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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2022 Filed May 2, 2022 20:58 UTC GrantCommon Stock 3,349 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000073 · wf-form4_165152505896668.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,072.875

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:34 UTC PurchaseCommon Stock 1,000 $41.31 $41,310.00
Disclosure

SEC source: 0000759944-22-000071 · wf-form4_165118517198178.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse in revocable trust

Disclosed balance after: 2,000

F1 · balance_after: Includes 1000 shares previously reported as directly owned which were transferred into spouse's irrevocable trust.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:21 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000063 · wf-form4_164944925530644.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,330

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:20 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000062 · wf-form4_164944922631776.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,027

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:04 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 2,898 $48.56 $140,726.88
Disclosure

SEC source: 0000759944-22-000044 · wf-form4_164634500354441.xml · nonDerivative · entry 3

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,043

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:02 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 2,505 $48.56 $121,642.80
Disclosure

SEC source: 0000759944-22-000042 · wf-form4_164634494151312.xml · nonDerivative · entry 3

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,936

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:03 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 8,685 $48.56 $421,743.60
Disclosure

SEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,414

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:02 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 1,165 $48.56 $56,572.40
Disclosure

SEC source: 0000759944-22-000041 · wf-form4_164634490054090.xml · nonDerivative · entry 3

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,463

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:01 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 865 $48.56 $42,004.40
Disclosure

SEC source: 0000759944-22-000040 · wf-form4_164634486577512.xml · nonDerivative · entry 3

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:01 UTC
Read Craig JackController
Tax withholdingCommon Stock 524 $48.56 $25,445.44
Disclosure

SEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 3

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:00 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 1,198 $48.56 $58,174.88
Disclosure

SEC source: 0000759944-22-000038 · wf-form4_164634478248356.xml · nonDerivative · entry 3

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,205.351

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:59 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 3,371 $48.56 $163,695.76
Disclosure

SEC source: 0000759944-22-000037 · wf-form4_164634476156450.xml · nonDerivative · entry 3

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,499

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:59 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 1,002 $48.56 $48,657.12
Disclosure

SEC source: 0000759944-22-000036 · wf-form4_164634470453892.xml · nonDerivative · entry 3

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,381

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:58 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 2,280 $48.56 $110,716.80
Disclosure

SEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 3

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,331

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:04 UTC
Woods John FChief Financial Officer
Tax withholdingCommon Stock 18,155 $52.42 $951,685.10
Disclosure

SEC source: 0000759944-22-000044 · wf-form4_164634500354441.xml · nonDerivative · entry 2

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,941

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:04 UTC
Woods John FChief Financial Officer
GrantCommon Stock 17,246 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000044 · wf-form4_164634500354441.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,096

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:02 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 7,940 $52.42 $416,214.80
Disclosure

SEC source: 0000759944-22-000042 · wf-form4_164634494151312.xml · nonDerivative · entry 2

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,441

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:02 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 12,252 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000042 · wf-form4_164634494151312.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,381

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:03 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 53,853 $52.42 $2,822,974.26
Disclosure

SEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,099

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:03 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 50,262 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,952

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:02 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 3,155 $52.42 $165,385.10
Disclosure

SEC source: 0000759944-22-000041 · wf-form4_164634490054090.xml · nonDerivative · entry 2

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,628

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:02 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000041 · wf-form4_164634490054090.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,783

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC
Baker Mary EllenHead of Business Services
Tax withholdingCommon Stock 2,936 $52.42 $153,905.12
Disclosure

SEC source: 0000759944-22-000040 · wf-form4_164634486577512.xml · nonDerivative · entry 2

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,502

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 7,207 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000040 · wf-form4_164634486577512.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,438

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC
Read Craig JackController
Tax withholdingCommon Stock 1,443 $52.42 $75,642.06
Disclosure

SEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 2

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,026

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:01 UTC
Read Craig JackController
GrantCommon Stock 3,706 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,469

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:00 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 2,771 $52.42 $145,255.82
Disclosure

SEC source: 0000759944-22-000038 · wf-form4_164634478248356.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,403.351

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:00 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 10,940 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000038 · wf-form4_164634478248356.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,174.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:59 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 21,950 $52.42 $1,150,619.00
Disclosure

SEC source: 0000759944-22-000037 · wf-form4_164634476156450.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,870

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:59 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 18,276 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000037 · wf-form4_164634476156450.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,820

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:59 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 840 $52.42 $44,032.80
Disclosure

SEC source: 0000759944-22-000036 · wf-form4_164634470453892.xml · nonDerivative · entry 2

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,383

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:59 UTC
Ruttledge MichaelChief Information Officer
GrantCommon Stock 10,090 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000036 · wf-form4_164634470453892.xml · nonDerivative · entry 1

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,223

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:58 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 7,267 $52.42 $380,936.14
Disclosure

SEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,611

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:58 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 13,442 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,878

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:23 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 4,702 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000034 · wf-form4_164609417180051.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,513

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:22 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 9,347 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000033 · wf-form4_164609408982174.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,436

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:21 UTC
Woods John FChief Financial Officer
GrantCommon Stock 28,499 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000032 · wf-form4_164609405801498.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,850

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:20 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 78,022 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000030 · wf-form4_164609399585052.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,690

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

F2 · balance_after: Reflects 350,000 shares previously held indirectly through grantor retained annuity trust.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:20 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 5,015 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000031 · wf-form4_164609402584077.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,231

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:19 UTC
Read Craig JackController
GrantCommon Stock 2,089 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000029 · wf-form4_164609397190487.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:19 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 31,587 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000028 · wf-form4_164609394191509.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,544

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:18 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 9,318 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000027 · wf-form4_164609388090633.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,129

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:17 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 4,843 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000026 · wf-form4_164609383090555.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,234.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:39 UTC GrantCommon Stock 129.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000017 · wf-form4_164487473422508.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,766.875

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:38 UTC GrantCommon Stock 27.749 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000016 · wf-form4_164487468344808.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903.279

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:37 UTC GrantCommon Stock 71.916 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000015 · wf-form4_164487464561477.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,116.106

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:37 UTC GrantCommon Stock 108.027 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000014 · wf-form4_164487461016814.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,195.675

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:36 UTC GrantCommon Stock 129.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000013 · wf-form4_164487456789211.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,723.875

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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February 11, 2022 Filed Feb 14, 2022 21:36 UTC GrantCommon Stock 129.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000012 · wf-form4_164487451795134.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,723.875

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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February 11, 2022 Filed Feb 14, 2022 21:35 UTC GrantCommon Stock 129.59 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000011 · wf-form4_164487446595800.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,723.875

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.