Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | January 26, 2006 | January 27, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date January 26, 2006 · Filed January 27, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 103,592 |
Reported balance
After 2006-01-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2006-01-26 · Exercise / conversion · Acquired 18,000 · Balance 103,592 |
| CommonSEC Table I · non-derivative | Direct | 85,592 |
Reported balance
After 2006-01-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2006-01-26 · Sale · Disposed 18,000 · Balance 85,592 F1: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.14 · Expires 2013-06-10 | Direct | 0 |
Reported balance
After 2006-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2006-01-26 · Exercise / conversion · Disposed 18,000 · Balance 0 F2: (Right to buy) with tandem tax withholding rights. F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment.
F2: (Right to buy) with tandem tax withholding rights.
F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · derivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 18,000 | $64.00 | $1,152,000.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,592 F1 · balance_after: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 14:46 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-06-000050 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 20,000 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · derivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 20,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 20,000 | $60.00 | $1,200,000.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,592 F1 · balance_after: This amount includes 25,937 shares in 401K, 1000 shares in SEIP and 8 shares in dividend reinvestment. Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 16:18 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 20,000 | $25.36 | $507,150.00 |
DisclosureSEC source: 0000018230-06-000027 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:22 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherCommon | 6,661 | $50.55 | $336,713.55 |
DisclosureSEC source: 0000018230-05-000680 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,484 F1 · balance_after: This amount includes 25,843 shares in 401K, and 994 shares in SEIP. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 29,312 additional shares of common stock. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 20:10 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 4,946 | $100.00 | $494,600.00 |
DisclosureSEC source: 0000018230-05-000446 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,315 F1 · balance_after: This amount includes 9504 shares in 401K, 492 shares in SEIP and 7 shares in dividend reinvestment. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 32,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000199 · edgar.xml · derivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common · 32,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 9,000 | $0.00 Strike: $54.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · derivative · entry 11 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 21,000 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · derivative · entry 10 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,000 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 21,000 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · derivative · entry 9 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,000 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 24,000 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · derivative · entry 8 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 20,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · derivative · entry 7 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 20,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 95,000 | $96.10 | $9,129,500.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 6 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,239 F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 7 shares in dividend reinvestment. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 9,000 | $54.29 | $488,565.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 5 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 21,000 | $62.34 | $1,309,219.80 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 4 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 21,000 | $55.69 | $1,169,437.50 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 24,000 | $53.53 | $1,284,720.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 16:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 20,000 | $50.72 | $1,014,300.00 |
DisclosureSEC source: 0000018230-05-000024 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2004 Filed Nov 12, 2004 13:49 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 2,109 | $90.00 | $189,810.00 |
DisclosureSEC source: 0000018230-04-000642 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,234 F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 14:53 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 2,742 | $87.50 | $239,925.00 |
DisclosureSEC source: 0000018230-04-000630 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,343 F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment. Read SEC document |
| November 04, 2004 Filed Nov 4, 2004 22:46 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 11,628 | $85.00 | $988,380.00 |
DisclosureSEC source: 0000018230-04-000624 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,085 F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment. Read SEC document |
| November 02, 2004 Filed Nov 3, 2004 15:41 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 2,510 | $82.50 | $207,075.00 |
DisclosureSEC source: 0000018230-04-000614 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,713 F1 · balance_after: This amount includes 9483 shares in 401K, 491 shares in SEIP and 2 shares in dividend reinvestment. Read SEC document |
| June 08, 2004 Filed Jun 10, 2004 16:15 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000422 · edgar.xml · derivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2014-06-08 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 14:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 500 | $79.27 | $39,635.00 |
DisclosureSEC source: 0000018230-04-000207 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,073 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. F1 · balance_after: This amount includes 9342 shares in 401K and 484 shares in SEIP. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 16:56 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 425 | $83.11 | $35,321.75 |
DisclosureSEC source: 0000018230-04-000044 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,573 F1 · balance_after: This amount includes 9342 shares in 401K and 484 shares in SEIP. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,066 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · derivative · entry 6 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,066 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · derivative · entry 5 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 13,996 | $82.90 | $1,160,268.40 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 4 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,007 F1 · balance_after: This amount includes 9351 shares in 401K and 484 shares in SEIP. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,066 | $51.66 | $984,877.11 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,205 | $82.90 | $99,894.50 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,937 Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 21,399 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · derivative · entry 6 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,399 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · derivative · entry 5 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 15,273 | $64.63 | $987,093.99 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 4 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,150 F1 · balance_after: This amount includes 9295 shares in EIP-1 and 482 shares in SEIP. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 21,399 | $38.41 | $821,856.41 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 3 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,545 | $64.63 | $99,853.35 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,024 Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 17:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.