Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date July 01, 2004 · Filed July 01, 2004
Section 16 reporting ended · disclosed 2004-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 54,976 |
Reported balance
Holding disclosure · report date 2004-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 54,976 F1: This amount includes 15,112 shares in 401K, 4539 shares in SEIP and 85 shares in dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 15,112 shares in 401K, 4539 shares in SEIP and 85 shares in dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2004 Filed Jan 20, 2004 17:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 548 | $83.11 | $45,544.28 |
DisclosureSEC source: 0000018230-04-000065 · edgar.xml · nonDerivative · entry 1 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,886 F1 · balance_after: This amount includes 15,039 shares in 401K, 4522 shares in SEIP and 85 shares in dividend reinvestment. Read SEC document |
| August 08, 2003 Filed Aug 11, 2003 14:53 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 3,000 | $68.27 | $204,821.70 |
DisclosureSEC source: 0000018230-03-000390 · edgar.xml · nonDerivative · entry 1 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,343 F1 · balance_after: This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 17,684 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 12 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,684 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 11 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 12,264 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 10 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,264 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,736 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · derivative · entry 9 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,736 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 11,249 | $65.36 | $735,178.40 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 8 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,343 F1 · balance_after: This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 17,684 | $30.16 | $533,282.24 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 7 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,530 | $65.36 | $99,993.15 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 6 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,908 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 5 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 7,371 | $65.36 | $481,731.71 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 4 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 12,264 | $26.77 | $328,253.32 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 3 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,530 | $65.36 | $99,993.15 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 2 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 15:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,736 | $26.77 | $99,996.28 |
DisclosureSEC source: 0000018230-03-000349 · edgar.xml · nonDerivative · entry 1 INGS DONALD M · CIK 0001172568 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.