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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2017 Filed Dec 27, 2017 21:53 UTC SaleCommon Stock 405 $54.72 $22,162.01
Disclosure

SEC source: 0001127602-17-035539 · form4.xml · nonDerivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 20:10 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 213.5086 $55.15 $11,775.00
Disclosure

SEC source: 0001127602-17-035429 · form4.xml · derivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,758.4871

Underlying: Common Stock · 213.5086 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 19:57 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 276.5186 $55.15 $15,250.00
Disclosure

SEC source: 0001127602-17-035425 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442.6022

Underlying: Common Stock · 276.5186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 20:04 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 271.9855 $55.15 $15,000.00
Disclosure

SEC source: 0001127602-17-035427 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377.9272

Underlying: Common Stock · 271.9855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 19:47 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
Exercise / conversionStock Option · Derivative 5,535 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001127602-17-035424 · form4.xml · derivative · entry 4

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,535 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on January 16, 2009, 2010, 2011, 2012, and 2013.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 19:47 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
SaleCommon Stock 5,535 $55.19 $305,481.08
Disclosure

SEC source: 0001127602-17-035424 · form4.xml · nonDerivative · entry 2

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.36, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 19:47 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
Exercise / conversionCommon Stock 5,535 $18.09 $100,128.15
Disclosure

SEC source: 0001127602-17-035424 · form4.xml · nonDerivative · entry 1

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Mar 22, 2018 22:57 UTC OtherCommon Stock 5,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-012583 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,469

Read SEC document
December 05, 2017 Filed Dec 11, 2017 22:17 UTC SaleCommon Stock 2,000 $56.00 $112,000.00
Disclosure

SEC source: 0001127602-17-034392 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,621.9448

Read SEC document
November 29, 2017 Filed Nov 29, 2017 22:14 UTC SaleCommon Stock 7,500 $56.38 $422,847.75
Disclosure

SEC source: 0001127602-17-033456 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.3196 to $56.50, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:08 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 275.0779 $54.53 $15,000.00
Disclosure

SEC source: 0001127602-17-028332 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105.9417

Underlying: Common Stock · 275.0779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:06 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 279.6626 $54.53 $15,250.00
Disclosure

SEC source: 0001127602-17-028331 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,166.0836

Underlying: Common Stock · 279.6626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 17.3043 units of phantom stock acquired on July 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:04 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 215.9362 $54.53 $11,775.00
Disclosure

SEC source: 0001127602-17-028330 · form4.xml · derivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544.9785

Underlying: Common Stock · 215.9362 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 65.1810 units of phantom stock acquired on July 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 21:04 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 5,457 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001127602-17-028145 · form4.xml · derivative · entry 4

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,457 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 21:04 UTC
ACE BRIAN RDirector
SaleCommon Stock 5,457 $53.35 $291,103.67
Disclosure

SEC source: 0001127602-17-028145 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,190

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $53.49, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 21:04 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 5,457 $18.09 $98,717.13
Disclosure

SEC source: 0001127602-17-028145 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2017 Filed Sep 25, 2017 21:12 UTC SaleCommon Stock 5,000 $53.24 $266,200.00
Disclosure

SEC source: 0001127602-17-028014 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,345

Read SEC document
September 20, 2017 Filed Sep 20, 2017 21:03 UTC SaleCommon Stock 5,000 $53.00 $265,000.00
Disclosure

SEC source: 0001127602-17-027851 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,603

Read SEC document
September 18, 2017 Filed Sep 19, 2017 21:03 UTC SaleCommon Stock 5,000 $52.55 $262,726.50
Disclosure

SEC source: 0001127602-17-027747 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,603

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.5205 to $52.5796, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2017 Filed Jun 29, 2017 21:45 UTC SaleCommon Stock 3,000 $56.03 $168,081.90
Disclosure

SEC source: 0001127602-17-022413 · form4.xml · nonDerivative · entry 1

DICERBO NICHOLAS A · CIK 0001234449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,621.9448

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.0321 to $56.08, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 630.45 shares acquired on January 10, 2017 under the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 22:05 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 211.6283 $55.64 $11,775.00
Disclosure

SEC source: 0001127602-17-022416 · form4.xml · derivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,263.8613

Underlying: Common Stock · 211.6283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 21:59 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 269.5902 $55.64 $15,000.00
Disclosure

SEC source: 0001127602-17-022415 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813.7708

Underlying: Common Stock · 269.5902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 16.1738 units of phantom stock acquired on April 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 21:51 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 274.0834 $55.64 $15,250.00
Disclosure

