Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Chief Risk Officer | June 15, 2026 | June 16, 2026 |
| FIFTH THIRD BANCORPFITB · Entity 3034 | EVP | February 16, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date June 15, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,633 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Tax withholding · Disposed 4,913 · Balance 84,633 |
FIFTH THIRD BANCORP
Report date February 16, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,939 |
Ending reported balance
After 2023-02-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-16 · Tax withholding · Disposed 722 · Balance 45,662 F1: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 16, 2022. Row 2 · 2023-02-17 · Tax withholding · Disposed 723 · Balance 44,939 F2: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 17, 2021. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse's IRA | 19 |
Reported balance
Holding disclosure · report date 2023-02-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 16, 2022.
F2: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 17, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 16, 2026 20:21 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 4,913 | $67.65 | $332,364.45 |
DisclosureSEC source: 0000759944-26-000129 · wk-form4_1781641259.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,633 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 12,295 | $60.19 | $740,036.05 |
DisclosureSEC source: 0000759944-26-000052 · wk-form4_1772572975.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,546 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 12,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000052 · wk-form4_1772572975.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,841 F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 10,461 | $45.77 | $478,799.97 |
DisclosureSEC source: 0000759944-25-000037 · wk-form4_1741126237.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,883 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 14,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000037 · wk-form4_1741126237.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,344 F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 10,336 | $31.39 | $324,447.04 |
DisclosureSEC source: 0000759944-24-000046 · wk-form4_1709593549.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,788 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 28,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000046 · wk-form4_1709593549.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,124 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:28 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 723 | $36.95 | $26,714.85 |
DisclosureSEC source: 0000035527-23-000113 · wf-form4_167701484911062.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939 F2 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 17, 2021. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:28 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 722 | $36.66 | $26,468.52 |
DisclosureSEC source: 0000035527-23-000113 · wf-form4_167701484911062.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,662 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 16, 2022. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:29 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantStock Appreciation Rights · Derivative | 11,439 | $0.00 Strike: $37.19 | $0.00 |
DisclosureSEC source: 0000035527-23-000078 · wf-form4_167659373360868.xml · derivative · entry 3 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,439 Underlying: Common Stock · 11,439 shares Expires 2033-02-14 F3 · price: Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F2 · derivative.exercise_date: Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 00:29 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantCommon Stock | 8,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000035527-23-000078 · wf-form4_167659373360868.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,384 F1 · security: Restricted Stock Units granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 21:40 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 1,501 | $37.17 | $55,792.17 |
DisclosureSEC source: 0000035527-23-000051 · wf-form4_167641080391694.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,292 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 12, 2020. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 21:04 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 2,362 | $37.24 | $87,960.88 |
DisclosureSEC source: 0000035527-23-000017 · wf-form4_167580382773456.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,793 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 6, 2019. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:07 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 409 | $37.00 | $15,133.00 |
DisclosureSEC source: 0000035527-22-000190 · wf-form4_165299445824061.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,155 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on May 17, 2019. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:27 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 722 | $48.19 | $34,793.18 |
DisclosureSEC source: 0000035527-22-000107 · wf-form4_164522322052217.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,564 F2 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 17, 2021. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:27 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantStock Appreciation Rights · Derivative | 10,942 | $0.00 Strike: $49.51 | $0.00 |
DisclosureSEC source: 0000035527-22-000107 · wf-form4_164522322052217.xml · derivative · entry 3 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,942 Underlying: Common Stock · 10,942 shares Expires 2032-02-16 F3 · price: Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1 · derivative.exercise_date: Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:27 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantCommon Stock | 7,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000035527-22-000107 · wf-form4_164522322052217.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,286 F1 · security: Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:37 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 1,501 | $48.54 | $72,858.54 |
DisclosureSEC source: 0000035527-22-000079 · wf-form4_164496101018489.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,982 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 12, 2020. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:22 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 2,315 | $47.34 | $109,592.10 |
DisclosureSEC source: 0000035527-22-000047 · wf-form4_164435530943266.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,483 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 6, 2019. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:13 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 410 | $42.90 | $17,589.00 |
DisclosureSEC source: 0000035527-21-000185 · wf-form4_162145521249372.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,798 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on May 17, 2019. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 20:36 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | SaleCommon Stock | 18,472 | $39.10 | $722,255.20 |
DisclosureSEC source: 0000035527-21-000162 · wf-form4_161955578992927.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,208 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:48 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantStock Appreciation Right · Derivative | 13,393 | $0.00 Strike: $33.53 | $0.00 |
DisclosureSEC source: 0000035527-21-000090 · wf-form4_161377128607023.xml · derivative · entry 4 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,393 Underlying: Common Stock · 13,393 shares Expires 2031-02-17 F5 · price: Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F4 · derivative.exercise_date: Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:48 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantCommon Stock | 7,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000035527-21-000090 · wf-form4_161377128607023.xml · nonDerivative · entry 3 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,680 F3 · security: Restricted Stock award granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:48 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 2,414 | $28.93 | $69,837.02 |
DisclosureSEC source: 0000035527-21-000090 · wf-form4_161377128607023.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,373 F2 · security: Shares withheld for taxes upon the vesting performance shares granted to the reporting person. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:48 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | GrantCommon Stock | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000035527-21-000090 · wf-form4_161377128607023.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,787 F1 · security: Performance Share award received upon satisfaction of performance criteria subject to vesting on February 17, 2021. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:21 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 1,501 | $32.51 | $48,797.51 |
DisclosureSEC source: 0000035527-21-000077 · wf-form4_161360045223108.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,647 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 12, 2020. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:48 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 2,233 | $32.10 | $71,679.30 |
DisclosureSEC source: 0000035527-21-000058 · wf-form4_161290730291740.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,148 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on February 6, 2019. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:54 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | Tax withholdingCommon Stock | 843 | $28.93 | $24,387.99 |
DisclosureSEC source: 0000035527-21-000036 · wf-form4_161230647591539.xml · nonDerivative · entry 1 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 F1 · kind: Shares withheld for taxes upon the vesting of restricted stock units granted to the reporting person on January 29, 2018. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:17 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | SaleCommon Stock | 19 | $25.76 | $489.44 |
DisclosureSEC source: 0000035527-20-000123 · wf-form4_160530225354089.xml · nonDerivative · entry 3 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse's IRA Disclosed balance after: 0 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:17 UTC | FIFTH THIRD BANCORP FITB · Entity 3034 | SaleCommon Stock | 81 | $25.76 | $2,086.56 |
DisclosureSEC source: 0000035527-20-000123 · wf-form4_160530225354089.xml · nonDerivative · entry 2 Stein Richard L. · CIK 0001831906 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.