Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.CHUC · Entity 7095 | Director | September 03, 2026 | September 04, 2026 |
| Petro River Oil Corp.PTRC · Entity 160478 | Director · EXECUTIVE CHAIRMAN | October 02, 2018 | February 08, 2019 |
| WRAP TECHNOLOGIES, INC.WRAP · Entity 6770 | Director · Executive Chairman and CEO · 10% owner | October 01, 2026 | October 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,438,000 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Grant · Acquired 200,000 · Balance 1,438,000 F1: The shares will vest on the one year anniversary of the grant, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest on the one year anniversary of the grant, subject to continued service.
Petro River Oil Corp.
Report date October 02, 2018 · Filed February 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ICO Liquidating Trust | 605,431 |
Reported balance
After 2018-10-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-02 · Grant · Acquired 300,000 · Balance 605,431 F1: The reported shares were issued to ICO Liquidating Trust, LLC ("ICO") by the Issuer as consideration for the sale by ICO to the Issuer of a 66.67% membership interest in LBE Partners, LLC. The Reporting Person is the managing member of ICO. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.40 | Direct | 51,881 |
Reported balance
After 2019-01-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-31 · Grant · Acquired 51,881 · Balance 51,881 F4: On January 31 2019, the Reporting Person and the Issuer entered into a Debt Conversion Agreement, pursuant to which the Reporting Person agreed to convert all outstanding debt owed to the Reporting Person, amounting to $300,000, into units ("Units") issued in connection with a private placement transaction consummated by the Issuer on January 31, 2019 (the "Cohen Debt Conversion"), which Units consisted of shares of Series A Convertible Preferred Stock ("Series A Preferred) and warrants to purchase shares of the Issuer's common stock ("Warrants"). In connection with the Cohen Debt Conversion, the Reporting Person received 51,881 shares of Series A Preferred and Warrants to purchase 2,594,00 shares of common stock. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3. F2: Shares of Series A Convertible Preferred Stock ("Series A Preferred") remain convertible so long as the shares remain issued and outstanding. F3: Each share of Series A Preferred has a stated value of $20.00 per share ("Stated Value"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Stated Value, divided by $0.40. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2024-01-31 | Direct | 2,594,040 |
Reported balance
After 2019-01-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-31 · Grant · Acquired 2,594,040 · Balance 2,594,040 F4: On January 31 2019, the Reporting Person and the Issuer entered into a Debt Conversion Agreement, pursuant to which the Reporting Person agreed to convert all outstanding debt owed to the Reporting Person, amounting to $300,000, into units ("Units") issued in connection with a private placement transaction consummated by the Issuer on January 31, 2019 (the "Cohen Debt Conversion"), which Units consisted of shares of Series A Convertible Preferred Stock ("Series A Preferred) and warrants to purchase shares of the Issuer's common stock ("Warrants"). In connection with the Cohen Debt Conversion, the Reporting Person received 51,881 shares of Series A Preferred and Warrants to purchase 2,594,00 shares of common stock. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.40 | IndirectBy Petro Exploration Funding, LLC | 36,406 |
Reported balance
After 2019-01-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-01-31 · Grant · Acquired 36,406 · Balance 36,406 F5: On January 31 2019, the Issuer entered into a Debt Conversion Agreement with Petro Exploration Funding, LLC ("Funding Corp."), pursuant to which the parties agreed to convert all outstanding debt owed to Funding Corp. pursuant to a Senior Secured Promissory Note, dated June 13, 2017, in the aggregate amount of $2,327,473, into 116,374 shares of Series A Preferred (the "Funding Corp. Debt Conversion"). The Reporting Person owns or controls 31.25% of Fund Corp., and therefore claims beneficial ownership over 36,406 shares of Series A Preferred; the Reporting Person disclaims beneficial ownership with respect to the remaining 79,968 shares of Series A Preferred issued to Funding Corp. in connection with the Funding Corp. Debt Conversion. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3. F2: Shares of Series A Convertible Preferred Stock ("Series A Preferred") remain convertible so long as the shares remain issued and outstanding. F3: Each share of Series A Preferred has a stated value of $20.00 per share ("Stated Value"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Stated Value, divided by $0.40. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.40 | IndirectBy Petro Exploration Funding II, LLC | 58,009 |
Reported balance
