Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2004 Filed Jan 20, 2004 17:28 UTC |
MURPHY DANIEL MVice President
|
Tax withholdingCommon | 402 | $83.11 | $33,410.22 |
DisclosureSEC source: 0000018230-04-000052 · edgar.xml · nonDerivative · entry 1 MURPHY DANIEL M · CIK 0001171791 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,052 F1 · balance_after: This amount includes 6224 shares in 401K and 2343 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:31 UTC |
PALMER GERALDVice President
|
Tax withholdingCommon | 359 | $83.11 | $29,836.49 |
DisclosureSEC source: 0000018230-04-000054 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,389 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:30 UTC |
OWENS JAMES WVice Chairman
|
Tax withholdingCommon | 813 | $83.11 | $67,568.43 |
DisclosureSEC source: 0000018230-04-000053 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,318 F1 · balance_after: This amount includes 14,008 shares in 401K and 2,205 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:32 UTC |
PFLEDERER MARK RVice President
|
Tax withholdingCommon | 64 | $83.11 | $5,319.04 |
DisclosureSEC source: 0000018230-04-000055 · edgar.xml · nonDerivative · entry 1 PFLEDERER MARK R · CIK 0001273772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161 F1 · balance_after: This amount includes 861 shares in 401K, 61 shares in SEIP and 26 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:45 UTC |
BUSSELL RODNEY LVice President
|
Tax withholdingCommon | 130 | $83.11 | $10,804.30 |
DisclosureSEC source: 0000018230-04-000062 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,973 F1 · balance_after: This amount includes 1663 shares in EIP-1 and 852 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:33 UTC |
RAPP EDWARD JVice President
|
Tax withholdingCommon | 92 | $83.11 | $7,646.12 |
DisclosureSEC source: 0000018230-04-000056 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 F1 · balance_after: This amount includes 5758 shares in 401K and 4 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:49 UTC |
INGS DONALD MVice President
|
Tax withholdingCommon | 548 | $83.11 | $45,544.28 |
DisclosureSEC source: 0000018230-04-000065 · edgar.xml · nonDerivative · entry 1 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,886 F1 · balance_after: This amount includes 15,039 shares in 401K, 4522 shares in SEIP and 85 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:47 UTC |
COLGAN KEVIN ETreasurer
|
Tax withholdingCommon | 48 | $83.11 | $3,989.28 |
DisclosureSEC source: 0000018230-04-000063 · edgar.xml · nonDerivative · entry 1 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,928 F1 · balance_after: This amount includes 15,726 shares in 401K. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:48 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 188 | $83.11 | $15,624.68 |
DisclosureSEC source: 0000018230-04-000064 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,088 F1 · balance_after: This amount includes 5756 shares in 401K, 22 shares in SEIP and 1359 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:15 UTC |
PARKER JAMES JVice President
|
Tax withholdingCommon | 71 | $83.11 | $5,900.81 |
DisclosureSEC source: 0000018230-04-000076 · edgar.xml · nonDerivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,616 F1 · balance_after: This amount includes 5879 shares in 401K, 888 shares in SEIP and 4 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 18:00 UTC |
LAVIN RICHARD PVice President
|
Tax withholdingCommon | 94 | $83.11 | $7,812.34 |
DisclosureSEC source: 0000018230-04-000066 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,968 F1 · balance_after: This amount includes 3,397 shares in 401K, 1028 shares in SEIP and 197 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:12 UTC |
BURRITT DAVID BController
|
Tax withholdingCommon | 65 | $83.11 | $5,402.15 |
DisclosureSEC source: 0000018230-04-000074 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 F1 · balance_after: This amount includes 1127 shares in 401K and 8 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:13 UTC |
LEVENICK STUART LVice President
|
Tax withholdingCommon | 201 | $83.11 | $16,705.11 |
DisclosureSEC source: 0000018230-04-000075 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,677 F1 · balance_after: This amount includes 1764 shares in EIP-1 and 2 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:16 UTC |
OBERHELMAN DOUGLAS RGroup President
|
Tax withholdingCommon | 341 | $83.11 | $28,340.51 |
DisclosureSEC source: 0000018230-04-000077 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 F1 · balance_after: This amount includes 9891 shares in 401K, 3168 shares in SEIP and 443 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:28 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 313 | $83.11 | $26,013.43 |
DisclosureSEC source: 0000018230-04-000087 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,960 F1 · balance_after: This amount includes 7601 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:17 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 381 | $83.11 | $31,664.91 |
DisclosureSEC source: 0000018230-04-000078 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,336 F1 · balance_after: This amount includes 10,659 shares in 401K, 2100 shares in SEIP and 1795 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:18 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Tax withholdingCommon | 61 | $83.11 | $5,069.71 |
DisclosureSEC source: 0000018230-04-000079 · edgar.xml · nonDerivative · entry 1 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247 F1 · balance_after: This amount includes 4,840 shares in 401K, 798 shares in SEIP and 537 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:26 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 437 | $83.11 | $36,319.07 |
DisclosureSEC source: 0000018230-04-000085 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,975 F1 · balance_after: This amount includes 12,350 shares in 401K and 3305 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:27 UTC |
WUNNING STEVEN HGroup President
|
Tax withholdingCommon | 262 | $83.11 | $21,774.82 |
DisclosureSEC source: 0000018230-04-000086 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,428 F1 · balance_after: This amount includes 10,026 shares in 401K, 1952 shares in SEIP, and 114 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:31 UTC |
SHAHEEN GERALD LGroup President
|
Tax withholdingCommon | 637 | $83.11 | $52,941.07 |
DisclosureSEC source: 0000018230-04-000089 · edgar.xml · nonDerivative · entry 1 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,938 F1 · balance_after: This amount includes 6146 shares in 401K and 4046 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:29 UTC |
THOMPSON RICHARD LGroup President
|
Tax withholdingCommon | 624 | $83.11 | $51,860.64 |
