CHUC

SEC source: 0001415889-22-002786 · form4-03092022_090358.xml · nonDerivative · entry 1

Carmines Edward · CIK 0001916049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · kind: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service.

SEC source: 0001415889-21-005060 · form4-11032021_051107.xml · nonDerivative · entry 1

Fox Jeffrey G · CIK 0001783528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will vest on November 1, 2022, with the remainder vesting on November 1, 2023, subject to continued employment.

SEC source: 0001415889-21-002716 · form4-05282021_040514.xml · nonDerivative · entry 1

Stump Keith · CIK 0001793041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,502,923

F1 · kind: Represents paid-in-kind dividends as provided for by the terms of the Issuer's Series A Preferred Stock, granted in connection with a dividend exchange agreement previously approved by the Issuer's Board of Directors.

SEC source: 0001415889-21-002438 · form4-05132021_030536.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000,002

F1 · shares: Represents shares of restricted stock granted in connection with the Reporting Person's appointment as President of the Issuer pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will no longer be subject to forfeiture on April 1, 2022, with the remainder being no longer subject to forfeiture on April 1, 2023, subject to continued employment.

SEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 4

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ryan Stump Legacy Trust

Disclosed balance after: 2,734,978,608

F3 · shares: The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

SEC source: 0001415889-21-001613 · form4-03232021_050324.xml · nonDerivative · entry 4

Stump Brandon · CIK 0001775562 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brandon Stump Legacy Trust

Disclosed balance after: 6,381,616,617

F3 · shares: The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

SEC source: 0001415889-21-001619 · form4-03232021_050302.xml · nonDerivative · entry 1

Allen David R · CIK 0001389440 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000,000

F1 · shares: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

SEC source: 0001415889-21-001617 · form4-03232021_050334.xml · nonDerivative · entry 1

Stump Keith · CIK 0001793041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,086,946

F1 · shares: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

F1 · price: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

SEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 3

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ryan Stump Legacy Trust

Disclosed balance after: 2,629,468,643

F2 · shares: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

F2 · price: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

SEC source: 0001415889-21-001613 · form4-03232021_050324.xml · nonDerivative · entry 3

Stump Brandon · CIK 0001775562 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brandon Stump Legacy Trust

Disclosed balance after: 6,135,426,699

F2 · shares: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

F2 · price: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.

SEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 2

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ryan Stump Legacy Trust

Disclosed balance after: 3,979,468,648

F1 · shares: On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.

SEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 1

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,196,705

F1 · shares: On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.

SEC source: 0001415889-21-001613 · form4-03232021_050324.xml · nonDerivative · entry 2

Stump Brandon · CIK 0001775562 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Brandon Stump Legacy Trust

Disclosed balance after: 9,285,426,712

F1 · shares: On February 15, 2021, the Reporting Person transferred 9,285,426,712 shares of common stock to the Brandon Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.

SEC source: 0001415889-21-001613 · form4-03232021_050324.xml · nonDerivative · entry 1

Stump Brandon · CIK 0001775562 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,792,177

F1 · shares: On February 15, 2021, the Reporting Person transferred 9,285,426,712 shares of common stock to the Brandon Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.

SEC source: 0001415889-19-001413 · form4-11262019_051151.xml · nonDerivative · entry 2

Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,000

SEC source: 0001415889-19-001413 · form4-11262019_051151.xml · nonDerivative · entry 1

Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

SEC source: 0001415889-19-001246 · form4-11012019_081152.xml · derivative · entry 1

Brantley Mitchell III · CIK 0001776937 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2029-10-29

F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.

SEC source: 0001415889-19-001245 · form4-11012019_081152.xml · derivative · entry 1

Allen David R · CIK 0001389440 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000,000

Underlying: Common Stock · 15,000,000 shares

Expires 2029-10-29

F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.

SEC source: 0001415889-19-001244 · form4-11012019_081132.xml · derivative · entry 1

Fox Jeffrey G · CIK 0001783528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000,000

Underlying: Common Stock · 25,000,000 shares

Expires 2029-10-29

F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.

SEC source: 0001415889-19-001243 · form4-11012019_081140.xml · derivative · entry 1

Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2029-10-29

F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.

SEC source: 0001415889-19-000680 · form4-06102019_100614.xml · nonDerivative · entry 3

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800,000

SEC source: 0001415889-19-000680 · form4-06102019_100614.xml · nonDerivative · entry 2

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By V3 Capital Partners LLC

Disclosed balance after: 76,875,932

SEC source: 0001415889-19-000680 · form4-06102019_100614.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scot Jason Cohen Foundation

Disclosed balance after: 364,334

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 15

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scot Jason Cohen Foundation

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 14

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By V3 Capital Partners LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,900,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 13

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 12

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 11

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock ("Series D Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $100 per share, divided by the conversion price of $0.025 per share.

F9 · derivative.exercise_date: Shares of the Series D Preferred were exercisable immediately upon issuance, and had no expiration date.

