Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.CHUC · Entity 7095 | CFO AND SECRETARY | March 19, 2021 | March 23, 2021 |
| Fabric.AI, Inc.WPCS · Entity 7732 | CFO | April 28, 2017 | May 02, 2017 |
| Iconic Brands, Inc.ICNB · Entity 134580 | Chief Financial Officer | October 12, 2021 | October 14, 2021 |
| MARIMED INC.MRMD · Entity 7423 | Director | July 15, 2026 | July 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date March 19, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000,000 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Purchase · Acquired 30,000,000 · Balance 30,000,000 F1: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.
Fabric.AI, Inc.
Report date April 28, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2027-04-28 | Direct | 595,000 |
Reported balance
After 2017-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-04-28 · Grant · Acquired 175,000 · Balance 595,000 F1: The options were granted under the WPCS International Incorporated 2014 Equity Incentive Plan. 75,000 options vested immediately upon granting, and 100,000 options will vest upon the Issuer closing on a merger or acquisition transaction by the date of the next annual meeting of the shareholders. In addition, all 595,000 options owned by the Reporting Person are subject to a lock up agreement which will expire on the earlier of December 30, 2017 and a change in control of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were granted under the WPCS International Incorporated 2014 Equity Incentive Plan. 75,000 options vested immediately upon granting, and 100,000 options will vest upon the Issuer closing on a merger or acquisition transaction by the date of the next annual meeting of the shareholders. In addition, all 595,000 options owned by the Reporting Person are subject to a lock up agreement which will expire on the earlier of December 30, 2017 and a change in control of the Issuer.
Iconic Brands, Inc.
Report date October 12, 2021 · Filed October 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.45 · Expires 2031-10-12 | Direct | 450,000 |
Reported balance
After 2021-10-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-10-12 · Grant · Acquired 450,000 · Balance 450,000 F1: The option vests in three equal annual installments beginning on October 12, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments beginning on October 12, 2022.
MARIMED INC.
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 743,452 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Exercise / conversion · Acquired 192,308 · Balance 743,452 F1: RSUs convert to shares of common stock on a one-for-one basis. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 192,308 |
Reported balance
After 2026-07-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-15 · Grant · Acquired 192,308 · Balance 192,308 F1: RSUs convert to shares of common stock on a one-for-one basis. F2: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-15 · Exercise / conversion · Disposed 192,308 · Balance 0 F1: RSUs convert to shares of common stock on a one-for-one basis. F2: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs convert to shares of common stock on a one-for-one basis.
F2: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2026 Filed Jul 17, 2026 20:11 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 192,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000154 · wk-form4_1784319098.xml · derivative · entry 3 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 192,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. F2 · derivative.expiration_date: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 20:11 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 192,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000154 · wk-form4_1784319098.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,308 Underlying: Common Stock, par value $.001 per share · 192,308 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. F2 · derivative.expiration_date: The RSUs were granted on July 15, 2026 and vested upon grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Accordingly, no RSUs remain outstanding under this award. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 20:11 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 192,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000154 · wk-form4_1784319098.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2026 Filed Jun 12, 2026 20:42 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000123 · wk-form4_1781296936.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted on June 12, 2025; there are no RSUs remaining under this grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs were granted on June 12, 2025; there are no RSUs remaining under this grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Read SEC document |
| June 12, 2026 Filed Jun 12, 2026 20:42 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000123 · wk-form4_1781296936.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:20 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-26-000111 · wk-form4_1780950017.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs will vest in full one year from the date of grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs will vest in full one year from the date of grant in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:32 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 176,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000262 · wk-form4_1765920765.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 176,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: These RSUs were granted on December 5, 2025 and vested in full on December 15, 2025 in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: These RSUs were granted on December 5, 2025 and vested in full on December 15, 2025 in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:32 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 176,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000262 · wk-form4_1765920765.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:49 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 176,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000247 · wk-form4_1765230543.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,389 Underlying: Common Stock, par value $.001 per share · 176,389 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on December 15, 2025, in accordance with the terms of the award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs vest in full on December 15, 2025, in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 20:25 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000134 · wk-form4_1749846309.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person as part of the Issuer's director compensation program. The RSUs vest in full on the one-year anniversary of the June 12, 2025 grant date, in accordance with the terms of the award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person as part of the Issuer's director compensation program. The RSUs vest in full on the one-year anniversary of the June 12, 2025 grant date, in accordance with the terms of the award agreement between the Issuer and the Reporting Person. Read SEC document |
