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LAVIN RICHARD P

Disclosed activity across 4 companies

Tapewire entity
12774
SEC CIK
0001171774

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CATERPILLAR INCCAT · Entity 2808Group PresidentDecember 17, 2012December 18, 2012
ITT INC.ITT · Entity 8806DirectorMay 10, 2023May 12, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CATERPILLAR INC

Report date December 17, 2012 · Filed December 18, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect82,609 Reported balance After 2012-12-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2012-12-17 · Sale · Disposed 3,784 · Balance 82,609

F1: Pursuant to a previously enacted 10b5-1 plan.

F2: This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.

CommonSEC Table I · non-derivativeIndirectOwned by Daughter405 Reported balance Holding disclosure · report date 2012-12-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 405

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a previously enacted 10b5-1 plan.

F2: This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.

ITT INC.

Report date May 10, 2023 · Filed May 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,490.5695 Reported balance After 2023-05-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-10 · Grant · Acquired 1,704 · Balance 26,490.5695

F1: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2024 Annual Meeting of Shareholders.

F2: Includes 222.5695 shares under a dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2024 Annual Meeting of Shareholders.

F2: Includes 222.5695 shares under a dividend reinvestment plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allison Transmission Holdings Inc

Report date May 07, 2025 · Filed May 09, 2025

Section 16 reporting ended · disclosed 2025-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,134 Reported balance After 2025-05-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-05-07 · Exercise / conversion · Acquired 3,724 · Balance 45,134

F1: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F2: Includes 3,699 DSUs and 25 related dividend equivalents.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-07 · Exercise / conversion · Disposed 425 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4: On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-05-07 · Exercise / conversion · Disposed 2,017 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F5: On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-05-07 · Exercise / conversion · Disposed 433 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6: On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-05-07 · Exercise / conversion · Disposed 309 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7: On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-05-07 · Exercise / conversion · Disposed 235 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8: On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect280 Reported balance After 2025-05-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-05-07 · Grant · Acquired 280 · Balance 280

F9: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11: The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-05-07 · Exercise / conversion · Disposed 280 · Balance 0

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10: On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-05-07 · Exercise / conversion · Disposed 25 · Balance 0

F12: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F13: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F2: Includes 3,699 DSUs and 25 related dividend equivalents.

F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4: On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.

F5: On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.

F6: On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.

F7: On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.

F8: On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.

F9: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F10: On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.

F11: The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant.

F12: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F13: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

USG CORP

Report date April 24, 2019 · Filed April 24, 2019

Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-04-24 transaction · row 1
1 source row

Row 1 · 2019-04-24 · Disposition to issuer · Disposed 36,657 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-04-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-24 · Disposition to issuer · Disposed 5,063.7003 · Balance 0

F2: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").

F2: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 9

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F13 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

F13 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 8

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.

F10 · derivative.expiration_date: On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 7

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280

Underlying: Common Stock · 280 shares

Expires not disclosed

F9 · security: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · price: The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant.

F3 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 6

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.exercise_date: On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.

F8 · derivative.expiration_date: On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 5

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7 · derivative.exercise_date: On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.

F7 · derivative.expiration_date: On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · derivative.exercise_date: On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.

F6 · derivative.expiration_date: On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F5 · derivative.exercise_date: On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.

F5 · derivative.expiration_date: On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · derivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.

F4 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:54 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068327 · ownership.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F1 · shares: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F2 · shares: Includes 3,699 DSUs and 25 related dividend equivalents.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 31

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F34 · derivative.exercise_date: On February 5, 2024, the reporting person was granted 526 DSUs that vested on February 5, 2024.

F34 · derivative.expiration_date: On February 5, 2024, the reporting person was granted 526 DSUs that vested on February 5, 2024.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 30

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F33 · derivative.exercise_date: On November 3, 2023, the reporting person was granted 614 DSUs that vested on November 3, 2023.

