Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | Director | June 15, 2026 | June 17, 2026 |
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | CFO (through March 3, 2017) | March 07, 2017 | March 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,638 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 1,638 · Balance 12,638 F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F2: The total amount of securities beneficially owned includes: (a) 11,000 unrestricted shares; and (b) the new grant for 1,638 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027.
F2: The total amount of securities beneficially owned includes: (a) 11,000 unrestricted shares; and (b) the new grant for 1,638 restricted stock units.
CITIZENS FINANCIAL GROUP INC/RI
Report date March 07, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,859.296 |
Reported balance
After 2017-03-07 transaction · row 1
1 source rowRow 1 · 2017-03-07 · Tax withholding · Disposed 12,571 · Balance 55,859.296 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CIT GROUP INC
Report date January 03, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,832.179 |
Reported balance
After 2022-01-03 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 15,832.179 · Balance 15,832.179 F1: For Mr. Fawcett, pursuant to the Merger Agreement, performance share unit awards in respect of shares of CIT Common Stock (the "CIT PSUs") were converted into 982 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2: Each CIT PSU had the economic equivalent of one share of CIT Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-01-03 · Disposition to issuer · Disposed 15,832.179 · Balance 0 F1: For Mr. Fawcett, pursuant to the Merger Agreement, performance share unit awards in respect of shares of CIT Common Stock (the "CIT PSUs") were converted into 982 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2: Each CIT PSU had the economic equivalent of one share of CIT Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 53,242.562 |
Reported balance
After 2022-01-03 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2022-01-03 · Disposition to issuer · Disposed 39,372.565 · Balance 53,242.562 F4: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2022-01-03 · Disposition to issuer · Disposed 53,242.562 · Balance 0 F5: For Mr. Fawcett, pursuant to the Merger Agreement, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") were converted into 3,302 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT RSUs as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F6: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. |
| Series B PreferredSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 3
1 source rowRow 3 · 2022-01-03 · Disposition to issuer · Disposed 14,000 · Balance 0 F3: For Mr. Fawcett, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). |
Filing footnotes · ownership attribution and instrument terms
F1: For Mr. Fawcett, pursuant to the Merger Agreement, performance share unit awards in respect of shares of CIT Common Stock (the "CIT PSUs") were converted into 982 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share.
F2: Each CIT PSU had the economic equivalent of one share of CIT Common Stock.
F3: For Mr. Fawcett, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock").
F4: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.
F5: For Mr. Fawcett, pursuant to the Merger Agreement, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") were converted into 3,302 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT RSUs as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share.
F6: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 22:13 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 1,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001614143-26-000004 · wk-form4_1781734392.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,638 F1 · kind: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F1 · price: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 11,000 unrestricted shares; and (b) the new grant for 1,638 restricted stock units. Read SEC document |
| May 21, 2026 Filed May 22, 2026 15:19 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | PurchaseCommon Stock | 698 | $86.43 | $60,328.14 |
DisclosureSEC source: 0001614143-26-000002 · wk-form4_1779463150.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 F1 · balance_after: The total amount of securities beneficially owned includes: (a) 8,198 unrestricted shares; and (b) 2,802 unvested restricted stock units granted 6/16/25. Read SEC document |
| July 30, 2025 Filed Aug 1, 2025 10:28 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | PurchaseCommon Stock | 100 | $61.80 | $6,179.50 |
DisclosureSEC source: 0001101215-25-000137 · wk-form4_1754044090.xml · nonDerivative · entry 2 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,302 F1 · balance_after: The total amount of securities beneficially owned includes: (a) 7,500 unrestricted shares; and (b) 2,802 unvested restricted stock units granted 6/16/25. Read SEC document |
| July 30, 2025 Filed Aug 1, 2025 10:28 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | PurchaseCommon Stock | 927 | $61.79 | $57,279.33 |
DisclosureSEC source: 0001101215-25-000137 · wk-form4_1754044090.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,202 Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:10 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 2,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-25-000119 · wk-form4_1750284641.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,275 F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,000 unrestricted shares; (b) 3,473 unvested restricted stock units granted 6/17/24; and (c) the new grant for 2,802 restricted stock units. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:06 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | PurchaseCommon Stock | 1,000 | $51.02 | $51,020.00 |
DisclosureSEC source: 0001101215-24-000222 · wk-form4_1730318786.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,473 F1 · balance_after: The total amount of securities beneficially owned includes: (a) 3,000 unrestricted shares; and (b) 3,473 unvested restricted stock units granted 6/17/24. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 20:03 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | PurchaseCommon Stock | 2,000 | $49.82 | $99,643.80 |
DisclosureSEC source: 0001101215-24-000193 · wk-form4_1723665820.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,473 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.79 to $49.86, inclusive. The reporting person undertakes to provide to Bread Financial Holdings, Inc., any security holder of Bread Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 2,000 unrestricted shares; and (b) 3,473 unvested restricted stock units granted 6/17/24. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:07 UTC | BREAD FINANCIAL HOLDINGS, INC. BFH · Entity 4059 | GrantCommon Stock | 3,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-24-000151 · wk-form4_1718914047.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,473 F1 · kind: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. F1 · price: The new grant is for 3,473 shares of common stock represented by restricted stock units, which will vest on June 17, 2025. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:55 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerCommon Stock | 53,242.562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001021 · form4.xml · nonDerivative · entry 5 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: For Mr. Fawcett, pursuant to the Merger Agreement, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") were converted into 3,302 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT RSUs as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F6 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:55 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerCommon Stock | 39,372.565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001021 · form4.xml · nonDerivative · entry 4 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,242.562 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. F4 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:55 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerSeries B Preferred | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001021 · form4.xml · nonDerivative · entry 3 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: For Mr. Fawcett, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). F3 · price: For Mr. Fawcett, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:55 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerCommon Stock | 15,832.179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001021 · form4.xml · nonDerivative · entry 2 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: For Mr. Fawcett, pursuant to the Merger Agreement, performance share unit awards in respect of shares of CIT Common Stock (the "CIT PSUs") were converted into 982 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2 · price: Each CIT PSU had the economic equivalent of one share of CIT Common Stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:55 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 15,832.179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-001021 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,832.179 F1 · kind: For Mr. Fawcett, pursuant to the Merger Agreement, performance share unit awards in respect of shares of CIT Common Stock (the "CIT PSUs") were converted into 982 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2 · price: Each CIT PSU had the economic equivalent of one share of CIT Common Stock. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:24 UTC | CIT GROUP INC CIT · Entity 131580 | SaleCommon Stock | 15,000 | $53.92 | $808,828.50 |
