Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | December 31, 2005 | January 18, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date December 31, 2005 · Filed January 18, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 42,346 |
Reported balance
After 2005-01-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-01-04 · Gift · Disposed 2,940 · Balance 42,346 F2: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. |
| CommonSEC Table I · non-derivative | Direct | 27,220 |
Reported balance
After 2005-02-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2005-02-02 · Gift · Disposed 15,126 · Balance 27,220 F2: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. |
| CommonSEC Table I · non-derivative | Direct | 23,220 |
Reported balance
After 2005-08-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2005-08-31 · Gift · Disposed 4,000 · Balance 23,220 |
| CommonSEC Table I · non-derivative | Direct | 20,720 |
Reported balance
After 2005-11-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2005-11-15 · Sale · Disposed 2,500 · Balance 20,720 F1: This amount includes 2457 shares in 401K, 6820 shares in SEIP and 1 share in dividend reinvestment. |
| CommonSEC Table I · non-derivative | IndirectOwned by Wife | 34,964 |
Last balance in matching sequence
After 2005-02-02 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2005-01-04 · Gift · Acquired 2,940 · Balance 19,838 F2: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. F3: Reporting person disclaims beneficial ownership. Row 6 · 2005-02-02 · Gift · Acquired 15,126 · Balance 34,964 F2: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. F3: Reporting person disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 2457 shares in 401K, 6820 shares in SEIP and 1 share in dividend reinvestment.
F2: This amount was adjusted for the 2-for-1 stock split on July 14, 2005.
F3: Reporting person disclaims beneficial ownership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2005 Filed Dec 16, 2005 14:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000792 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,247 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 19,396 | $55.80 | $1,082,296.80 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,047 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| November 15, 2005 Filed Nov 15, 2005 20:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-05-000732 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2005 Filed Jan 18, 2006 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 2,500 | $55.80 | $139,500.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,720 F1 · balance_after: This amount includes 2457 shares in 401K, 6820 shares in SEIP and 1 share in dividend reinvestment. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 18:25 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherCommon | 1,925 | $50.55 | $97,308.75 |
DisclosureSEC source: 0000018230-05-000681 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,047 F1 · balance_after: This amount includes 2459 shares in 401K and 6780 shares in SEIP. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 19,396 | $56.00 | $1,086,176.00 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2005 Filed Jan 18, 2006 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 24,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 24,000 | $55.00 | $1,320,000.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 24,000 | $26.77 | $642,360.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 37,205 | $53.96 | $2,007,689.69 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2005 Filed Aug 5, 2005 19:06 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000562 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 18,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 37,205 | $54.05 | $2,010,930.25 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 18,000 | $27.14 | $488,565.00 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,205 | $27.84 | $534,740.18 |
DisclosureSEC source: 0000018230-05-000517 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 14,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · derivative · entry 7 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 24,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 14,132 | $52.40 | $740,516.80 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 21,404 additional shares of common stock. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 24,000 | $52.50 | $1,260,000.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,254 Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 14,132 | $25.83 | $365,002.71 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 24,000 | $26.77 | $642,360.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 12,000 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,000 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 9,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Salecommon | 21,000 | $100.00 | $2,100,000.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 12,000 | $51.66 | $619,872.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 9,000 | $50.72 | $456,435.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2005 Filed Jun 23, 2005 17:42 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000450 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 10,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 10,000 | $97.00 | $970,000.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 10,000 | $50.72 | $507,150.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 7,500 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,500 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 7,500 | $94.00 | $705,000.00 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 7,500 | $50.72 | $380,362.50 |
DisclosureSEC source: 0000018230-05-000399 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 500 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 500 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 500 | $94.00 | $47,000.00 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,028 F1 · balance_after: This amount includes 265 shares in 401K and 3359 shares in SEIP. Read SEC document |
| May 18, 2005 Filed May 19, 2005 17:43 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 500 | $50.72 | $25,357.50 |
DisclosureSEC source: 0000018230-05-000397 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:03 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000197 · edgar.xml · derivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 02, 2005 Filed Jan 18, 2006 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 15,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 34,964 F2 · shares: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. F3 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| February 02, 2005 Filed Jan 18, 2006 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 15,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,220 F2 · shares: This amount was adjusted for the 2-for-1 stock split on July 14, 2005. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 15:23 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 21,399 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000075 · edgar.xml · derivative · entry 14 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,399 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 15:23 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,662 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000075 · edgar.xml · derivative · entry 13 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,662 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 15:23 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 10,833 | $90.00 | $974,970.00 |
DisclosureSEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 11 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,028 F1 · balance_after: This amount includes 265 shares in 401K and 3359 shares in SEIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.