After 2019-01-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-01-31 · Grant · Acquired 58,009 · Balance 58,009 F6: On January 31 2019, the Issuer entered into a Debt Conversion Agreement with Petro Exploration Funding II, LLC ("Funding Corp. II"), pursuant to which the parties agreed to convert all outstanding debt owed to Funding Corp. II pursuant to a Senior Secured Promissory Note, dated November 6, 2017, in the aggregate amount of $2,802,603, into 140,130 shares of Series A Preferred (the "Funding Corp. II Debt Conversion"). The Reporting Person owns or controls 41.2% of Fund Corp., II and therefore claims beneficial ownership over 58,009 shares of Series A Preferred; the Reporting Person disclaims beneficial ownership with respect to the remaining 82,121 shares of Series A Preferred issued to Funding Corp. II in connection with the Funding Corp. II Debt Conversion. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3. F2: Shares of Series A Convertible Preferred Stock ("Series A Preferred") remain convertible so long as the shares remain issued and outstanding. F3: Each share of Series A Preferred has a stated value of $20.00 per share ("Stated Value"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Stated Value, divided by $0.40. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2020-06-13 | IndirectBy Petro Exploration Funding, LLC | 0 |
Reported balance
After 2019-01-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-01-31 · Disposition to issuer · Disposed 840,336 · Balance 0 F7: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2024-01-31 | IndirectBy Petro Exploration Funding, LLC | 840,336 |
Reported balance
After 2019-01-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-01-31 · Grant · Acquired 840,336 · Balance 840,336 F7: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2020-02-06 | IndirectBy Petro Exploration Funding II, LLC | 0 |
Reported balance
After 2019-01-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-01-31 · Disposition to issuer · Disposed 1,250,000 · Balance 0 F8: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. II Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2024-01-31 | IndirectBy Petro Exploration Funding II, LLC | 1,250,000 |
Reported balance
After 2019-01-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-01-31 · Grant · Acquired 1,250,000 · Balance 1,250,000 F8: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. II Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| Common StockSEC Table I · non-derivative | IndirectBy Pearsonia West Investments, LLC | 725,000 |
Reported balance
Holding disclosure · report date 2018-10-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 725,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Structure Oil Corp. | 36,813 |
Reported balance
Holding disclosure · report date 2018-10-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,813 |
| Common StockSEC Table I · non-derivative | IndirectBy the Scot Jason Cohen Foundation | 34,702 |
Reported balance
Holding disclosure · report date 2018-10-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 34,702 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were issued to ICO Liquidating Trust, LLC ("ICO") by the Issuer as consideration for the sale by ICO to the Issuer of a 66.67% membership interest in LBE Partners, LLC. The Reporting Person is the managing member of ICO. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3.
F2: Shares of Series A Convertible Preferred Stock ("Series A Preferred") remain convertible so long as the shares remain issued and outstanding.
F3: Each share of Series A Preferred has a stated value of $20.00 per share ("Stated Value"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Stated Value, divided by $0.40.
F4: On January 31 2019, the Reporting Person and the Issuer entered into a Debt Conversion Agreement, pursuant to which the Reporting Person agreed to convert all outstanding debt owed to the Reporting Person, amounting to $300,000, into units ("Units") issued in connection with a private placement transaction consummated by the Issuer on January 31, 2019 (the "Cohen Debt Conversion"), which Units consisted of shares of Series A Convertible Preferred Stock ("Series A Preferred) and warrants to purchase shares of the Issuer's common stock ("Warrants"). In connection with the Cohen Debt Conversion, the Reporting Person received 51,881 shares of Series A Preferred and Warrants to purchase 2,594,00 shares of common stock. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3.
F5: On January 31 2019, the Issuer entered into a Debt Conversion Agreement with Petro Exploration Funding, LLC ("Funding Corp."), pursuant to which the parties agreed to convert all outstanding debt owed to Funding Corp. pursuant to a Senior Secured Promissory Note, dated June 13, 2017, in the aggregate amount of $2,327,473, into 116,374 shares of Series A Preferred (the "Funding Corp. Debt Conversion"). The Reporting Person owns or controls 31.25% of Fund Corp., and therefore claims beneficial ownership over 36,406 shares of Series A Preferred; the Reporting Person disclaims beneficial ownership with respect to the remaining 79,968 shares of Series A Preferred issued to Funding Corp. in connection with the Funding Corp. Debt Conversion. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3.