DisclosureSEC source: 0001127602-21-029787 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,615.127 F1 · price: Average price per share. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 16:37 UTC | CIT GROUP INC CIT · Entity 131580 | SaleCommon Stock | 10,000 | $48.74 | $487,442.00 |
DisclosureSEC source: 0001127602-21-009533 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,615.127 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 09:12 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 8,376 | $47.96 | $401,712.96 |
DisclosureSEC source: 0001127602-21-008971 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,615.127 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 08:24 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 18,445.93 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005098 · form4.xml · nonDerivative · entry 2 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,991.127 F2 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest fully on March 1, 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F2 · price: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest fully on March 1, 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 08:24 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 18,445.93 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005098 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,545.197 F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2022, 2023, and 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F1 · price: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2022, 2023, and 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 08:56 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 5,235 | $35.90 | $187,936.50 |
DisclosureSEC source: 0001127602-21-000271 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,099.267 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 08:13 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 9,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-027328 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,334.267 F1 · kind: Performance-based RSUs settle 100% on December 31, 2020, in shares of CIT Common stock and are subject to 90 day transfer restrictions. F2 · price: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 14:08 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 5,000 | $14.72 | $73,600.00 |
DisclosureSEC source: 0001127602-20-011601 · form4.xml · nonDerivative · entry 2 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,499.267 Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 14:08 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 10,000 | $14.22 | $142,200.00 |
DisclosureSEC source: 0001127602-20-011601 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,499.267 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 16:59 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 3,129 | $22.84 | $71,466.36 |
DisclosureSEC source: 0001127602-20-010822 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,499.267 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 08:34 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 5,415 | $39.71 | $215,029.65 |
DisclosureSEC source: 0001127602-20-008736 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,628.267 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · price: The restricted stock units vested on a Sunday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement. Read SEC document |
| February 28, 2020 Filed Mar 6, 2020 09:07 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 4,000 | $39.57 | $158,296.00 |
DisclosureSEC source: 0001127602-20-009719 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,043.267 F1 · kind: The report is being filed late due to CIT's administrative error. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:29 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 4,999 | $47.94 | $239,652.06 |
DisclosureSEC source: 0001127602-20-007227 · form4.xml · nonDerivative · entry 3 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,043.267 F5 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:29 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 13,092.456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007227 · form4.xml · nonDerivative · entry 2 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,042.267 F3 · kind: Shares acquired upon final certification of performance share units awarded for the 2017-2019 performance period. F4 · price: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:29 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 16,687.526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007227 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,949.811 F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2021, 2022, and 2023, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F2 · price: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 08:39 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseSeries B Preferred | 14,000 | $25.00 | $350,000.00 |
DisclosureSEC source: 0001127602-19-032793 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 08:19 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 3,000 | $41.20 | $123,588.00 |
DisclosureSEC source: 0001127602-19-026668 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,262.285 Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 07:43 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 7,000 | $43.96 | $307,717.20 |
DisclosureSEC source: 0001127602-19-026581 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,262.285 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:46 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 3,129 | $50.13 | $156,856.77 |
DisclosureSEC source: 0001127602-19-011925 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,262.285 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:12 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 2,633 | $51.25 | $134,941.25 |
DisclosureSEC source: 0001127602-19-009579 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,391.285 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:17 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 15,677.053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008031 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,024.285 F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2020, 2021, and 2022, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 16:06 UTC | CIT GROUP INC CIT · Entity 131580 | Tax withholdingCommon Stock | 3,129 | $53.10 | $166,149.90 |
DisclosureSEC source: 0001127602-18-015530 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,347.232 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:53 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 14,839.547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008075 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,476.232 F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2019, 2020, and 2021, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 07:50 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 17,636.685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-015803 · form4.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · EVP and Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,636.685 F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and vest in equal installments of one-third on April 26, 2018, March 15, 2019, and March 15, 2020, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board). F2 · price: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 12,571 | $38.27 | $481,092.17 |
DisclosureSEC source: 0000759944-17-000023 · wf-form4_148900682311054.xml · nonDerivative · entry 1 Fawcett John J. · CIK 0001614143 · CFO (through March 3, 2017) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,859.296 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.