Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Head of Commercial Banking | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,337 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Grant · Acquired 20,383 · Balance 128,014 F1: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Row 2 · 2026-03-01 · Tax withholding · Disposed 18,677 · Balance 109,337 |
Filing footnotes · ownership attribution and instrument terms
F1: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 21:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 18,677 | $60.19 | $1,124,168.63 |
DisclosureSEC source: 0000759944-26-000057 · wk-form4_1772573005.xml · nonDerivative · entry 2 Swimmer Theodore C · CIK 0002091548 · Head of Commercial Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,337 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 20,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000057 · wk-form4_1772573005.xml · nonDerivative · entry 1 Swimmer Theodore C · CIK 0002091548 · Head of Commercial Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,014 F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 17,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000032 · wk-form4_1771018656.xml · nonDerivative · entry 1 Swimmer Theodore C · CIK 0002091548 · Head of Commercial Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,631 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.