F9 · derivative.expiration_date: Shares of the Series D Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 10

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,416,355

Underlying: Common Stock · 56,416,355 shares

Expires 2024-04-26

F1 · price: Securities received by the Reporting Person in exchange for 200,000 membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series A Convertible Preferred Stock ("Series A Preferred") (the "Exchange").

F8 · derivative.exercise_date: Warrants may be exercised at anytime after such date that the Registrant has effected the Charter Amendment.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · derivative · entry 9

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750.97

Underlying: Common Stock · 84,624,602 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Series A Preferred has a stated value of $100 per share, and is convertible into that number of shares of Common Stock equal to such stated value divided by 0.0044313.

F1 · price: Securities received by the Reporting Person in exchange for 200,000 membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series A Convertible Preferred Stock ("Series A Preferred") (the "Exchange").

F6 · derivative.exercise_date: Shares of Series A Preferred may be converted into shares of the Registrant's common stock at anytime after such date that the Registrant has amended it Articles of Incorporation, as amended, to increase the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment").

F7 · derivative.expiration_date: Shares of Series A Preferred have no expiration date.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 8

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scot Jason Cohen Foundation

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 7

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By V3 Capital Partners LLC

Disclosed balance after: 75,241,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 6

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by IRA

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 5

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,433,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of Series D Convertible Preferred Stock ("Series D Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $100 per share, divided by the conversion price of $0.025 per share.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 4

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,433,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 3

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By V3 Capital Partners LLC

Disclosed balance after: 73,341,261

F2 · price: Shares issued to the Reporting Person as compensation for advisory services rendered by the Reporting Person in connection with Exchange.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 2

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,373,148

F2 · price: Shares issued to the Reporting Person as compensation for advisory services rendered by the Reporting Person in connection with Exchange.

SEC source: 0001415889-19-000503 · form4-05062019_120553.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,031,887

F1 · price: Securities received by the Reporting Person in exchange for 200,000 membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series A Convertible Preferred Stock ("Series A Preferred") (the "Exchange").

SEC source: 0001415889-19-000534 · form4-05172019_110512.xml · derivative · entry 2

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,947

Underlying: Common Stock · 3,979,468,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment.

F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

F2 · derivative.exercise_date: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment.

F3 · derivative.expiration_date: Shares of Series B Preferred have no expiration date.

SEC source: 0001415889-19-000534 · form4-05172019_110512.xml · nonDerivative · entry 1

Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,196,653

F1 · date: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

SEC source: 0001415889-19-000533 · form4-05172019_110508.xml · derivative · entry 2

Stump Brandon · CIK 0001775562 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,543

Underlying: Common Stock · 9,285,426,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment.

F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

F2 · derivative.exercise_date: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment.

F3 · derivative.expiration_date: Shares of Series B Preferred have no expiration date.

SEC source: 0001415889-19-000533 · form4-05172019_110508.xml · nonDerivative · entry 1

Stump Brandon · CIK 0001775562 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,792,189

F1 · date: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 15

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scot Jason Cohen Foundation

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 14

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By V3 Capital Partners LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,900,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 13

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 12

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.

F10 · derivative.exercise_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

F10 · derivative.expiration_date: Shares of the Series B Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 11

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock ("Series D Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $100 per share, divided by the conversion price of $0.025 per share.

F9 · derivative.exercise_date: Shares of the Series D Preferred were exercisable immediately upon issuance, and had no expiration date.

F9 · derivative.expiration_date: Shares of the Series D Preferred were exercisable immediately upon issuance, and had no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 10

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,416,355

Underlying: Common Stock · 56,416,355 shares

Expires 2024-04-26

F1 · price: Securities received by the Reporting Person in exchange for 200,000 membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock, Series A Convertible Preferred Stock ("Series A Preferred"), and warrants to purchase shares of the Registrant's common stock (the "Exchange").

F8 · derivative.exercise_date: Warrants may be exercised at anytime after such date that the Registrant has effected the Charter Amendment.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · derivative · entry 9

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750.97

Underlying: Common Stock · 84,624,602 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Series A Preferred has a stated value of $100 per share, and is convertible into that number of shares of Common Stock equal to such stated value divided by 0.0044313.

F1 · price: Securities received by the Reporting Person in exchange for 200,000 membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock, Series A Convertible Preferred Stock ("Series A Preferred"), and warrants to purchase shares of the Registrant's common stock (the "Exchange").

F6 · derivative.exercise_date: Shares of Series A Preferred may be converted into shares of the Registrant's common stock at anytime after such date that the Registrant has amended it Articles of Incorporation, as amended, to increase the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment").

F7 · derivative.expiration_date: Shares of Series A Preferred have no expiration date.

SEC source: 0001415889-19-000679 · form4a-06102019_100632.xml · nonDerivative · entry 8

Cohen Scot · CIK 0001558913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scot Jason Cohen Foundation

Disclosed balance after: 697,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series B Convertible Preferred Stock ("Series B Preferred") was convertible into that number of shares of the Registrant's common stock equal to the stated value, $4 per share, divided by the conversion price of $0.25 per share.