F6: On January 31 2019, the Issuer entered into a Debt Conversion Agreement with Petro Exploration Funding II, LLC ("Funding Corp. II"), pursuant to which the parties agreed to convert all outstanding debt owed to Funding Corp. II pursuant to a Senior Secured Promissory Note, dated November 6, 2017, in the aggregate amount of $2,802,603, into 140,130 shares of Series A Preferred (the "Funding Corp. II Debt Conversion"). The Reporting Person owns or controls 41.2% of Fund Corp., II and therefore claims beneficial ownership over 58,009 shares of Series A Preferred; the Reporting Person disclaims beneficial ownership with respect to the remaining 82,121 shares of Series A Preferred issued to Funding Corp. II in connection with the Funding Corp. II Debt Conversion. The issuance of the shares was exempt from Section 16(b) pursuant to Rule 16b-3.
F7: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.
F8: The reported transactions involved the modification of certain outstanding warrants in connection with the Funding Corp. II Debt Conversion, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants with a reduced exercise price of $0.50 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 7, 2019. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.
WRAP TECHNOLOGIES, INC.
Report date October 01, 2026 · Filed October 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,610,742 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,655 · Balance 10,610,742 F1: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy V4 Global LLC | 2,044,539 |
Reported balance
After 2026-10-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 2,318 · Balance 2,044,539 F1: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Scot Cohen Roth IRA | 209,353 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 209,353 F3: The reported securities are directly owned by Scot Cohen Roth IRA ("SC IRA"). The Reporting Person is deemed the beneficial owners of such securities as the sole holder of the SC IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share.
F2: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reported securities are directly owned by Scot Cohen Roth IRA ("SC IRA"). The Reporting Person is deemed the beneficial owners of such securities as the sole holder of the SC IRA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 10, 2026 01:30 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 2,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-046649 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 2,044,539 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2026 Filed Oct 10, 2026 01:30 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 1,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-046649 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,610,742 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 21:46 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 27,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-042008 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 2,042,221 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 21:46 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 19,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-042008 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,609,087 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| September 03, 2026 Filed Sep 4, 2026 21:45 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001761 · form4.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,438,000 F1 · shares: The shares will vest on the one year anniversary of the grant, subject to continued service. Read SEC document |
| September 02, 2026 Filed Sep 5, 2026 01:55 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-041637 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,589,555 F1 · kind: Represents a grant of restricted stock. The restricted stock contained voting rights and dividend rights on the date of grant. The restricted stock will vest as follows: (i) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $150 million for each trading day during 45 consecutive trading days; (ii) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $225 million for each trading day during 45 consecutive trading days; (iii) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $337.5 million for each trading day during 45 consecutive trading days; and (iv)1,000,000 shares on the date the Company's market capitalization meets or exceeds $506.25 million for each trading day during 45 consecutive trading days F2 · shares: In the event that stockholder approval of an increase in shares of Common Stock reserved for issuance under Wrap Technologies, Inc. 2017 Equity Compensation Plan is not obtained prior to March 15, 2027, 1,600,000 of the awarded restricted stock are null and void and subject to forfeiture. F1 · ownership.direct: Represents a grant of restricted stock. The restricted stock contained voting rights and dividend rights on the date of grant. The restricted stock will vest as follows: (i) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $150 million for each trading day during 45 consecutive trading days; (ii) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $225 million for each trading day during 45 consecutive trading days; (iii) 1,000,000 shares on the date the Company's market capitalization meets or exceeds $337.5 million for each trading day during 45 consecutive trading days; and (iv)1,000,000 shares on the date the Company's market capitalization meets or exceeds $506.25 million for each trading day during 45 consecutive trading days Read SEC document |
| July 08, 2026 Filed Jul 9, 2026 23:00 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 21,740 | $1.10 | $23,914.00 |
DisclosureSEC source: 0001493152-26-032736 · ownership.xml · nonDerivative · entry 3 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,798,908 Read SEC document |
| July 08, 2026 Filed Jul 10, 2026 11:30 UTC Amendment | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 209,353 | $1.10 | $230,288.30 |
