Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.CHUC · Entity 7095 | CHIEF MARKETING OFFICER | October 29, 2019 | November 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date October 29, 2019 · Filed November 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-10-29 | Direct | 10,000,000 |
Reported balance
After 2019-10-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-10-29 · Grant · Acquired 10,000,000 · Balance 10,000,000 F1: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2019 Filed Nov 1, 2019 15:46 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantStock Options · Derivative | 10,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001246 · form4-11012019_081152.xml · derivative · entry 1 Brantley Mitchell III · CIK 0001776937 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 Underlying: Common Stock · 10,000,000 shares Expires 2029-10-29 F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.