F33 · derivative.expiration_date: On November 3, 2023, the reporting person was granted 614 DSUs that vested on November 3, 2023.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 29

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F32 · derivative.exercise_date: On August 3, 2023, the reporting person was granted 547 DSUs that vested on August 3, 2023.

F32 · derivative.expiration_date: On August 3, 2023, the reporting person was granted 547 DSUs that vested on August 3, 2023.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 28

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F31 · derivative.exercise_date: On May 4, 2023, the reporting person was granted 3,146 DSUs that vested on May 8, 2024.

F31 · derivative.expiration_date: On May 4, 2023, the reporting person was granted 3,146 DSUs that vested on May 8, 2024.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 27

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F30 · derivative.exercise_date: On May 3, 2023, the reporting person was granted 547 DSUs that vested on May 3, 2023.

F30 · derivative.expiration_date: On May 3, 2023, the reporting person was granted 547 DSUs that vested on May 3, 2023.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 26

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F29 · derivative.exercise_date: On February 3, 2023, the reporting person was granted 538 DSUs that vested on February 3, 2023.

F29 · derivative.expiration_date: On February 3, 2023, the reporting person was granted 538 DSUs that vested on February 3, 2023.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 577 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 25

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F28 · derivative.exercise_date: On November 4, 2022, the reporting person was granted 577 DSUs that vested on November 4, 2022.

F28 · derivative.expiration_date: On November 4, 2022, the reporting person was granted 577 DSUs that vested on November 4, 2022.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 656 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 24

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F27 · derivative.exercise_date: On August 5, 2022, the reporting person was granted 656 DSUs that vested on August 5, 2022.

F27 · derivative.expiration_date: On August 5, 2022, the reporting person was granted 656 DSUs that vested on August 5, 2022.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,746 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 23

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F26 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

F26 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 22

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F25 · derivative.exercise_date: On May 4, 2022, the reporting person was granted 614 DSUs that vested on May 4, 2022.

F25 · derivative.expiration_date: On May 4, 2022, the reporting person was granted 614 DSUs that vested on May 4, 2022.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 21

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F24 · derivative.exercise_date: On February 4, 2022, the reporting person was granted 631 DSUs that vested on February 4, 2022.

F24 · derivative.expiration_date: On February 4, 2022, the reporting person was granted 631 DSUs that vested on February 4, 2022.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 20

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F23 · derivative.exercise_date: On November 5, 2021, the reporting person was granted 689 DSUs that vested on November 5, 2021.

F23 · derivative.expiration_date: On November 5, 2021, the reporting person was granted 689 DSUs that vested on November 5, 2021.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 633 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 19

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F22 · derivative.exercise_date: On August 6, 2021, the reporting person was granted 633 DSUs that vested on August 6, 2021.

F22 · derivative.expiration_date: On August 6, 2021, the reporting person was granted 633 DSUs that vested on August 6, 2021.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 18

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F21 · derivative.exercise_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

F21 · derivative.expiration_date: On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 17

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F20 · derivative.exercise_date: On May 5, 2021, the reporting person was granted 249 DSUs that vested on May 5, 2021.

F20 · derivative.expiration_date: On May 5, 2021, the reporting person was granted 249 DSUs that vested on May 5, 2021.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 16

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F19 · derivative.exercise_date: On February 8, 2021, the reporting person was granted 242 DSUs that vested on February 8, 2021.

F19 · derivative.expiration_date: On February 8, 2021, the reporting person was granted 242 DSUs that vested on February 8, 2021.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 15

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F18 · derivative.exercise_date: On November 6, 2020, the reporting person was granted 280 DSUs that vested on November 6, 2020.

F18 · derivative.expiration_date: On November 6, 2020, the reporting person was granted 280 DSUs that vested on November 6, 2020.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 283 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 14

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F17 · derivative.exercise_date: On August 7, 2020, the reporting person was granted 283 DSUs that vested on August 7, 2020.