DisclosureSEC source: 0001493152-26-032775 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Scot Cohen Roth IRA Disclosed balance after: 209,353 F1 · shares: The purpose of this Form 4/A is to amend the original Form 4 filed on July 9, 2026 (the "Original Form 4") to correct(i) the quantity of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer the Reporting Person purchased on July 8, 2026, and (ii) the Reporting Person's form of ownership of such shares of Common Stock, in each case, as reported in the Original Form 4. The Original Form 4 reported (i) the purchase of 21,740 shares of Common Stock, when the Reporting Person purchased 209,353 shares of Common Stock, and (ii) that such shares were purchased directly by the Reporting Person, when such shares are directly held by Scot Cohen Roth IRA. F1 · ownership.direct: The purpose of this Form 4/A is to amend the original Form 4 filed on July 9, 2026 (the "Original Form 4") to correct(i) the quantity of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer the Reporting Person purchased on July 8, 2026, and (ii) the Reporting Person's form of ownership of such shares of Common Stock, in each case, as reported in the Original Form 4. The Original Form 4 reported (i) the purchase of 21,740 shares of Common Stock, when the Reporting Person purchased 209,353 shares of Common Stock, and (ii) that such shares were purchased directly by the Reporting Person, when such shares are directly held by Scot Cohen Roth IRA. Read SEC document |
| July 07, 2026 Filed Jul 9, 2026 23:00 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 4,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032736 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,589,555 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| July 07, 2026 Filed Jul 9, 2026 23:00 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 6,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032736 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 2,014,877 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 21:07 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 21,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-027528 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,584,979 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| June 05, 2026 Filed Jun 5, 2026 21:07 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 30,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-027528 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 2,008,469 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 06, 2026 Filed Apr 7, 2026 00:54 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 3,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-015367 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,563,239 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| April 06, 2026 Filed Apr 7, 2026 00:54 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 4,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-015367 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,978,034 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:35 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 27,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-009217 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,559,837 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:35 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 38,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-009217 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,973,271 F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 02:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 43,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004981 · ownership.xml · nonDerivative · entry 3 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,532,165 F3 · shares: Represents shares of Common Stock issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 02:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 60,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004981 · ownership.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,934,531 F3 · shares: Represents shares of Common Stock issued as a payment of dividends on the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share. F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantWarrants · Derivative | 475,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001493152-26-004981 · ownership.xml · derivative · entry 4 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Scot Cohen Roth IRA Disclosed balance after: 475,000 Underlying: Common Stock · 475,000 shares Expires 2031-02-03 F4 · derivative.exercise_price: The warrants (the "PIPE Warrants") were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement. The exercise price of the PIPE Warrants is subject to adjustment in the event of any issuances of Common Stock of the Issuer or securities convertible, exercisable or exchangeable for Common Stock, at a price below $2.30. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 475,000 | $2.00 | $950,000.00 |
DisclosureSEC source: 0001493152-26-004981 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,874,186 F1 · shares: Reflects shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 2, 2026, by and among the Issuer and the investors signatory thereto (the "Purchase Agreement"). F2 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 02:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantStock Options (Right to Buy · Derivative | 2,000,000 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001493152-26-004981 · ownership.xml · derivative · entry 5 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2036-02-01 F5 · derivative.exercise_date: 25% of the stock options vested on the date of grant and the remainder will vest ratably in three annual tranches thereafter; provided that any unvested stock options are subject to accelerated vesting upon the achievement of certain market capitalization milestones, provided further that, in each case, the Reporting Person is employed or providing services to the Issuer on the applicable vesting date. Read SEC document |
| August 29, 2025 Filed Sep 4, 2025 01:58 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | SaleCommon Stock | 96,989 | $1.31 | $126,667.63 |
DisclosureSEC source: 0001641172-25-026499 · ownership.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,275,356 F1 · kind: The Reporting Person sold the shares of common stock, par value $0.0001 per share ("Common Stock"), for the purpose of satisfying certain tax liabilities attributable to the vesting and settlement of Restricted Stock Units. F2 · price: Represents the average price at which the reported shares of Common Stock were sold. The shares of Common Stock were sold in multiple transactions at prices ranging from $1.261 to $1.351, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected. Read SEC document |
