Tapewire

NYSE · USD

CFG

CITIZENS FINANCIAL GROUP INC/RI

Export transactions ↓
Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2017 Filed Aug 18, 2017 20:43 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000060 · wf-form4_150308899237993.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,915.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:43 UTC GrantCommon Stock 2.216 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000059 · wf-form4_150308897299910.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,786.216

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:57 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000057 · wf-form4_150179385687663.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,413

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:58 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000058 · wf-form4_150179387322815.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:57 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000056 · wf-form4_150179383740520.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:57 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000055 · wf-form4_150179382053931.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:56 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000054 · wf-form4_150179380370091.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:56 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000053 · wf-form4_150179378602345.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:56 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000052 · wf-form4_150179376980587.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:56 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000051 · wf-form4_150179375243739.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,913

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:55 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000050 · wf-form4_150179373570894.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,784

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:55 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000049 · wf-form4_150179371907405.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,113

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:55 UTC GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000048 · wf-form4_150179370186401.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,956

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:37 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000030 · wf-form4_149341176443517.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:40 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000039 · wf-form4_149341202833803.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:40 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000038 · wf-form4_149341199961230.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:39 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000037 · wf-form4_149341198159389.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:39 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000036 · wf-form4_149341196082327.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:39 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000035 · wf-form4_149341194039182.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:38 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000034 · wf-form4_149341191643608.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,995

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:38 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000033 · wf-form4_149341189848131.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,695

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:38 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000032 · wf-form4_149341187904372.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:37 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000031 · wf-form4_149341186070839.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,538

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:36 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000029 · wf-form4_149341173997798.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:42 UTC
Conner Brad L.Vice Chair, Consumer Banking
Tax withholdingCommon Stock 839 $34.43 $28,886.77
Disclosure

SEC source: 0000759944-17-000028 · wf-form4_149064736514438.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,350.627

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:42 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 4,164 $34.43 $143,366.52
Disclosure

SEC source: 0000759944-17-000027 · wf-form4_149064734349516.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,757

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:42 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 5,324 $34.43 $183,305.32
Disclosure

SEC source: 0000759944-17-000026 · wf-form4_149064732462118.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,306

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:41 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 672 $34.43 $23,136.96
Disclosure

SEC source: 0000759944-17-000025 · wf-form4_149064730038789.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,789.502

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:00 UTC
Conner Brad L.Vice Chair, Consumer Banking
Tax withholdingCommon Stock 13,113 $38.27 $501,834.51
Disclosure

SEC source: 0000759944-17-000024 · wf-form4_148900684124481.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,189.627

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:00 UTC
Fawcett John J.CFO (through March 3, 2017)
Tax withholdingCommon Stock 12,571 $38.27 $481,092.17
Disclosure

SEC source: 0000759944-17-000023 · wf-form4_148900682311054.xml · nonDerivative · entry 1

Fawcett John J. · CIK 0001614143 · CFO (through March 3, 2017)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,859.296

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:00 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 57,678 $38.27 $2,207,337.06
Disclosure

SEC source: 0000759944-17-000022 · wf-form4_148900680296977.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,921

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:35 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000019 · wf-form4_148857691852571.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:36 UTC
Black Randall JController
GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000021 · wf-form4_148857696570565.xml · nonDerivative · entry 1

Black Randall J · CIK 0001313869 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,363

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:36 UTC
Conner Brad L.Vice Chair, Consumer Banking
Tax withholdingCommon Stock 1,191 $37.37 $44,507.67
Disclosure

SEC source: 0000759944-17-000020 · wf-form4_148857694533826.xml · nonDerivative · entry 2

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,302.627

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:36 UTC
Conner Brad L.Vice Chair, Consumer Banking
GrantCommon Stock 10,735 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000020 · wf-form4_148857694533826.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,493.627

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 4,309 $37.37 $161,027.33
Disclosure

SEC source: 0000759944-17-000017 · wf-form4_148857688424543.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,599

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 33,912 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000017 · wf-form4_148857688424543.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,908

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:35 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 979 $37.37 $36,585.23
Disclosure

SEC source: 0000759944-17-000018 · wf-form4_148857690133942.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,332

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:35 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 14,271 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000018 · wf-form4_148857690133942.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,311

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 2,252 $37.37 $84,157.24
Disclosure

SEC source: 0000759944-17-000016 · wf-form4_148857686481923.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,630

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 9,850 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000016 · wf-form4_148857686481923.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,882

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
Woods John FCFO (as of March 4, 2017)
GrantCommon Stock 117,700 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000014 · wf-form4_148857681958118.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · CFO (as of March 4, 2017)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,700

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 1,857 $37.37 $69,396.09
Disclosure

SEC source: 0000759944-17-000015 · wf-form4_148857684515711.xml · nonDerivative · entry 2

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,461.502

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 10,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000015 · wf-form4_148857684515711.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,318.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:42 UTC PurchaseCommon Stock 14 $37.37 $523.18
Disclosure

SEC source: 0000759944-17-000013 · wf-form4_148849812597500.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,821

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:25 UTC
Conner Brad L.Vice Chair, Consumer Banking
GrantCommon Stock 10,390 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000007 · wf-form4_148736672183830.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,758.627

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:24 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 35,653 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000005 · wf-form4_148736668546377.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,996

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:25 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 9,845 $0.00 $0.00
Disclosure

SEC source: 0000759944-17-000006 · wf-form4_148736670349757.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,710.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:48 UTC PurchaseCommon Stock 9 $38.25 $344.25
Disclosure

SEC source: 0000759944-17-000009 · wf-form4_148771367378902.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,807

Read SEC document
January 20, 2017 Filed Jan 23, 2017 21:45 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 1,775 $34.73 $61,645.75
Disclosure

SEC source: 0000759944-17-000003 · wf-form4_148520792271513.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,032

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.