Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Technology Officer | March 15, 2022 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 15, 2022 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,958 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Sale · Disposed 2,000 · Balance 77,958 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 70,561 |
Reported balance
After 2023-01-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-01-17 · Sale · Disposed 2,000 · Balance 70,561 F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.
F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022.
F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2023 Filed Jan 19, 2023 22:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $50.89 | $101,780.00 |
DisclosureSEC source: 0000899243-23-002203 · doc4.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,561 F3 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4 · balance_after: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,265 | $49.27 | $62,326.55 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,561 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 264 | $49.27 | $13,007.28 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,826 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,131 | $49.27 | $55,724.37 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,090 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,754 | $49.27 | $86,419.58 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,221 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 366 | $49.27 | $18,032.82 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,975 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,960 | $49.27 | $96,569.20 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,341 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 444 | $49.27 | $21,875.88 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,301 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 20:47 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 456 | $49.27 | $22,467.12 |
DisclosureSEC source: 0000899243-22-039205 · doc4.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,745 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $49.87 | $99,740.00 |
DisclosureSEC source: 0000899243-22-038989 · doc4.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,201 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:51 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 5,879 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038618 · doc4.xml · derivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022 F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022 F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 12,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,201 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:51 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 4,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022 F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:54 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $45.00 | $90,000.00 |
DisclosureSEC source: 0001177261-22-000027 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,470 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 21:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $40.32 | $80,640.00 |
DisclosureSEC source: 0001177261-22-000025 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,470 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $40.58 | $13,147.92 |
DisclosureSEC source: 0001177261-22-000021 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,470 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 307 | $40.58 | $12,458.06 |
DisclosureSEC source: 0001177261-22-000021 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,794 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 182 | $40.58 | $7,385.56 |
DisclosureSEC source: 0001177261-22-000021 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,101 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:10 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $40.58 | $10,226.16 |
DisclosureSEC source: 0001177261-22-000021 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,283 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $42.37 | $84,740.00 |
DisclosureSEC source: 0001177261-22-000019 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,535 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.21 | $108,420.00 |
DisclosureSEC source: 0001177261-22-000017 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,535 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:39 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $47.17 | $94,340.00 |
DisclosureSEC source: 0001177261-22-000015 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,535 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 182 | $43.56 | $7,927.92 |
DisclosureSEC source: 0001177261-22-000013 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,535 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 307 | $43.56 | $13,372.92 |
DisclosureSEC source: 0001177261-22-000013 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,717 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $43.56 | $14,113.44 |
DisclosureSEC source: 0001177261-22-000013 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,024 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $43.56 | $10,977.12 |
DisclosureSEC source: 0001177261-22-000013 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,348 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.73 | $87,460.00 |
DisclosureSEC source: 0001177261-22-000011 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,600 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 16, 2022 Filed May 18, 2022 19:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $52.23 | $104,460.00 |
DisclosureSEC source: 0001177261-22-000009 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,600 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 182 | $60.10 | $10,938.20 |
DisclosureSEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,600 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 306 | $60.10 | $18,390.60 |
DisclosureSEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $60.10 | $19,472.40 |
DisclosureSEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,088 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:30 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $60.10 | $15,145.20 |
DisclosureSEC source: 0001177261-22-000007 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,412 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2022 Filed Jan 19, 2023 22:48 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.11 | $108,220.00 |
DisclosureSEC source: 0000899243-23-002203 · doc4.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,958 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 19:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $64.42 | $128,840.00 |
DisclosureSEC source: 0001177261-22-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,664 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $70.63 | $141,260.00 |
DisclosureSEC source: 0001177261-22-000002 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,664 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 366 | $74.48 | $27,259.68 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,664 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,753 | $74.48 | $130,563.44 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,030 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,131 | $74.48 | $84,236.88 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,783 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,300 | $74.48 | $96,824.00 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,914 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 650 | $74.48 | $48,412.00 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,214 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 444 | $74.48 | $33,069.12 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,864 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 5,998 | $74.48 | $446,731.04 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,308 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 469 | $74.48 | $34,931.12 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,306 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 717 | $74.48 | $53,402.16 |
DisclosureSEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,775 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 18:05 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $73.86 | $147,720.00 |
DisclosureSEC source: 0001177261-21-000034 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,492 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 6,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-21-000032 · edgardoc.xml · derivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,492 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 12,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:44 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,348 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.