| August 18, 2025 Filed Aug 28, 2025 20:05 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantSeries B Convertible Preferred Stock · Derivative | 1,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001641172-25-025802 · ownership.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,000 Underlying: Common Stock · 666,667 shares Expires not disclosed F4 · derivative.exercise_price: The shares of Series B Convertible Preferred Stock of the Issuer (the "Preferred Stock") were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement. The shares of Preferred Stock are convertible at an initial conversion price equal to $1.50 per share, subject to certain adjustments. F4 · price: The shares of Series B Convertible Preferred Stock of the Issuer (the "Preferred Stock") were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement. The shares of Preferred Stock are convertible at an initial conversion price equal to $1.50 per share, subject to certain adjustments. F5 · derivative.exercise_date: The Reporting Person's ability to convert the shares of Preferred Stock is conditioned on the Issuer obtaining Stockholder Approval. The shares of Preferred Stock do not expire. F5 · derivative.expiration_date: The Reporting Person's ability to convert the shares of Preferred Stock is conditioned on the Issuer obtaining Stockholder Approval. The shares of Preferred Stock do not expire. F3 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2025 Filed Aug 28, 2025 20:05 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantWarrants · Derivative | 666,667 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001641172-25-025802 · ownership.xml · derivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 666,667 Underlying: Common Stock · 666,667 shares Expires not disclosed F1 · derivative.exercise_price: The warrants (the "Warrants") were purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of August 18, 2025 (the "Purchase Agreement"). The exercise price of the Warrants is subject to adjustment in the event of any issuances of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.50, in such case the number of shares of Common Stock issuable upon exercise of Warrants will be adjusted proportionally. F1 · price: The warrants (the "Warrants") were purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of August 18, 2025 (the "Purchase Agreement"). The exercise price of the Warrants is subject to adjustment in the event of any issuances of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.50, in such case the number of shares of Common Stock issuable upon exercise of Warrants will be adjusted proportionally. F2 · derivative.exercise_date: The Reporting Person's ability to exercise the Warrants is conditioned on the Issuer obtaining the requisite stockholder approval ("Stockholder Approval") as set forth in the Purchase Agreement. The Warrants expire on the date that is five years from the date of such Stockholder Approval. F2 · derivative.expiration_date: The Reporting Person's ability to exercise the Warrants is conditioned on the Issuer obtaining the requisite stockholder approval ("Stockholder Approval") as set forth in the Purchase Agreement. The Warrants expire on the date that is five years from the date of such Stockholder Approval. F3 · ownership.nature: The reported securities are directly owned by V4 Global LLC ("V4") and may be deemed to be beneficially owned by the Reporting Person as managing member of V4. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2025 Filed Apr 11, 2025 21:32 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000807 · form4.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,238,000 F1 · shares: The shares will vest on the one year anniversary of the grant, subject to continued service. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 23:55 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantWarrants · Derivative | 1,100,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001437749-25-005293 · rdgdoc.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,100,000 Underlying: Common Stock · 1,100,000 shares Expires not disclosed F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance. F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Securities Purchase Agreement and expire on the date that is five years from the date of issuance. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 23:55 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 1,100,000 | $1.80 | $1,980,000.00 |
DisclosureSEC source: 0001437749-25-005293 · rdgdoc.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,100,000 F1 · price: Reflects shares of the Issuer's common stock, par value $0.0001 per share, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 24, 2025, by and among the Issuer and the investors signatory thereto (the "Purchase Agreement"). Read SEC document |
| February 05, 2025 Filed Feb 13, 2025 23:02 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001437749-25-003793 · rdgdoc.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2035-02-05 F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments on each annual anniversary of the date of grant, provided the Reporting Person is employed by or providing services to the Issuer on the applicable vesting date. Read SEC document |
| February 05, 2025 Filed Feb 13, 2025 23:02 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-003793 · rdgdoc.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,372,345 F1 · price: Represents a grant of Represents a grant of Restricted Stock Units ("RSUs"). The RSUs fully vested on the date of grant. Read SEC document |
| January 14, 2024 Filed Jan 19, 2024 02:28 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantStock Option (Right to Buy) · Derivative | 482,143 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001437749-24-001668 · rdgdoc.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,143 Underlying: Common Stock · 482,143 shares Expires 2033-10-12 F2 · derivative.exercise_date: The stock options will vest in four substantially equal installments at the end of each of the Issuer's fiscal years beginning on December 31, 2024 and ending on December 31, 2027, provided the Reporting Person is employed by or providing services to the Issuer or an affiliate on the applicable vesting date. Read SEC document |
