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CITIZENS FINANCIAL GROUP INC/RI

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Tapewire entity
1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Feb 12, 2021 21:42 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 6,761 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000013 · wf-form4_161316611986954.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,052

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:41 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 11,558 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000012 · wf-form4_161316609151811.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,036.502

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:41 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 12,008 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000011 · wf-form4_161316605061376.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,932

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:40 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 43,379 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000010 · wf-form4_161316601247927.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,029

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:39 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 6,146 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000009 · wf-form4_161316597130706.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,678.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:39 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 12,705 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000008 · wf-form4_161316593538922.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,719

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:38 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 5,942 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000007 · wf-form4_161316590182398.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,386

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:02 UTC GrantCommon Stock 765 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000004 · wf-form4_161230335000657.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:02 UTC GrantCommon Stock 765 $0.00 $0.00
Disclosure

SEC source: 0000759944-21-000003 · wf-form4_161230328151637.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
December 17, 2020 Filed Feb 4, 2022 22:25 UTC GiftCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000004 · wf-form5_164401349953325.xml · nonDerivative · entry 2

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by BKMH Partners LP

Disclosed balance after: 83

F1 · kind: On December 17, 2020, the reporting person transferred 83 shares of CFG common stock into a limited partnership. The limited partnership's interests are held by the reporting person and and trusts for the benefit of the reporting person's family.

F2 · balance_after: The limited partnership's interests are held by the reporting person and and trusts for the benefit of the reporting person's family. The reporting person disclaims beneficial ownership except to the extent of their pecuniary interest in the shares.

Read SEC document
December 17, 2020 Filed Feb 4, 2022 22:25 UTC GiftCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000004 · wf-form5_164401349953325.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,676.285

F1 · kind: On December 17, 2020, the reporting person transferred 83 shares of CFG common stock into a limited partnership. The limited partnership's interests are held by the reporting person and and trusts for the benefit of the reporting person's family.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 18:52 UTC
Coughlin BrendanHead of Consumer Banking
SaleCommon Stock 12,000 $35.35 $424,200.00
Disclosure

SEC source: 0000759944-20-000115 · wf-form4_160797193914729.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,532.351

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.34 to $35.37, inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:38 UTC
Coughlin BrendanHead of Consumer Banking
GiftCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000114 · wf-form4_160746710410591.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,532.351

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:38 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000113 · wf-form4_160746708856972.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,924

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:49 UTC GrantCommon Stock 145.679 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000111 · wf-form4_160530414086357.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605.837

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:48 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000110 · wf-form4_160530412371246.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:48 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000109 · wf-form4_160530410455281.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,012.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:47 UTC GrantCommon Stock 145.679 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000105 · wf-form4_160530402809848.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605.837

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:47 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000106 · wf-form4_160530404931996.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,012.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:47 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000104 · wf-form4_160530400838651.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,055.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:48 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000108 · wf-form4_160530408464573.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:48 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000107 · wf-form4_160530406662021.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,177.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:46 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000103 · wf-form4_160530398933600.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,012.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:46 UTC GrantCommon Stock 84.469 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000102 · wf-form4_160530396926480.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729.389

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:46 UTC GrantCommon Stock 182.231 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000101 · wf-form4_160530395263909.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,883.746

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 18:00 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 17,535 $27.49 $482,037.15
Disclosure

SEC source: 0000759944-20-000094 · wf-form4_160071122824321.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,587.351

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:12 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000093 · wf-form4_159733511481334.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,995.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:11 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000091 · wf-form4_159733508063450.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,701.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:11 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000092 · wf-form4_159733509778921.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,873.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:11 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000090 · wf-form4_159733506172079.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,830.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:10 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000089 · wf-form4_159733504175931.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,830.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:10 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000088 · wf-form4_159733502001557.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,830.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:09 UTC GrantCommon Stock 96.411 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000086 · wf-form4_159733498038454.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,644.92

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:10 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000087 · wf-form4_159733500281406.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,830.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:09 UTC GrantCommon Stock 166.275 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000085 · wf-form4_159733496071627.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,460.158

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:09 UTC GrantCommon Stock 166.275 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000084 · wf-form4_159733494153190.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460.158

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:08 UTC GrantCommon Stock 207.994 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000083 · wf-form4_159733492246633.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,830.515

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
June 08, 2020 Filed Nov 13, 2020 21:45 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GiftCommon Stock 145,588 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000100 · wf-form4_160530393326683.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

Read SEC document
May 13, 2020 Filed May 14, 2020 20:24 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000078 · wf-form4_158948783260108.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,622.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:23 UTC GrantCommon Stock 223.358 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000077 · wf-form4_158948781181606.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,293.883

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:23 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000076 · wf-form4_158948779186390.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,665.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:23 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000075 · wf-form4_158948776889532.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,787.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:22 UTC GrantCommon Stock 223.358 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000074 · wf-form4_158948774526972.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,293.883

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:22 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000073 · wf-form4_158948772150772.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,622.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:21 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000072 · wf-form4_158948769962600.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,622.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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May 13, 2020 Filed May 14, 2020 20:21 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000071 · wf-form4_158948767650109.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,622.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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May 13, 2020 Filed May 14, 2020 20:21 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000070 · wf-form4_158948765450943.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,622.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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May 13, 2020 Filed May 14, 2020 20:20 UTC GrantCommon Stock 129.509 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000069 · wf-form4_158948763174796.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548.509

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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May 13, 2020 Filed May 14, 2020 20:20 UTC GrantCommon Stock 279.398 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000068 · wf-form4_158948760752261.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,493.521

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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May 07, 2020 Filed May 8, 2020 20:55 UTC PurchaseCommon Stock 165 $21.25 $3,506.25
Disclosure

SEC source: 0000759944-20-000067 · wf-form4_158897133038869.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,508.123

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.