Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.CHUC · Entity 7095 | CHIEF INFORMATION OFFICER | March 02, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date March 02, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 473,100 |
Reported balance
After 2022-03-02 transaction · row 1
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 465,000 · Balance 473,100 F1: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 4, 2022 21:50 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 465,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002555 · form4-03042022_010340.xml · nonDerivative · entry 1 Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,100 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in three equal annual installments, beginning on the first anniversary of the grant, subject to continued service. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 01:17 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | PurchaseCommon Stock | 320,000 | $0.00 | $864.00 |
DisclosureSEC source: 0001415889-19-001413 · form4-11262019_051151.xml · nonDerivative · entry 2 Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,000 Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 01:17 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | PurchaseCommon Stock | 490,000 | $0.00 | $1,323.00 |
DisclosureSEC source: 0001415889-19-001413 · form4-11262019_051151.xml · nonDerivative · entry 1 Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 15:41 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantStock Option · Derivative | 10,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001243 · form4-11012019_081140.xml · derivative · entry 1 Mirkovich Adam · CIK 0001777367 · CHIEF INFORMATION OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 Underlying: Common Stock · 10,000,000 shares Expires 2029-10-29 F1 · derivative.exercise_date: Represents a grant of stock options. Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.