| January 14, 2024 Filed Jan 19, 2024 02:28 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 632,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001668 · rdgdoc.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,122,345 F1 · price: Represents a grant of restricted shares of common stock, par value $0.0001 per share, of the Issuer. Read SEC document |
| January 02, 2024 Filed Jan 19, 2024 02:15 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001664 · rdgdoc.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · Executive Chairman and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,489,434 F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2023. On the date of grant, 30% of the RSUs vested and the remainder of RSUs vest ratably in eight monthly tranches beginning February 1, 2024. Read SEC document |
| November 24, 2023 Filed Nov 24, 2023 21:51 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001650 · form4.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,038,000 F1 · shares: The shares will vest on the one year anniversary of the grant, subject to continued service. Read SEC document |
| October 12, 2023 Filed Oct 17, 2023 00:56 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantStock Options · Derivative | 1,290,166 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001415889-23-014300 · form4-10172023_121054.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,290,166 Underlying: Common Stock · 1,290,166 shares Expires 2033-10-12 F2 · shares: Represents nonqualified stock options issued in connection with the Reporting Person's appointment as Executive Chairman, and represents 2.25% of the fully diluted issued and outstanding shares of the Issuer's Common Stock on the grant date. The stock options will vest, subject to Reporting Person's continued employment with the Issuer through each vesting date, as follows: (i) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $100 million for each trading day during 2 consecutive months; (ii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $150 million for each trading day during 2 consecutive months; and (ii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $200 million for each trading day during 2 consecutive months, subject to accelerated vesting upon the occurrence of certain events. F2 · derivative.exercise_date: Represents nonqualified stock options issued in connection with the Reporting Person's appointment as Executive Chairman, and represents 2.25% of the fully diluted issued and outstanding shares of the Issuer's Common Stock on the grant date. The stock options will vest, subject to Reporting Person's continued employment with the Issuer through each vesting date, as follows: (i) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $100 million for each trading day during 2 consecutive months; (ii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $150 million for each trading day during 2 consecutive months; and (ii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $200 million for each trading day during 2 consecutive months, subject to accelerated vesting upon the occurrence of certain events. Read SEC document |
| October 12, 2023 Filed Oct 17, 2023 00:56 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 482,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014300 · form4-10172023_121054.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,477,654 F1 · shares: Represents grant of restricted shares of common stock, par value $0.0001 per share ("Common Stock") of Wrap Technologies, Inc. (the "Issuer") issued in connection with the Reporting Person's appointment as Executive Chairman. Shares will be issued upon vesting and shall vest, subject to Reporting Person's continued employment, (i) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $100 million for each trading day during 2 consecutive months; (ii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $150 million for each trading day during 2 consecutive months; and (iii) 1/3rd on the date on which the Issuer's market capitalization meets or exceeds $200 million for each trading day during 2 consecutive months. The RSAs are subject to accelerated vesting upon the occurrence of certain events. Read SEC document |
| September 30, 2023 Filed Oct 19, 2023 20:12 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 10,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-014433 · form4-10192023_081051.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,487,737 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2023. The number of Shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning November 1, 2023. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 17:52 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 10,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010981 · form4-07102023_050713.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,995,511 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2023. The number of Shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning August 1, 2023. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 18:29 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseWarrants · Derivative | 1,206,897 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001415889-23-010942 · form4-07072023_060747.xml · derivative · entry 5 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,208,647 Underlying: Common Stock · 1,206,897 shares Expires 2028-07-05 F5 · derivative.exercise_price: The conversion price of the Warrants is subject to adjustment in the event of any issuances of Common Stock, or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.45. F4 · price: The Preferred Shares and Warrants reported herein were acquired pursuant to a Securities Purchase Agreement by and between the Reporting Person and the Issuer, which transaction was approved by the Board of Directors of the Issuer, whereby the Reporting Person acquired each Preferred Share and associated Warrant at a purchase price of $1,000 per Preferred Share. F6 · derivative.exercise_date: The Warrants will become exercisable on January 3, 2024, subject to stockholder approval in compliance with the rules and regulations of the Nasdaq Capital Market. