Tapewire

NYSE · USD

CFG

CITIZENS FINANCIAL GROUP INC/RI

Export transactions ↓
Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2020 Filed Apr 24, 2020 20:22 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000059 · wf-form4_158775970566229.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,386.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:21 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000058 · wf-form4_158775968595567.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,070.525

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:21 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000057 · wf-form4_158775966387366.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:20 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000056 · wf-form4_158775963974712.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:20 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000054 · wf-form4_158775959526358.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:20 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000055 · wf-form4_158775961652847.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:19 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000053 · wf-form4_158775957534252.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:19 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000052 · wf-form4_158775955395809.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:19 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000051 · wf-form4_158775953072530.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,343.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:18 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000050 · wf-form4_158775950886185.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,214.123

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:18 UTC GrantCommon Stock 6,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000049 · wf-form4_158775948444550.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,070.525

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 20:40 UTC PurchaseCommon Stock 5,000 $19.76 $98,800.00
Disclosure

SEC source: 0000759944-20-000047 · wf-form4_158767442360027.xml · nonDerivative · entry 2

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,924.123

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:40 UTC PurchaseCommon Stock 20,000 $19.47 $389,400.00
Disclosure

SEC source: 0000759944-20-000047 · wf-form4_158767442360027.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,924.123

F1 · price: Reflects a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.99 to 19.83 inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:53 UTC PurchaseCommon Stock 10,000 $20.56 $205,600.00
Disclosure

SEC source: 0000759944-20-000046 · wf-form4_158758877582897.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,924.123

F1 · price: These shares were purchased in multiple transactions at prices ranging from $20.55 to $20.57 inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 19:54 UTC
Coughlin BrendanHead of Consumer Banking
SaleCommon Stock 4,500 $22.21 $99,945.00
Disclosure

SEC source: 0000759944-20-000045 · wf-form4_158438844825661.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,348.351

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:38 UTC PurchaseCommon Stock 2,000 $24.62 $49,240.00
Disclosure

SEC source: 0000759944-20-000044 · wf-form4_158404546593250.xml · nonDerivative · entry 3

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 2,000

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:38 UTC PurchaseCommon Stock 2,000 $24.62 $49,240.00
Disclosure

SEC source: 0000759944-20-000044 · wf-form4_158404546593250.xml · nonDerivative · entry 2

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 2,000

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:37 UTC PurchaseCommon Stock 1,000 $24.46 $24,460.00
Disclosure

SEC source: 0000759944-20-000043 · wf-form4_158404544128224.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651.525

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:00 UTC PurchaseCommon Stock 1,000 $27.73 $27,730.00
Disclosure

SEC source: 0000759944-20-000042 · wf-form4_158378040349943.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,967.123

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:33 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 12,830 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000040 · wf-form4_158327119822141.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,362.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:33 UTC PurchaseCommon Stock 5,000 $32.35 $161,750.00
Disclosure

SEC source: 0000759944-20-000041 · wf-form4_158327121995546.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,924.123

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:33 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 8,553 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000039 · wf-form4_158327117576222.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,275

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:32 UTC
Read Craig JackController
GrantCommon Stock 5,177 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000038 · wf-form4_158327115377907.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,460

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:31 UTC
Woods John FChief Financial Officer
GrantCommon Stock 18,757 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000035 · wf-form4_158327108443411.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,728

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:32 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 7,878 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000037 · wf-form4_158327113171970.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,279

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:32 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 15,081 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000036 · wf-form4_158327110684720.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,784

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:31 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 51,098 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000034 · wf-form4_158327106291721.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,213

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:30 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 8,103 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000033 · wf-form4_158327103842576.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,805.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:30 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 19,807 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000031 · wf-form4_158327099372736.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,043

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:30 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 14,855 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000032 · wf-form4_158327101624081.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,999

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:33 UTC
Gannon Stephen T.General Counsel
Tax withholdingCommon Stock 9,737 $31.69 $308,565.53
Disclosure

SEC source: 0000759944-20-000040 · wf-form4_158327119822141.xml · nonDerivative · entry 2

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,625.502

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:33 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 2,615 $31.69 $82,869.35
Disclosure

SEC source: 0000759944-20-000039 · wf-form4_158327117576222.xml · nonDerivative · entry 2

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,660

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:32 UTC
Read Craig JackController
Tax withholdingCommon Stock 1,487 $31.69 $47,123.03
Disclosure

SEC source: 0000759944-20-000038 · wf-form4_158327115377907.xml · nonDerivative · entry 2

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,973

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 20,443 $31.69 $647,838.67
Disclosure

SEC source: 0000759944-20-000035 · wf-form4_158327108443411.xml · nonDerivative · entry 2

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,285

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:32 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 3,835 $31.69 $121,531.15
Disclosure

SEC source: 0000759944-20-000037 · wf-form4_158327113171970.xml · nonDerivative · entry 2

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,444

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:32 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 10,110 $31.69 $320,385.90
Disclosure

SEC source: 0000759944-20-000036 · wf-form4_158327110684720.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,674

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 84,286 $31.69 $2,671,023.34
Disclosure

SEC source: 0000759944-20-000034 · wf-form4_158327106291721.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,927

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:30 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 2,957 $31.69 $93,707.33
Disclosure

SEC source: 0000759944-20-000033 · wf-form4_158327103842576.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,848.351

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:30 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 33,805 $31.69 $1,071,280.45
Disclosure

SEC source: 0000759944-20-000031 · wf-form4_158327099372736.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,238

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:30 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 11,985 $31.69 $379,804.65
Disclosure

SEC source: 0000759944-20-000032 · wf-form4_158327101624081.xml · nonDerivative · entry 2

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,014

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:14 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000024 · wf-form4_158162843858170.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,967.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:13 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 14,774 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000023 · wf-form4_158162841713116.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,703

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:13 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000022 · wf-form4_158162839181065.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:13 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 16,196 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000021 · wf-form4_158162836874397.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,144

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:12 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000020 · wf-form4_158162834643727.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,401

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:11 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000018 · wf-form4_158162830169606.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:12 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 4,546 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000019 · wf-form4_158162832448335.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,702.351

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:11 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000017 · wf-form4_158162827979856.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,124.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:11 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000016 · wf-form4_158162825586102.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:10 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000015 · wf-form4_158162823332120.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.