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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2018 Filed Apr 5, 2018 17:23 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $24.98 $49,953.20
Disclosure

SEC source: 0001215181-18-000010 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,015

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.71 to $25.29. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:57 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000028 · edgardoc.xml · nonDerivative · entry 1

Rowny Michael J · CIK 0001301541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,917

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:55 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000026 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,965

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:53 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000024 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,391

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:45 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000020 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,805

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:47 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000022 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,865

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:44 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000018 · edgardoc.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,274

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:42 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000016 · edgardoc.xml · nonDerivative · entry 1

FATHERS WILLIAM D · CIK 0001396837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:40 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000014 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,688

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 03, 2018 Filed Apr 5, 2018 17:38 UTC GrantCommon Stock 7,626 $0.00 $0.00
Disclosure

SEC source: 0001215181-18-000012 · edgardoc.xml · nonDerivative · entry 1

CASH HARVEY B · CIK 0001198704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,459

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2018 Filed Mar 29, 2018 19:31 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.41 $50,829.00
Disclosure

SEC source: 0001032553-18-000014 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,975

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.25 to $25.815. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2018 Filed Mar 29, 2018 19:31 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.42 $50,833.60
Disclosure

SEC source: 0001032553-18-000014 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,975

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.25 to $25.85. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 27, 2018 Filed Mar 29, 2018 19:31 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $26.17 $52,335.60
Disclosure

SEC source: 0001032553-18-000014 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,975

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.835 to $26.345. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 27, 2018 Filed Mar 29, 2018 19:31 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $26.17 $52,337.00
Disclosure

SEC source: 0001032553-18-000014 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,975

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.835 to $26.345. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2018 Filed Mar 28, 2018 14:59 UTC SaleCommon Stock 1,972 $25.83 $50,936.76
Disclosure

SEC source: 0001068844-18-000002 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,239

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/23/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2018 Filed Mar 28, 2018 14:56 UTC SaleCommon Stock 811 $25.83 $20,948.13
Disclosure

SEC source: 0001221168-18-000002 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,179

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/23/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 22, 2018 Filed Mar 23, 2018 18:40 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 2,923 $26.25 $76,742.20
Disclosure

SEC source: 0001177261-18-000035 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,789

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.18 to $26.31. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 22, 2018 Filed Mar 23, 2018 18:28 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,524 $26.25 $40,008.51
Disclosure

SEC source: 0001177261-18-000033 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,115

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.17 to $26.31. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 445 $26.58 $11,828.10
Disclosure

SEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,639

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 223 $26.58 $5,927.34
Disclosure

SEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,084

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 167 $26.58 $4,438.86
Disclosure

SEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,307

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 182 $26.58 $4,837.56
Disclosure

SEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,474

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 363 $26.58 $9,648.54
Disclosure

SEC source: 0001177261-18-000029 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,656

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:26 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $26.59 $53,184.00
Disclosure

SEC source: 0001177261-18-000031 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,015

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.48 to $26.64. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 440 $26.58 $11,695.20
Disclosure

SEC source: 0001177261-18-000027 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,398

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 166 $26.58 $4,412.28
Disclosure

SEC source: 0001177261-18-000027 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,838

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 135 $26.58 $3,588.30
Disclosure

SEC source: 0001177261-18-000027 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,004

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 201 $26.58 $5,342.58
Disclosure

SEC source: 0001177261-18-000027 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,139

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:11 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 221 $26.58 $5,874.18
Disclosure

SEC source: 0001177261-18-000027 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,340

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 601 $26.58 $15,974.58
Disclosure

SEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,617

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 471 $26.58 $12,519.18
Disclosure

SEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,218

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 439 $26.58 $11,668.62
Disclosure

SEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,689

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 610 $26.58 $16,213.80
Disclosure

SEC source: 0001177261-18-000025 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,128

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:03 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 501 $26.58 $13,316.58
Disclosure

SEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,904

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:03 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 439 $26.58 $11,668.62
Disclosure

SEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,405

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:03 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 471 $26.58 $12,519.18
Disclosure

SEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,844

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 21, 2018 Filed Mar 23, 2018 18:03 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 565 $26.58 $15,017.70
Disclosure

SEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,315

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 601 $26.58 $15,974.58
Disclosure

SEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,002

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 471 $26.58 $12,519.18
Disclosure

SEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,603

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 439 $26.58 $11,668.62
Disclosure

SEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,074

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 565 $26.58 $15,017.70
Disclosure

SEC source: 0001177261-18-000021 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,513

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,777 $26.58 $100,392.66
Disclosure

SEC source: 0001177261-18-000019 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,975

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,868 $26.58 $76,231.44
Disclosure

SEC source: 0001177261-18-000019 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,752

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,667 $26.58 $70,888.86
Disclosure

SEC source: 0001177261-18-000019 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,620

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,636 $26.58 $96,644.88
Disclosure

SEC source: 0001177261-18-000019 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,287

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 151 $26.58 $4,013.58
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 142 $26.58 $3,774.36
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,956

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 132 $26.58 $3,508.56
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,098

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 158 $26.58 $4,199.64
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,230

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:55 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 660 $26.58 $17,542.80
Disclosure

SEC source: 0001177261-18-000015 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,015

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.