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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2021 Filed Jun 22, 2021 16:42 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 295 $56.15 $16,564.25
Disclosure

SEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,604

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:42 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 359 $56.15 $20,157.85
Disclosure

SEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,899

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:42 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 389 $56.15 $21,842.35
Disclosure

SEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,258

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:40 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 498 $56.15 $27,962.70
Disclosure

SEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,083

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:40 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 307 $56.15 $17,238.05
Disclosure

SEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,581

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:40 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 324 $56.15 $18,192.60
Disclosure

SEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,888

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:40 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 252 $56.15 $14,149.80
Disclosure

SEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,212

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:44 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,000 $58.13 $174,390.00
Disclosure

SEC source: 0001444157-21-000012 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,168

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:14 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $58.13 $58,130.00
Disclosure

SEC source: 0001177265-21-000014 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2021 Filed Jun 16, 2021 14:58 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $58.13 $116,260.00
Disclosure

SEC source: 0001177261-21-000014 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,464

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2021 Filed Jun 11, 2021 19:18 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $60.46 $120,920.00
Disclosure

SEC source: 0001215181-21-000017 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,794

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 10, 2021 Filed Jun 11, 2021 19:10 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $59.08 $221,544.38
Disclosure

SEC source: 0001032553-21-000027 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,116

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $58.86 to $59.84 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:10 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $60.43 $226,603.88
Disclosure

SEC source: 0001032553-21-000027 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,866

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $60.055 to $60.92 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:20 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $52.80 $198,010.13
Disclosure

SEC source: 0001032553-21-000025 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,616

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.46 to $53.185. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 27, 2021 Filed May 28, 2021 16:29 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $52.99 $105,980.00
Disclosure

SEC source: 0001215181-21-000014 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,794

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:20 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $53.22 $199,571.25
Disclosure

SEC source: 0001032553-21-000025 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,366

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.84 to $53.85. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 17, 2021 Filed May 19, 2021 17:43 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $51.26 $128,150.00
Disclosure

SEC source: 0001444157-21-000010 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,168

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 17, 2021 Filed May 19, 2021 17:29 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $51.26 $102,520.00
Disclosure

SEC source: 0001177261-21-000012 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,464

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 17, 2021 Filed May 19, 2021 16:21 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $51.26 $51,260.00
Disclosure

SEC source: 0001177265-21-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 13, 2021 Filed May 14, 2021 16:56 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $49.87 $99,740.00
Disclosure

SEC source: 0001215181-21-000012 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,794

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 12, 2021 Filed May 13, 2021 16:52 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $50.62 $189,813.38
Disclosure

SEC source: 0001032553-21-000023 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,116

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $49.525 to $52.755. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:52 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $53.48 $200,545.50
Disclosure

SEC source: 0001032553-21-000023 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,866

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.89 to $53.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:47 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $52.49 $164,044.38
Disclosure

SEC source: 0001032553-21-000021 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,616

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.06 to $52.84. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 28, 2021 Filed Apr 30, 2021 16:47 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $52.14 $162,935.94
Disclosure

SEC source: 0001032553-21-000021 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,741

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.85 to $52.57. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2021 Filed Apr 16, 2021 19:35 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $56.25 $112,500.00
Disclosure

SEC source: 0001177261-21-000010 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,464

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2021 Filed Apr 16, 2021 12:34 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,000 $56.25 $168,750.00
Disclosure

SEC source: 0001444157-21-000008 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,668

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2021 Filed Apr 16, 2021 12:38 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $56.25 $56,250.00
Disclosure

SEC source: 0001177265-21-000010 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $55.95 $174,851.56
Disclosure

SEC source: 0001032553-21-000019 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,866

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.67 to $56.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $56.17 $175,537.19
Disclosure

SEC source: 0001032553-21-000019 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,991

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.97 to $56.425. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 02, 2021 Filed Apr 5, 2021 18:32 UTC
NETTLES PATRICK HDirector · Executive Chairman
Disposition to issuerCommon Stock 1,475 $56.60 $83,485.00
Disclosure

SEC source: 0001068844-21-000002 · edgardoc.xml · nonDerivative · entry 2

NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,342

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/2/2020. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/03/2020.

F4 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:17 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001742169-21-000003 · edgardoc.xml · nonDerivative · entry 1

Olsen Joanne Beth · CIK 0001742169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:37 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001177269-21-000002 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,458

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:35 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0000936395-21-000012 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,469

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:32 UTC
NETTLES PATRICK HDirector · Executive Chairman
GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001068844-21-000002 · edgardoc.xml · nonDerivative · entry 1

NETTLES PATRICK H · CIK 0001068844 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,817

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:30 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001558880-21-000003 · edgardoc.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,723

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:24 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001221168-21-000002 · edgardoc.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,573

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:23 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001103725-21-000002 · edgardoc.xml · nonDerivative · entry 1

FITT LAWTON W · CIK 0001103725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,352

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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April 01, 2021 Filed Apr 5, 2021 18:20 UTC GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001403694-21-000002 · edgardoc.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,904

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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April 01, 2021 Filed Apr 5, 2021 18:19 UTC
AHMED HASSANDirector
GrantCommon Stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001135082-21-000003 · edgardoc.xml · nonDerivative · entry 1

AHMED HASSAN · CIK 0001135082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $53.15 $166,083.75
Disclosure

SEC source: 0001032553-21-000017 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,116

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.57 to $53.78 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 23, 2021 Filed Mar 24, 2021 19:14 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,012 $55.70 $112,068.40
Disclosure

SEC source: 0001699193-21-000004 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,950

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 23, 2021 Filed Mar 24, 2021 19:09 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 3,142 $55.70 $175,009.40
Disclosure

SEC source: 0001275606-21-000006 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,647

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:46 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,125 $54.69 $170,907.50
Disclosure

SEC source: 0001032553-21-000017 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,241

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $53.63 to $55.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 285 $55.42 $15,794.70
Disclosure

SEC source: 0001809044-21-000002 · edgardoc.xml · nonDerivative · entry 1

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,907

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:16 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $55.42 $117,767.50
Disclosure

SEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,366

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:16 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $55.42 $143,094.44
Disclosure

SEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,491

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:16 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $55.42 $145,477.50
Disclosure

SEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,073

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:16 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $55.42 $208,046.68
Disclosure

SEC source: 0001032553-21-000015 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,698

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:12 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 343 $55.42 $19,009.06
Disclosure

SEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,668

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:12 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 417 $55.42 $23,110.14
Disclosure

SEC source: 0001444157-21-000006 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,011

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.