SEC source: 0001127602-17-022414 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869.1162

Underlying: Common Stock · 274.0834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 16.3668 units of phantom stock acquired on April 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:21 UTC Exercise / conversionStock Option · Derivative 2,150 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-17-021349 · form4.xml · derivative · entry 7

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Common Stock · 2,150 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:21 UTC Exercise / conversionStock Option · Derivative 850 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-17-021349 · form4.xml · derivative · entry 6

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 850 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:21 UTC SaleCommon Stock 3,000 $57.96 $173,883.60
Disclosure

SEC source: 0001127602-17-021349 · form4.xml · nonDerivative · entry 3

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335.98

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.925 to $57.99, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:21 UTC Exercise / conversionCommon Stock 2,150 $28.78 $61,877.00
Disclosure

SEC source: 0001127602-17-021349 · form4.xml · nonDerivative · entry 2

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:21 UTC Exercise / conversionCommon Stock 850 $27.36 $23,256.00
Disclosure

SEC source: 0001127602-17-021349 · form4.xml · nonDerivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 21:05 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 1,770.0383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-014853 · form4.xml · derivative · entry 2

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509.9617

Underlying: Common Stock · 1,770.0383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · price: On April 15, 2017, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 21:05 UTC Exercise / conversionCommon Stock 1,770.0383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-014853 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266.0383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 15, 2017, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 21:54 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 223.5618 $52.67 $11,775.00
Disclosure

SEC source: 0001127602-17-012831 · form4.xml · derivative · entry 1

Mucenski Edward S. · CIK 0001485474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,985.3708

Underlying: Common Stock · 223.5618 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 21:51 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 284.7921 $52.67 $15,000.00
Disclosure

SEC source: 0001127602-17-012830 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528.0068

Underlying: Common Stock · 284.7921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 10.0625 units of phantom stock acquired on January 10, 2017 under the Deferred Compensation Plan's dividend reinvestment feature.

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March 22, 2017 Filed Mar 23, 2017 21:44 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 289.5386 $52.67 $15,250.00
Disclosure

SEC source: 0001127602-17-012828 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578.666

Underlying: Common Stock · 289.5386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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March 15, 2017 Filed Mar 16, 2017 21:16 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 16,485 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011973 · form4.xml · derivative · entry 3

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,485

Underlying: Common Stock · 16,485 shares

Expires 2027-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:16 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 3,757 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011973 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,469

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:11 UTC
Parente JohnDirector
GrantStock Option · Derivative 2,478 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011967 · form4.xml · derivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 2,478 shares

Expires 2027-03-15

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:20 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
GrantStock Option · Derivative 5,963 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011980 · form4.xml · derivative · entry 3

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,963

Underlying: Common Stock · 5,963 shares

Expires 2027-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:20 UTC
DONAHUE BRIAN DEVP & Chief Banking Officer
GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011980 · form4.xml · nonDerivative · entry 1

DONAHUE BRIAN D · CIK 0001265443 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,309

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:53 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012013 · form4.xml · derivative · entry 5

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Common Stock · 553 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:38 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012008 · form4.xml · derivative · entry 6

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Common Stock · 553 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:24 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012002 · form4.xml · derivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 553 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:11 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011994 · form4.xml · derivative · entry 2

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 553 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:57 UTC
Getman George JExecutive VP & General Counsel
GrantStock Option · Derivative 6,389 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011985 · form4.xml · derivative · entry 4

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires 2027-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:57 UTC
Getman George JExecutive VP & General Counsel
GrantCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011985 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,725

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:18 UTC
Kingsley Scott AllenChief Financial Officer
GrantStock Option · Derivative 7,853 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011976 · form4.xml · derivative · entry 3

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,853

Underlying: Common Stock · 7,853 shares

Expires 2027-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:18 UTC
Kingsley Scott AllenChief Financial Officer
GrantCommon Stock 1,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011976 · form4.xml · nonDerivative · entry 1

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,469

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:13 UTC GrantStock Option · Derivative 2,478 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011970 · form4.xml · derivative · entry 1

GABRIEL JAMES A · CIK 0001233244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 2,478 shares

Expires 2027-03-15

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:06 UTC GrantStock Option · Derivative 2,478 $0.00 Strike: $57.12 $0.00
Disclosure

SEC source: 0001127602-17-011960 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 2,478 shares

Expires 2027-03-15

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:53 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012167 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416

Underlying: Common Stock · 553 shares

Expires not disclosed

F5 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:48 UTC
ACE BRIAN RDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012165 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 553 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.