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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 2, 2020 17:51 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $55.27 $110,540.00
Disclosure

SEC source: 0001215181-20-000004 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,605

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 21, 2020 Filed May 22, 2020 19:16 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $51.92 $220,668.93
Disclosure

SEC source: 0001032553-20-000018 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,014

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.62 to $52.65. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 20, 2020 Filed May 22, 2020 19:16 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $52.76 $224,238.50
Disclosure

SEC source: 0001032553-20-000018 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,264

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.4 to $53.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 18, 2020 Filed May 19, 2020 15:31 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $50.35 $100,700.00
Disclosure

SEC source: 0001444157-20-000022 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,605

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2020 Filed May 19, 2020 15:25 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 2,000 $46.33 $92,660.00
Disclosure

SEC source: 0001444157-20-000020 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,810

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2020 Filed May 19, 2020 15:20 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 2,000 $46.33 $92,660.00
Disclosure

SEC source: 0001444157-20-000018 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2020 Filed May 19, 2020 15:17 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $46.33 $115,825.00
Disclosure

SEC source: 0001444157-20-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,178

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2020 Filed May 19, 2020 14:57 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $46.33 $115,825.00
Disclosure

SEC source: 0001444157-20-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,631

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 08, 2020 Filed May 11, 2020 19:28 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $47.43 $201,583.88
Disclosure

SEC source: 0001032553-20-000016 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,514

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.80 to $47.935. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 07, 2020 Filed May 11, 2020 19:28 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $46.72 $198,562.13
Disclosure

SEC source: 0001032553-20-000016 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,764

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.28 to $46.94. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 04, 2020 Filed May 5, 2020 15:12 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $46.05 $92,100.00
Disclosure

SEC source: 0001809044-20-000004 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,605

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 01, 2020 Filed May 5, 2020 16:49 UTC
Yang MarySVP, Chief Strategy Officer
GrantCommon Stock 28,996 $0.00 $0.00
Disclosure

SEC source: 0001809044-20-000006 · edgardoc.xml · nonDerivative · entry 1

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,996

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-quarter of the grant amount vesting on June 20, 2021, and thereafter with one-sixteenth of the grant amount vesting on March 20, June 20, September 20 and December 20 of each succeeding year.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
April 23, 2020 Filed Apr 24, 2020 17:10 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $45.15 $191,905.78
Disclosure

SEC source: 0001032553-20-000014 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,014

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.765 to $45.82. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 22, 2020 Filed Apr 24, 2020 17:10 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $44.79 $190,362.60
Disclosure

SEC source: 0001032553-20-000014 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,264

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.57 to $45.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 20, 2020 Filed Apr 21, 2020 19:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $43.99 $87,980.00
Disclosure

SEC source: 0001215181-20-000002 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,605

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:27 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $44.65 $111,625.00
Disclosure

SEC source: 0001177261-20-000028 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,131

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:14 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 300 $45.00 $13,500.00
Disclosure

SEC source: 0001177261-20-000026 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,810

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:14 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,700 $44.65 $75,905.00
Disclosure

SEC source: 0001177261-20-000026 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,110

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:10 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 2,000 $44.65 $89,300.00
Disclosure

SEC source: 0001177261-20-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:06 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $44.65 $111,625.00
Disclosure

SEC source: 0001177261-20-000022 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,678

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 07, 2020 Filed Apr 8, 2020 12:19 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $45.78 $194,585.40
Disclosure

SEC source: 0001032553-20-000012 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,514

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $45.10 to $46.18. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 06, 2020 Filed Apr 7, 2020 19:41 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 900 $45.00 $40,500.00
Disclosure

SEC source: 0001699192-20-000010 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,810

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 06, 2020 Filed Apr 8, 2020 12:19 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $44.05 $187,216.75
Disclosure

SEC source: 0001032553-20-000012 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,764

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.21 to $45.175. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:38 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000011 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,626

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 19:39 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000017 · edgardoc.xml · nonDerivative · entry 1

Olsen Joanne Beth · CIK 0001742169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 19:07 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000014 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,353

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:51 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000012 · edgardoc.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:25 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000006 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,160

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:36 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000009 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,701

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:16 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000002 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,388

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:19 UTC GrantCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001403694-20-000004 · edgardoc.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,236

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2020 Filed Mar 31, 2020 18:27 UTC Tax withholdingCommon Stock 1,404 $39.34 $55,233.36
Disclosure

SEC source: 0001221168-20-000004 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,023

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/28/2019. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/01/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 28, 2020 Filed Mar 31, 2020 18:21 UTC Tax withholdingCommon Stock 529 $39.34 $20,810.86
Disclosure

SEC source: 0001221168-20-000002 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,482

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/28/2019. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/01/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2020 Filed Mar 27, 2020 15:47 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $39.73 $168,837.63
Disclosure

SEC source: 0001699192-20-000008 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,014

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.08 to $40.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2020 Filed Mar 27, 2020 15:22 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 300 $40.00 $12,000.00
Disclosure

SEC source: 0001699192-20-000004 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,710

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2020 Filed Mar 27, 2020 15:27 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,999 $40.00 $79,960.00
Disclosure

SEC source: 0001699192-20-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 15:47 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $38.82 $165,001.58
Disclosure

SEC source: 0001699192-20-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,264

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $37.97 to $39.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 25, 2020 Filed Mar 30, 2020 14:43 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1 $40.00 $40.00
Disclosure

SEC source: 0001177265-20-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,647

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2020 Filed Mar 24, 2020 19:23 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 2,398 $35.93 $86,160.14
Disclosure

SEC source: 0001699193-20-000004 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,264

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 23, 2020 Filed Mar 24, 2020 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,327 $35.93 $83,609.11
Disclosure

SEC source: 0001699193-20-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,179

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 20, 2020 Filed Mar 24, 2020 17:35 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 359 $36.07 $12,949.13
Disclosure

SEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 5

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,662

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:35 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 389 $36.07 $14,031.23
Disclosure

SEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,021

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:35 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 513 $36.07 $18,503.91
Disclosure

SEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,410

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:35 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 441 $36.07 $15,906.87
Disclosure

SEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,923

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:35 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 222 $36.07 $8,007.54
Disclosure

SEC source: 0001275606-20-000002 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,364

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:56 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $36.07 $93,132.74
Disclosure

SEC source: 0001177261-20-000020 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,514

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:56 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $36.07 $94,683.75
Disclosure

SEC source: 0001177261-20-000020 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,096

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:56 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $36.07 $135,406.78
Disclosure

SEC source: 0001177261-20-000020 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,721

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:56 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $36.07 $102,835.57
Disclosure

SEC source: 0001177261-20-000020 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,475

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:54 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 453 $36.07 $16,339.71
Disclosure

SEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,506

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.