| June 06, 2025 Filed Jun 6, 2025 23:26 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000111 · wk-form4_1749252370.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted on June 6, 2024 and vested in full on June 6, 2025 in accordance with an agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs were granted on June 6, 2024 and vested in full on June 6, 2025 in accordance with an agreement between the Issuer and the Reporting Person. Read SEC document |
| June 06, 2025 Filed Jun 6, 2025 23:26 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000111 · wk-form4_1749252370.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:09 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 116,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000090 · wk-form4_1747944569.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 116,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted on May 15, 2025 and vested in full on May 21, 2025 in accordance with an agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs were granted on May 15, 2025 and vested in full on May 21, 2025 in accordance with an agreement between the Issuer and the Reporting Person. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:09 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 116,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000090 · wk-form4_1747944569.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:29 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 116,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-25-000073 · wk-form4_1747686591.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,422 Underlying: Common Stock, par value $.001 per share · 116,422 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs will vest in full on May 21, 2025 in accordance with an agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs will vest in full on May 21, 2025 in accordance with an agreement between the Issuer and the Reporting Person. Read SEC document |
| June 08, 2024 Filed Jun 10, 2024 21:02 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · derivative · entry 3 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F3 · derivative.expiration_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| June 08, 2024 Filed Jun 10, 2024 21:02 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to shares of common stock on a one-for-one basis. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:02 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| June 08, 2023 Filed Jun 8, 2023 21:07 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-23-000089 · wf-form4_168625845949912.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $.001 per share · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| April 27, 2023 Filed May 1, 2023 21:13 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-23-000065 · wf-form4_168297559715224.xml · derivative · entry 2 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.001 per share · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| April 27, 2023 Filed May 1, 2023 21:13 UTC | MARIMED INC. MRMD · Entity 7423 | Exercise / conversionCommon stock | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522767-23-000065 · wf-form4_168297559715224.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert to common stock on a one-for-one basis. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 21:23 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-030032 · ownership.xml · derivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock, par value $.001 per share · 33,333 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 11:13 UTC | Iconic Brands, Inc. ICNB · Entity 134580 | GrantEmployee Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001477932-21-007258 · form4.xml · derivative · entry 1 Allen David R · CIK 0001389440 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2031-10-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 12, 2022. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:05 UTC | MARIMED INC. MRMD · Entity 7423 | GrantOption to buy common stock · Derivative | 100,000 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001493152-21-016732 · ownership.xml · derivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, par value $.001 per share · 100,000 shares Expires 2026-07-09 F1 · price: Not applicable. F2 · derivative.exercise_date: Immediately. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 12:11 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | PurchaseCommon Stock | 30,000,000 | $0.00 | $24,000.00 |
DisclosureSEC source: 0001415889-21-001619 · form4-03232021_050302.xml · nonDerivative · entry 1 Allen David R · CIK 0001389440 · CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000,000 F1 · shares: The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share. Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 15:44 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantStock Option · Derivative | 15,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001245 · form4-11012019_081152.xml · derivative · entry 1 Allen David R · CIK 0001389440 · CFO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 Underlying: Common Stock · 15,000,000 shares Expires 2029-10-29 F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:39 UTC | MARIMED INC. MRMD · Entity 7423 | GrantOption to buy common stock · Derivative | 100,000 | Not disclosed Strike: $0.99 | Not disclosed |
DisclosureSEC source: 0001493152-19-014821 · ownership.xml · derivative · entry 1 Allen David R · CIK 0001389440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, par value $.001 per share · 100,000 shares Expires 2024-09-27 F1 · price: Not applicable. F2 · derivative.exercise_date: Immediately. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:17 UTC | Fabric.AI, Inc. WPCS · Entity 7732 | GrantStock Option (right to purchase) · Derivative | 175,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001144204-17-023948 · v465750_4.xml · derivative · entry 1 Allen David R · CIK 0001389440 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,000 Underlying: Common Stock · 175,000 shares Expires 2027-04-28 F1 · derivative.exercise_date: The options were granted under the WPCS International Incorporated 2014 Equity Incentive Plan. 75,000 options vested immediately upon granting, and 100,000 options will vest upon the Issuer closing on a merger or acquisition transaction by the date of the next annual meeting of the shareholders. In addition, all 595,000 options owned by the Reporting Person are subject to a lock up agreement which will expire on the earlier of December 30, 2017 and a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.