Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.CHUC · Entity 7095 | Chief Operating Officer | September 03, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,551,968 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Grant · Acquired 200,000 · Balance 2,551,968 F1: The shares will vest on the one year anniversary of the grant, subject to continued service. |
| Common StockSEC Table I · non-derivative | IndirectBy Ryan Stump Legacy Trust | 27,349,787 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,349,787 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest on the one year anniversary of the grant, subject to continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 4, 2026 21:51 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001768 · form4.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,551,968 F1 · shares: The shares will vest on the one year anniversary of the grant, subject to continued service. Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 22:33 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | PurchaseCommon Stock | 250,000 | $0.20 | $50,000.00 |
DisclosureSEC source: 0000897069-26-000330 · form4.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,351,968 Read SEC document |
| April 11, 2025 Filed Apr 11, 2025 21:25 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000797 · form4.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,101,968 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. Read SEC document |
| November 24, 2023 Filed Nov 24, 2023 21:56 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001656 · form4.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,601,968 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:18 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000631 · doc1.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,968 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will vest in two equal annual installments on the first and second anniversaries of the grant, subject to continued service. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 12:07 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GrantCommon Stock | 105,509,965 | $0.01 | $896,834.70 |
DisclosureSEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 4 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By the Ryan Stump Legacy Trust Disclosed balance after: 2,734,978,608 F3 · shares: The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 12:07 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | SaleCommon Stock | 1,350,000,005 | $0.00 | $1,080,000.00 |
DisclosureSEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 3 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By the Ryan Stump Legacy Trust Disclosed balance after: 2,629,468,643 F2 · shares: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share. F2 · price: The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share. Read SEC document |
| February 15, 2021 Filed Mar 23, 2021 12:07 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GiftCommon Stock | 3,979,468,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 2 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By the Ryan Stump Legacy Trust Disclosed balance after: 3,979,468,648 F1 · shares: On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust. Read SEC document |
| February 15, 2021 Filed Mar 23, 2021 12:07 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | GiftCommon Stock | 3,979,468,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001615 · form4-03232021_050346.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,196,705 F1 · shares: On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust. Read SEC document |
| April 26, 2019 Filed May 17, 2019 18:24 UTC | Charlie's Holdings, Inc. TRUU · Entity 7095 | GrantSeries B Convertible Preferred Stock · Derivative | 397,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-19-000534 · form4-05172019_110512.xml · derivative · entry 2 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,947 Underlying: Common Stock · 3,979,468,700 shares Expires not disclosed F2 · derivative.exercise_price: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment. F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange"). F2 · derivative.exercise_date: Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment. F3 · derivative.expiration_date: Shares of Series B Preferred have no expiration date. Read SEC document |
| April 26, 2019 Filed May 17, 2019 18:24 UTC | Charlie's Holdings, Inc. TRUU · Entity 7095 | GrantCommon Stock | 40,196,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-19-000534 · form4-05172019_110512.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,196,653 F1 · date: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange"). F1 · price: Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange"). Read SEC document |
| December 01, 2002 Filed Dec 5, 2022 21:13 UTC | Charlie's Holdings, Inc. CHUC · Entity 7095 | PurchaseCommon Stock | 96,933 | $0.18 | $17,254.07 |
DisclosureSEC source: 0001567619-22-021270 · doc1.xml · nonDerivative · entry 1 Stump Ryan · CIK 0001775621 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,901 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.