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 18:29 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseSeries A Convertible Preferred Stock · Derivative | 1,750 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001415889-23-010942 · form4-07072023_060747.xml · derivative · entry 4 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By V4 Global LLC Disclosed balance after: 1,750 Underlying: Common Stock · 1,206,897 shares Expires not disclosed F1 · derivative.exercise_price: The Series A Convertible Preferred Stock ("Preferred Shares") conversion price is subject to adjustment in the event of any issuances of shares of the Issuer's common stock ("Common Stock"), or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.45. F4 · price: The Preferred Shares and Warrants reported herein were acquired pursuant to a Securities Purchase Agreement by and between the Reporting Person and the Issuer, which transaction was approved by the Board of Directors of the Issuer, whereby the Reporting Person acquired each Preferred Share and associated Warrant at a purchase price of $1,000 per Preferred Share. F2 · derivative.exercise_date: The Reporting Person's ability to convert the Preferred Shares is conditioned on stockholder approval in compliance with the rules and regulations of The Nasdaq Capital Market. F3 · derivative.expiration_date: Shares of Series A Convertible Preferred Stock do not expire. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 18:29 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseWarrants · Derivative | 862,069 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001415889-23-010942 · form4-07072023_060747.xml · derivative · entry 3 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 862,069 Underlying: Common Stock · 862,069 shares Expires 2028-07-05 F5 · derivative.exercise_price: The conversion price of the Warrants is subject to adjustment in the event of any issuances of Common Stock, or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.45. F4 · price: The Preferred Shares and Warrants reported herein were acquired pursuant to a Securities Purchase Agreement by and between the Reporting Person and the Issuer, which transaction was approved by the Board of Directors of the Issuer, whereby the Reporting Person acquired each Preferred Share and associated Warrant at a purchase price of $1,000 per Preferred Share. F6 · derivative.exercise_date: The Warrants will become exercisable on January 3, 2024, subject to stockholder approval in compliance with the rules and regulations of the Nasdaq Capital Market. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 18:29 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseSeries A Convertible Preferred Stock · Derivative | 1,250 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001415889-23-010942 · form4-07072023_060747.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 862,069 shares Expires not disclosed F1 · derivative.exercise_price: The Series A Convertible Preferred Stock ("Preferred Shares") conversion price is subject to adjustment in the event of any issuances of shares of the Issuer's common stock ("Common Stock"), or securities convertible, exercisable or exchangeable for Common Stock, at a price below $1.45. F4 · price: The Preferred Shares and Warrants reported herein were acquired pursuant to a Securities Purchase Agreement by and between the Reporting Person and the Issuer, which transaction was approved by the Board of Directors of the Issuer, whereby the Reporting Person acquired each Preferred Share and associated Warrant at a purchase price of $1,000 per Preferred Share. F2 · derivative.exercise_date: The Reporting Person's ability to convert the Preferred Shares is conditioned on stockholder approval in compliance with the rules and regulations of The Nasdaq Capital Market. F3 · derivative.expiration_date: Shares of Series A Convertible Preferred Stock do not expire. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 14:18 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006217 · form4-04052023_020422.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,985,151 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 23:20 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004527 · form4-03082023_110310.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976,357 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:20 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000634 · doc1.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,000 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 17:19 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 10,000 | $2.65 | $26,546.00 |
DisclosureSEC source: 0001415889-22-012291 · form4-12092022_051241.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,967,407 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 17:40 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 20,000 | $2.09 | $41,834.00 |
DisclosureSEC source: 0001415889-22-011870 · form4-12012022_051242.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,957,407 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0852 to $2.0969, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 16:10 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 10,000 | $2.48 | $24,837.00 |
DisclosureSEC source: 0001415889-22-011649 · form4-11222022_041135.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937,407 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.4737 to $2.4937, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 19:14 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 5 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927,407 F5 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 19:14 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 4 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,918,562 F4 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 19:14 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 5,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011477 · form4-11172022_071130.xml · nonDerivative · entry 3 Cohen Scot · CIK 0001558913 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910,430 F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.