DisclosureSEC source: 0000018230-04-000088 · edgar.xml · nonDerivative · entry 1 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,439 F1 · balance_after: This amount includes 18,033 shares in 401K, 7957 shares in SEIP and 5861 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:56 UTC |
WEST SHERRIL KVice President
|
Tax withholdingCommon | 328 | $83.11 | $27,260.08 |
DisclosureSEC source: 0000018230-04-000094 · edgar.xml · nonDerivative · entry 1 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,494 F1 · balance_after: This amount includes 8909 shares in 401K, 1301 shares in SEIP and 963 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:55 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 313 | $83.11 | $26,013.43 |
DisclosureSEC source: 0000018230-04-000093 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,960 F1 · balance_after: This amount includes 7601 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 16:26 UTC |
WESTERN DONALD GVice President
|
GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000024 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,424 F1 · balance_after: This amount includes 12,362 shares in 401K and 3305 shares in SEIP. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:39 UTC |
GALLARDO JUANDirector
|
GrantCommon | 79 | $83.71 | $6,613.09 |
DisclosureSEC source: 0000018230-04-000005 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,788 F1 · kind: Stock received in lieu of director's fees F2 · balance_after: Included in this amount are 18 shares in dividend reinvestment. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:41 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 28 | $83.71 | $2,343.88 |
DisclosureSEC source: 0000018230-04-000006 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,766 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:42 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000007 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 116 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.16 and $83.71 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.16 and $83.71 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.16 and $83.71 per share. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:44 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000008 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 82 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 21:04 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000011 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 21:07 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000012 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 29, 2003 Filed Aug 14, 2007 17:36 UTC |
MAGOWAN PETER ADirector
|
GiftCommon | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-07-000421 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,342 F2 · balance_after: Following this reported transaction, the reporting person held 21,342 shares. As of the date this report is being filed, taking into account the stock split in July 2005, the reporting person now owns 266,681 shares. Read SEC document |
| December 23, 2003 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 30 | $42.00 | $1,260.00 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 4 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 23, 2003 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 30 | $42.00 | $1,260.00 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 4 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 48,396 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · derivative · entry 7 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 48,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · derivative · entry 6 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Tax withholdingCommon | 39,496 | $84.32 | $3,330,302.72 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · nonDerivative · entry 4 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,100 F1 · balance_after: This amount includes 18,070 shares in 401K, 7957 shares in SEIP and 5861 shares in dividend reinvestment. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Exercise / conversionCommon | 48,396 | $62.34 | $3,017,190.54 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · nonDerivative · entry 3 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Tax withholdingCommon | 1,185 | $84.32 | $99,919.20 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · nonDerivative · entry 2 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,200 Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 16:37 UTC |
THOMPSON RICHARD LGroup President
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-03-000541 · edgar.xml · nonDerivative · entry 1 THOMPSON RICHARD L · CIK 0001122800 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 15:51 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
GiftCommon | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000538 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,580 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 15:53 UTC |
OWENS JAMES WGroup President
|
GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000539 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,144 F1 · balance_after: This amount includes 14,021 shares in 401K and 2,205 shares in SEIP. Read SEC document |
| December 22, 2003 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 14 | $42.00 | $588.00 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 3 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 22, 2003 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 14 | $42.00 | $588.00 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 3 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 19, 2003 Filed Dec 30, 2003 16:47 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000543 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,752 F1 · balance_after: This amount includes 10,694 shares in 401K, 2100 shares in SEIP and 1795 shares in dividend reinvestment. Read SEC document |
| December 18, 2003 Filed Dec 18, 2003 15:55 UTC |
PALMER GERALDVice President
|
GiftCommon | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 15,481 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| December 18, 2003 Filed Dec 18, 2003 15:55 UTC |
PALMER GERALDVice President
|
GiftCommon | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,748 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,066 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · derivative · entry 6 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,066 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · derivative · entry 5 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Tax withholdingCommon | 13,996 | $82.90 | $1,160,268.40 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 4 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,007 F1 · balance_after: This amount includes 9351 shares in 401K and 484 shares in SEIP. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Exercise / conversionCommon | 19,066 | $51.66 | $984,877.11 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.