203,001.60
Disclosure

SEC source: 0001963638-26-000011 · edgardoc.xml · nonDerivative · entry 3

Cumello Joseph · CIK 0001963638 · EVP & General Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 20:43 UTC
Cumello JosephEVP & General Mgr.
Tax withholdingCommon Stock 182 $348.80 $63,481.60
Disclosure

SEC source: 0001963638-26-000011 · edgardoc.xml · nonDerivative · entry 2

Cumello Joseph · CIK 0001963638 · EVP & General Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,249

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 20:43 UTC
Cumello JosephEVP & General Mgr.
Tax withholdingCommon Stock 441 $348.80 $153,820.80
Disclosure

SEC source: 0001963638-26-000011 · edgardoc.xml · nonDerivative · entry 1

Cumello Joseph · CIK 0001963638 · EVP & General Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,431

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:21 UTC
DiPerna DinoEVP & Chief R&D Officer
Tax withholdingCommon Stock 247 $348.80 $86,153.60
Disclosure

SEC source: 0001998460-26-000013 · edgardoc.xml · nonDerivative · entry 5

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,073

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:21 UTC
DiPerna DinoEVP & Chief R&D Officer
Tax withholdingCommon Stock 428 $348.80 $149,286.40
Disclosure

SEC source: 0001998460-26-000013 · edgardoc.xml · nonDerivative · entry 4

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,320

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:21 UTC
DiPerna DinoEVP & Chief R&D Officer
Tax withholdingCommon Stock 730 $348.80 $254,624.00
Disclosure

SEC source: 0001998460-26-000013 · edgardoc.xml · nonDerivative · entry 3

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,748

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:21 UTC
DiPerna DinoEVP & Chief R&D Officer
Tax withholdingCommon Stock 444 $348.80 $154,867.20
Disclosure

SEC source: 0001998460-26-000013 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,478

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:21 UTC
DiPerna DinoEVP & Chief R&D Officer
Tax withholdingCommon Stock 204 $348.80 $71,155.20
Disclosure

SEC source: 0001998460-26-000013 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,922

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:18 UTC
Hoffman GrantEVP & Chief Supply
Tax withholdingCommon Stock 170 $348.80 $59,296.00
Disclosure

SEC source: 0002141720-26-000002 · edgardoc.xml · nonDerivative · entry 1

Hoffman Grant · CIK 0002141720 · EVP & Chief Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,347

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 6/22/2026. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 6/23/2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:14 UTC
Gage BrodieEVP & Chief Product &
Tax withholdingCommon Stock 231 $348.80 $80,572.80
Disclosure

SEC source: 0001998826-26-000020 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,273

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:14 UTC
Gage BrodieEVP & Chief Product &
Tax withholdingCommon Stock 388 $348.80 $135,334.40
Disclosure

SEC source: 0001998826-26-000020 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,504

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:14 UTC
Gage BrodieEVP & Chief Product &
Tax withholdingCommon Stock 669 $348.80 $233,347.20
Disclosure

SEC source: 0001998826-26-000020 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,892

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:14 UTC
Gage BrodieEVP & Chief Product &
Tax withholdingCommon Stock 442 $348.80 $154,169.60
Disclosure

SEC source: 0001998826-26-000020 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,561

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:14 UTC
Gage BrodieEVP & Chief Product &
Tax withholdingCommon Stock 204 $348.80 $71,155.20
Disclosure

SEC source: 0001998826-26-000020 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,003

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:10 UTC
SMITH GARY BDirector · President & CEO
Tax withholdingCommon Stock 937 $348.80 $326,825.60
Disclosure

SEC source: 0001032553-26-000041 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,359

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:10 UTC
SMITH GARY BDirector · President & CEO
Tax withholdingCommon Stock 1,743 $348.80 $607,958.40
Disclosure

SEC source: 0001032553-26-000041 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,296

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:10 UTC
SMITH GARY BDirector · President & CEO
Tax withholdingCommon Stock 3,102 $348.80 $1,081,977.60
Disclosure

SEC source: 0001032553-26-000041 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,039

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:10 UTC
SMITH GARY BDirector · President & CEO
Tax withholdingCommon Stock 2,985 $348.80 $1,041,168.00
Disclosure

SEC source: 0001032553-26-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,141

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:09 UTC
Rothenstein David MEVP & Chief Strategy Officer
Tax withholdingCommon Stock 220 $348.80 $76,736.00
Disclosure

SEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,381

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:09 UTC
Rothenstein David MEVP & Chief Strategy Officer
Tax withholdingCommon Stock 436 $348.80 $152,076.80
Disclosure

SEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,601

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:09 UTC
Rothenstein David MEVP & Chief Strategy Officer
Tax withholdingCommon Stock 811 $348.80 $282,876.80
Disclosure

SEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,037

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:09 UTC
Rothenstein David MEVP & Chief Strategy Officer
Tax withholdingCommon Stock 204 $348.80 $71,155.20
Disclosure

SEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,848

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:09 UTC
Rothenstein David MEVP & Chief Strategy Officer
Tax withholdingCommon Stock 679 $348.80 $236,835.20
Disclosure

SEC source: 0001444157-26-000026 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,052

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC
Phipps JasonEVP & Chief Customer Officer
Tax withholdingCommon Stock 268 $348.80 $93,478.40
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,017

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC
Phipps JasonEVP & Chief Customer Officer
Tax withholdingCommon Stock 503 $348.80 $175,446.40
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,285

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:03 UTC
Phipps JasonEVP & Chief Customer Officer
Tax withholdingCommon Stock 859 $348.80 $299,619.20
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,788

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 20, 2026 Filed Sep 22, 2026 19:03 UTC
Phipps JasonEVP & Chief Customer Officer
Tax withholdingCommon Stock 735 $348.80 $256,368.00
Disclosure

SEC source: 0001699193-26-000008 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · EVP & Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,647

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 20, 2026 Filed Sep 22, 2026 19:00 UTC
Kosaraju SheelaEVP & Chief Legal Officer
Tax withholdingCommon Stock 189 $348.80 $65,923.20
Disclosure

SEC source: 0001963781-26-000012 · edgardoc.xml · nonDerivative · entry 5

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,166

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:00 UTC
Kosaraju SheelaEVP & Chief Legal Officer
Tax withholdingCommon Stock 330 $348.80 $115,104.00
Disclosure

SEC source: 0001963781-26-000012 · edgardoc.xml · nonDerivative · entry 4

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,355

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:00 UTC
Kosaraju SheelaEVP & Chief Legal Officer
Tax withholdingCommon Stock 549 $348.80 $191,491.20
Disclosure

SEC source: 0001963781-26-000012 · edgardoc.xml · nonDerivative · entry 3

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,685

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:00 UTC
Kosaraju SheelaEVP & Chief Legal Officer
Tax withholdingCommon Stock 691 $348.80 $241,020.80
Disclosure

SEC source: 0001963781-26-000012 · edgardoc.xml · nonDerivative · entry 2

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,234

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 19:00 UTC
Kosaraju SheelaEVP & Chief Legal Officer
Tax withholdingCommon Stock 156 $348.80 $54,412.80
Disclosure

SEC source: 0001963781-26-000012 · edgardoc.xml · nonDerivative · entry 1

Kosaraju Sheela · CIK 0001963781 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,925

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2026 Filed Sep 22, 2026 18:57 UTC
Graff Marc D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 286 $348.80 $99,756.80
Disclosure

SEC source: 0002080157-26-000013 · edgardoc.xml · nonDerivative · entry 1

Graff Marc D. · CIK 0002080157 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,233

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 16, 2026 Filed Sep 17, 2026 20:17 UTC
DiPerna DinoEVP & Chief R&D Officer
SaleCommon Stock 249 $350.00 $87,150.00
Disclosure

SEC source: 0001998460-26-000011 · edgardoc.xml · nonDerivative · entry 2

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,126

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 6/10/2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:24 UTC
SMITH GARY BDirector · President & CEO
SaleCommon Stock 2,952 $330.18 $974,688.11
Disclosure

SEC source: 0001032553-26-000039 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,126

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $320.8150 to $335.8150. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:22 UTC
Rothenstein David MEVP & Chief Strategy Officer
SaleCommon Stock 2,500 $330.48 $826,208.25
Disclosure

SEC source: 0001444157-26-000024 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · EVP & Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,731

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $321.4000 to $335.4100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:20 UTC
Gage BrodieEVP & Chief Product &
SaleCommon Stock 1,200 $324.86 $389,832.00
Disclosure

SEC source: 0001998826-26-000018 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · EVP & Chief Product &

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,207

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 7/1/2025 MODIFIED 12/23/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:17 UTC
DiPerna DinoEVP & Chief R&D Officer
SaleCommon Stock 249 $324.86 $80,890.14
Disclosure

SEC source: 0001998460-26-000011 · edgardoc.xml · nonDerivative · entry 1

DiPerna Dino · CIK 0001998460 · EVP & Chief R&D Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,375

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 6/10/2026.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 01, 2026 Filed Sep 2, 2026 22:35 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,952 $362.90 $1,071,277.85
Disclosure

SEC source: 0001032553-26-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 243,078

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $356.6500 to $381.2975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:47 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,952 $447.78 $1,321,840.36
Disclosure

SEC source: 0001032553-26-000035 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,030

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $429.9900 to $457.8650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 17, 2026 Filed Aug 18, 2026 19:54 UTC
Gage BrodieSVP Global Products & Supply
SaleCommon Stock 1,200 $439.24 $527,088.00
Disclosure

SEC source: 0001998826-26-000016 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,407

F1 · shares: Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/01/2025 MODIFIED 12/23/2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.