Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date February 01, 2005 · Filed February 03, 2005
Section 16 reporting ended · disclosed 2005-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 47,691 |
Reported balance
Holding disclosure · report date 2005-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,691 F1: This amount includes 7733 shares in 401K, 626 shares in SEIP and 598 shares in dividend reinvestment. |
| CommonSEC Table I · non-derivative | IndirectOwned by Wife | 8,066 |
Reported balance
Holding disclosure · report date 2005-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,066 F2: This amount includes 835 shares in dividend reinvestment. F3: Reporting person disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 7733 shares in 401K, 626 shares in SEIP and 598 shares in dividend reinvestment.
F2: This amount includes 835 shares in dividend reinvestment.
F3: Reporting person disclaims beneficial ownership.
RLI CORP
Report date May 03, 2018 · Filed May 03, 2018
Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,921.785 |
Reported balance
Holding disclosure · report date 2018-05-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,921.785 F1: Ownership reflects dividend reinvestment. |
| Common StockSEC Table I · non-derivative | IndirectBy Directors Trust | 44,736.3773 |
Reported balance
Holding disclosure · report date 2018-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 44,736.3773 F2: Ownership reflects dividend reinvestment |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership reflects dividend reinvestment.
F2: Ownership reflects dividend reinvestment
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 6,642 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · derivative · entry 8 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,642 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · derivative · entry 7 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 3,589 | $94.38 | $338,729.82 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 5 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,696 F1 · balance_after: This amount includes 7716 shares in 401K, 624 shares in SEIP and 622 shares in dividend reinvestment. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 6,642 | $32.91 | $218,562.98 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,059 | $94.38 | $99,948.42 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,643 Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,664 Read SEC document |
| October 04, 2004 Filed Oct 5, 2004 15:20 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000557 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,845 F1 · balance_after: This amount includes 7675 shares in 401K, 621 shares in SEIP and 622 shares in dividend reinvestment. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 4,104 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · derivative · entry 7 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,104 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · derivative · entry 6 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 2,291 | $80.58 | $184,597.33 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · nonDerivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,298 F1 · balance_after: This amount includes 7675 shares in 401K, 621 shares in SEIP and 622 shares in dividend reinvestment. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 4,104 | $30.16 | $123,761.04 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · nonDerivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 492 | $80.58 | $39,642.90 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,485 Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 21:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,316 | $30.16 | $39,685.56 |
DisclosureSEC source: 0000018230-04-000540 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2004 Filed Jun 25, 2004 14:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000429 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,621 F1 · balance_after: This amount includes 7638 shares in 401K, 618 shares in SEIP and 1444 shares in dividend reinvestment. Read SEC document |
| June 08, 2004 Filed Jun 10, 2004 15:35 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000408 · edgar.xml · derivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2014-06-08 F4 · security: This option was granted with attached tax withholding rights. F5 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F5 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F5 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 07, 2004 Filed Jun 9, 2004 13:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,864 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-04-000351 · edgar.xml · derivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,864 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 07, 2004 Filed Jun 9, 2004 13:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,006 | $76.96 | $77,416.73 |
DisclosureSEC source: 0000018230-04-000351 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,921 F1 · balance_after: This amount includes 7638 shares in 401K, 618 shares in SEIP and 1444 shares in dividend reinvestment. Read SEC document |
| June 07, 2004 Filed Jun 9, 2004 13:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,864 | $26.77 | $49,891.08 |
DisclosureSEC source: 0000018230-04-000351 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:28 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 313 | $83.11 | $26,013.43 |
DisclosureSEC source: 0000018230-04-000087 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,960 F1 · balance_after: This amount includes 7601 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 19:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 313 | $83.11 | $26,013.43 |
DisclosureSEC source: 0000018230-04-000093 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,960 F1 · balance_after: This amount includes 7601 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 15:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000538 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,580 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 2,000 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · derivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,000 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.expiration_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 781 | $77.15 | $60,250.25 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,834 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 2,000 | $30.16 | $60,312.40 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2003 Filed Jan 7, 2004 15:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000021 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,280 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| September 15, 2003 Filed Jan 14, 2004 14:33 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000030 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 8,066 F2 · balance_after: This amount includes 835 shares in dividend reinvestment. F3 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| September 15, 2003 Filed Jan 14, 2004 14:33 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000030 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,273 F1 · balance_after: This amount includes 7601 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 19:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000423 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 6,951 F2 · balance_after: This amount includes 720 shares in dividend reinvestment. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 19:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000423 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,454 F1 · balance_after: This amount includes 7585 shares in 401K, 614 shares in SEIP and 1244 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · derivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,000 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,719 | $67.73 | $116,419.28 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,432 F1 · balance_after: This amount includes 7229 shares in EIP-1, 335 shares in 401K, 613 shares in SEIP and 1244 shares in dividend reinvestment. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 15:18 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,000 | $26.77 | $80,296.80 |
DisclosureSEC source: 0000018230-03-000362 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 20:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000356 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 F1 · balance_after: This amount includes 7229 shares in EIP-1, 335 shares in 401K, 613 shares in SEIP and 1244 shares in dividend reinvestment. Read SEC document |
| June 03, 2003 Filed Jun 3, 2003 20:31 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000230 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,190 F1 · balance_after: This amount includes 7125 shares in EIP-1, 332 shares in 401K, 608 shares in SEIP and 1244 shares in dividend reinvestment. Also included are 5,951 (including 720 shares in dividend reinvestment) shares held indirectly by wife. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,096 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · derivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,096 shares Expires 2003-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 609 | $53.26 | $32,435.34 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,339 F1 · balance_after: This amount includes 7125 shares in EIP-1, 332 shares in 401K, 608 shares in SEIP and 1244 shares in dividend reinvestment.There are 5,951 (including 720 shares in dividend reinvestment) shares held indirectly by wife. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,096 | $18.77 | $20,567.10 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.