F17 · derivative.expiration_date: On August 7, 2020, the reporting person was granted 283 DSUs that vested on August 7, 2020.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 13

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F16 · derivative.exercise_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F16 · derivative.expiration_date: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 12

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F15 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 298 DSUs that vested on May 6, 2020.

F15 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 298 DSUs that vested on May 6, 2020.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 11

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F14 · derivative.exercise_date: On February 10, 2020, the reporting person was granted 246 DSUs that vested on February 10, 2020.

F14 · derivative.expiration_date: On February 10, 2020, the reporting person was granted 246 DSUs that vested on February 10, 2020.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 227 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 10

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F13 · derivative.exercise_date: On November 8, 2019, the reporting person was granted 227 DSUs that vested on November 8, 2019.

F13 · derivative.expiration_date: On November 8, 2019, the reporting person was granted 227 DSUs that vested on November 8, 2019.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 9

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12 · derivative.exercise_date: On August 9, 2019, the reporting person was granted 245 DSUs that vested on August 9, 2019.

F12 · derivative.expiration_date: On August 9, 2019, the reporting person was granted 245 DSUs that vested on August 9, 2019.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,880 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 8

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F11 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 482 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 7

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.exercise_date: On May 8, 2019 the reporting person was granted 482 DSUs that vested on May 8, 2019.

F10 · derivative.expiration_date: On May 8, 2019 the reporting person was granted 482 DSUs that vested on May 8, 2019.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 464 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 6

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F9 · derivative.exercise_date: On February 11, 2019, the reporting person was granted 464 DSUs that vested on February 11, 2019.

F9 · derivative.expiration_date: On February 11, 2019, the reporting person was granted 464 DSUs that vested on February 11, 2019.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 5

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.exercise_date: On November 12, 2018 the reporting person was granted 473 DSUs that vested on November 12, 2018.

F8 · derivative.expiration_date: On November 12, 2018 the reporting person was granted 473 DSUs that vested on November 12, 2018.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F7 · derivative.exercise_date: On August 10, 2018, the reporting person was granted 477 DSUs that vested on August 10, 2018.

F7 · derivative.expiration_date: On August 10, 2018, the reporting person was granted 477 DSUs that vested on August 10, 2018.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalents Rights · Derivative 1,888 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 1,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.

Read SEC document
May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDeferred Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · derivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F4 · derivative.exercise_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 8, 2019.

F4 · derivative.expiration_date: On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 8, 2019.

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May 07, 2025 Filed May 9, 2025 17:51 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 31,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068325 · ownership.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F1 · shares: Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.

F2 · shares: Includes 29,696 DSUs and 1,888 related dividend equivalents.

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March 14, 2025 Filed Mar 18, 2025 16:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041145 · ownership.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,913

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F2 · balance_after: This total includes one additional dividend equivalent right that was previously granted to the reporting person but was inadvertently not previously reported due to an administrative error.

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February 07, 2025 Filed Feb 11, 2025 16:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-017873 · ownership.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,115

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · shares: The number of DSUs received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 16:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132210 · ownership.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 16:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-125322 · ownership.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,880

Underlying: Common Stock · 309 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · shares: The number of DSUs received was calculated based on $118.96, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:20 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016175 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 16:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014843 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,571

Underlying: Common Stock · 433 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · shares: The number of DSUs received was calculated based on $85.11, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 16:13 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011796 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 09, 2024 Filed May 10, 2024 16:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009901 · form4.xml · derivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,138

Underlying: Common Stock · 2,017 shares

Expires not disclosed

F4 · security: The DSUs represent the portion of the reporting person's annual equity award under the Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6 · price: The number of DSUs received was calculated based on $76.81 which was the closing price of the Company's common stock on the date of grant.

F5 · derivative.exercise_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

F5 · derivative.expiration_date: The DSUs vest on the date of the next annual meeting of the stockholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 16:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDeferred Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009901 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,121

Underlying: Common Stock · 425 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $75.82, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 17:01 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006801 · form4.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.