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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2018 Filed Nov 16, 2018 21:34 UTC GrantCommon Stock 25.665 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000090 · wf-form4_154240408195303.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,005.694

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:34 UTC GrantCommon Stock 25.665 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000089 · wf-form4_154240404769993.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162.694

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:33 UTC GrantCommon Stock 25.665 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000088 · wf-form4_154240401246034.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,462.694

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:32 UTC GrantCommon Stock 25.665 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000086 · wf-form4_154240394127874.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,962.694

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 06, 2018 Filed Nov 16, 2018 21:32 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000085 · wf-form4_154240390755755.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,909

Read SEC document
October 24, 2018 Filed Nov 16, 2018 21:32 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000085 · wf-form4_154240390755755.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,259

Read SEC document
October 23, 2018 Filed Oct 25, 2018 23:47 UTC PurchaseCommon Stock 14,000 $36.32 $508,480.00
Disclosure

SEC source: 0000759944-18-000080 · wf-form4_154051121993065.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,937.029

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.29 to $36.32, inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:30 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000078 · wf-form4_153445140178104.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,437.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:29 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000077 · wf-form4_153445136587820.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,137.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:27 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000076 · wf-form4_153445120634799.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:26 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000075 · wf-form4_153445116874347.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:25 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000074 · wf-form4_153445113138709.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:25 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000073 · wf-form4_153445109198069.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:24 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000072 · wf-form4_153445105394662.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,980.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:23 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000071 · wf-form4_153445101497559.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:23 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000070 · wf-form4_153445097292644.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:22 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000069 · wf-form4_153445093543405.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,937.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:21 UTC GrantCommon Stock 23.222 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000068 · wf-form4_153445089278687.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,808.029

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 21:02 UTC
Read Craig JackController (effective 8/11/18)
GrantCommon Stock 10,830 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000063 · wf-form4_153255255515543.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller (effective 8/11/18)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 01:35 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000061 · wf-form4_152833532396659.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,599

Read SEC document
June 05, 2018 Filed Jun 7, 2018 01:35 UTC
Black Randall JController
SaleCommon Stock 792 $41.49 $32,860.08
Disclosure

SEC source: 0000759944-18-000060 · wf-form4_152833529839448.xml · nonDerivative · entry 1

Black Randall J · CIK 0001313869 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,258

Read SEC document
May 16, 2018 Filed May 17, 2018 21:02 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000059 · wf-form4_152659096484570.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,413.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:02 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000058 · wf-form4_152659094882890.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:02 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000057 · wf-form4_152659086589226.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:01 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000056 · wf-form4_152659084965746.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:00 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000055 · wf-form4_152659075006951.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:59 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000054 · wf-form4_152659068706235.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:58 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000053 · wf-form4_152659066659057.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,113.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:57 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000052 · wf-form4_152659064755864.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:57 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000051 · wf-form4_152659060226739.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,913.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:56 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000050 · wf-form4_152659058146157.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,956.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:56 UTC GrantCommon Stock 17.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000049 · wf-form4_152659056067635.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,784.807

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:43 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000044 · wf-form4_152486177526684.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:42 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000043 · wf-form4_152486172067085.xml · nonDerivative · entry 1

RYAN ARTHUR F · CIK 0001187443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:41 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000042 · wf-form4_152486166331589.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,939.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:41 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000041 · wf-form4_152486160786548.xml · nonDerivative · entry 1

DI IORIO ANTHONY M · CIK 0001026926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,396.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:40 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000040 · wf-form4_152486159062718.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:39 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000039 · wf-form4_152486157426489.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:39 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000038 · wf-form4_152486151893507.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,096.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:38 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000037 · wf-form4_152486150159739.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:38 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000036 · wf-form4_152486148519241.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:38 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000035 · wf-form4_152486146810578.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,896.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:37 UTC GrantCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000034 · wf-form4_152486145070276.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,767.217

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 20:41 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 5,214 $42.95 $223,941.30
Disclosure

SEC source: 0000759944-18-000033 · wf-form4_152218327224577.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,227.502

Read SEC document
March 23, 2018 Filed Mar 27, 2018 20:41 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 5,036 $42.95 $216,296.20
Disclosure

SEC source: 0000759944-18-000032 · wf-form4_152218323592636.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,149

Read SEC document
March 23, 2018 Filed Mar 27, 2018 20:40 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 20,536 $42.95 $882,021.20
Disclosure

SEC source: 0000759944-18-000031 · wf-form4_152218321905634.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,474

Read SEC document
March 23, 2018 Filed Mar 27, 2018 20:40 UTC
Conner Brad L.Vice Chair, Consumer Banking
Tax withholdingCommon Stock 5,414 $42.95 $232,531.30
Disclosure

SEC source: 0000759944-18-000030 · wf-form4_152218320039482.xml · nonDerivative · entry 1

Conner Brad L. · CIK 0001614164 · Vice Chair, Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,270.627

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March 01, 2018 Filed Mar 5, 2018 22:04 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 3,420 $43.49 $148,735.80
Disclosure

SEC source: 0000759944-18-000029 · wf-form4_152028742815448.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,185

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March 01, 2018 Filed Mar 5, 2018 22:04 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 10,096 $0.00 $0.00
Disclosure

SEC source: 0000759944-18-000029 · wf-form4_152028742815448.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,605

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

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March 01, 2018 Filed Mar 5, 2018 22:03 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 240 $43.49 $10,437.60
Disclosure

SEC source: 0000759944-18-000028 · wf-form4_152028740029505.xml · nonDerivative · entry 2

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.