Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Strategy Officer | December 20, 2021 | December 22, 2021 |
| Sunnova Energy International Inc.NOVA · Entity 79576 | Director | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 20, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,619 |
Last balance in matching sequence
After 2021-12-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-12-20 · Tax withholding · Disposed 627 · Balance 60,116 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2021-12-20 · Tax withholding · Disposed 286 · Balance 59,830 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2021-12-20 · Tax withholding · Disposed 1,248 · Balance 58,582 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2021-12-20 · Tax withholding · Disposed 1,963 · Balance 56,619 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
Sunnova Energy International Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,857 |
Reported balance
After 2024-05-17 transaction · row 1
1 source rowRow 1 · 2024-05-17 · Exercise / conversion · Acquired 7,566 · Balance 17,857 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,514 |
Reported balance
After 2024-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-15 · Grant · Acquired 24,948 · Balance 32,514 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,948 |
Reported balance
After 2024-05-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-17 · Exercise / conversion · Disposed 7,566 · Balance 24,948 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
F2: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2024 Filed May 17, 2024 18:42 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000029 · wk-form4_1715985712.xml · derivative · entry 3 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,948 Underlying: Common Stock · 7,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 17, 2024 Filed May 17, 2024 18:42 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000029 · wk-form4_1715985712.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 15, 2024 Filed May 17, 2024 18:42 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 24,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001608828-24-000029 · wk-form4_1715985712.xml · derivative · entry 2 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,514 Underlying: Common Stock · 24,948 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:56 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013377 · doc4.xml · derivative · entry 3 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,566 Underlying: Common Stock · 7,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:56 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013377 · doc4.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 17, 2023 Filed May 19, 2023 16:56 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 7,566 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013377 · doc4.xml · derivative · entry 2 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,821 Underlying: Common Stock · 7,566 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 16:17 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionRestricted Stock Units · Derivative | 3,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000132 · wf-form4_166577857619211.xml · derivative · entry 2 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 16:17 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | Exercise / conversionCommon Stock | 3,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000132 · wf-form4_166577857619211.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). Read SEC document |
| May 18, 2022 Filed May 20, 2022 18:07 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-22-000097 · wf-form4_165308444185957.xml · derivative · entry 1 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 Underlying: Common Stock · 7,255 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,963 | $74.48 | $146,204.24 |
DisclosureSEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 4 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,619 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,248 | $74.48 | $92,951.04 |
DisclosureSEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 3 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,582 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 286 | $74.48 | $21,301.28 |
DisclosureSEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 2 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,830 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:12 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 627 | $74.48 | $46,698.96 |
DisclosureSEC source: 0001809044-21-000010 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,116 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 5/5/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 9,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001809044-21-000008 · edgardoc.xml · nonDerivative · entry 2 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,743 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001809044-21-000008 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,223 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 17:26 UTC | Sunnova Energy International Inc. NOVA · Entity 79576 | GrantRestricted Stock Units · Derivative | 3,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001772695-21-000138 · wf-form4_163433317233985.xml · derivative · entry 1 Yang Mary · CIK 0001809044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,036 Underlying: Common Stock · 3,036 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). F2 · derivative.exercise_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. F2 · derivative.expiration_date: The RSUs will vest on the one year anniversary of the date of grant subject to the reporting person's continued service through that date. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 286 | $51.68 | $14,780.48 |
DisclosureSEC source: 0001809044-21-000006 · edgardoc.xml · nonDerivative · entry 2 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,201 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:33 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 627 | $51.68 | $32,403.36 |
DisclosureSEC source: 0001809044-21-000006 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,487 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/01/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 5/05/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 286 | $56.15 | $16,058.90 |
DisclosureSEC source: 0001809044-21-000004 · edgardoc.xml · nonDerivative · entry 2 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,114 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 17:06 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 2,507 | $56.15 | $140,768.05 |
DisclosureSEC source: 0001809044-21-000004 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,400 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 5/5/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 20:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 285 | $55.42 | $15,794.70 |
DisclosureSEC source: 0001809044-21-000002 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,907 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:31 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 13,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001809044-20-000008 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,192 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2020 Filed May 5, 2020 16:49 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 28,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001809044-20-000006 · edgardoc.xml · nonDerivative · entry 1 Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-quarter of the grant amount vesting on June 20, 2021, and thereafter with one-sixteenth of the grant amount vesting on March 20, June 20, September 20 and December 20 of each succeeding year. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.