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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2013 Filed Feb 21, 2013 17:28 UTC
Forese James A.Co-President
GrantCommon Stock 92,358.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011417 · rrd368184.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,951.1

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:29 UTC
Leach BrianHead of Franchise Risk
GrantCommon Stock 58,044.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011419 · rrd368188.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Head of Franchise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,277.3

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:28 UTC
Gerspach John CChief Financial Officer
GrantCommon Stock 44,386.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011418 · rrd368185.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,913.3

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:30 UTC
MCQUADE EUGENE MCEO, Citibank, N.A.
GrantCommon Stock 47,801.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011423 · rrd368193.xml · nonDerivative · entry 1

MCQUADE EUGENE M · CIK 0001195069 · CEO, Citibank, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,847.4

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:30 UTC
McKinnon Paul DHead of Human Resources
GrantCommon Stock 16,047.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011421 · rrd368191.xml · nonDerivative · entry 1

McKinnon Paul D · CIK 0001317148 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,580.4

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:31 UTC
MEDINA-MORA MANUELCo-President
GrantCommon Stock 73,995.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011424 · rrd368194.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,875.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:32 UTC
Mills WilliamCEO, North America
GrantStock Unit · Derivative 24,064.78 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011425 · rrd368195.xml · derivative · entry 6

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,064.78

Underlying: Common Stock · 24,064.78 shares

Expires 2013-08-19

F4 · derivative.exercise_price: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013.

F4 · shares: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013.

F4 · derivative.exercise_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013.

F4 · derivative.expiration_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013.

F4 · balance_after: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:32 UTC
Mills WilliamCEO, North America
Tax withholdingCommon Stock 35,376.4 $43.84 $1,550,901.38
Disclosure

SEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 3

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,812.6

F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:32 UTC
Mills WilliamCEO, North America
GrantCommon Stock 58,432.4 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 2

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,189

F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:32 UTC
Mills WilliamCEO, North America
GrantCommon Stock 36,021.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,756.6

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:32 UTC
WALSH JEFFREY RController
GrantCommon Stock 9,218.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011426 · rrd368197.xml · nonDerivative · entry 1

WALSH JEFFREY R · CIK 0001469021 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,163.4

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:32 UTC
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
GrantCommon Stock 14,685.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011427 · rrd368198.xml · nonDerivative · entry 1

Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,989.1

F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:34 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011431 · rrd368130.xml · nonDerivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,602.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:34 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011433 · rrd368132.xml · nonDerivative · entry 1

JOSS ROBERT L · CIK 0001201271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,096.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:34 UTC GrantCommon Stock 853.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011435 · rrd368140.xml · nonDerivative · entry 1

RICCIARDI LAWRENCE R · CIK 0001180462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:35 UTC
RODIN JUDITHDirector
GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011436 · rrd368141.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,332.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,994.6915 shares of deferred common stock which vested on 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:35 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011440 · rrd368145.xml · nonDerivative · entry 1

SANTOMERO ANTHONY M · CIK 0001432225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,266.2116 and 2,988.0478 shares of deferred common stock which vested, respectively, on 1/20/2012 and 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:35 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011439 · rrd368143.xml · nonDerivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 4,266.2116 and 2,988.0478 shares of deferred common stock which vested, respectively, on 1/20/2012 and 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:36 UTC
SPERO JOAN EDirector
GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011441 · rrd368147.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 22:37 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011443 · rrd368150.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,968.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,994.6915 shares of deferred common stock which vested on 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:37 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011444 · rrd368153.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,332.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,994 shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 19, 2013 Filed Feb 21, 2013 17:38 UTC GrantCommon Stock 3,414.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-011445 · rrd368157.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,332.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,994.6915 shares of deferred common stock which vested on 1/20/2013 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 22:56 UTC
Aristeguieta FranciscoCEO, Latin America
Tax withholdingCommon Stock 3,639.3 $41.37 $150,566.94
Disclosure

SEC source: 0001181431-13-004659 · rrd367359.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,931.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 22:56 UTC
Callahan DonHead of Operations&Technology
Tax withholdingCommon Stock 36,117.6 $41.37 $1,494,275.41
Disclosure

SEC source: 0001181431-13-004660 · rrd367237.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,436.9

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 22:57 UTC
CORBAT MICHAELDirector · Chief Executive Officer
Tax withholdingCommon Stock 42,251.9 $41.37 $1,748,066.73
Disclosure

SEC source: 0001181431-13-004661 · rrd367238.xml · nonDerivative · entry 1

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,521.9

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 17:57 UTC
Cowles James CCEO, Europe,Middle East&Africa
Tax withholdingCommon Stock 42,344.3 $41.37 $1,751,889.55
Disclosure

SEC source: 0001181431-13-004662 · rrd367360.xml · nonDerivative · entry 1

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,729.5

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 17:57 UTC
Forese James A.Co-President
Tax withholdingCommon Stock 55,820.2 $41.37 $2,309,421.22
Disclosure

SEC source: 0001181431-13-004663 · rrd367362.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,592.5

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 22:58 UTC
Gerspach John CChief Financial Officer
Tax withholdingCommon Stock 29,084.5 $41.37 $1,203,298.48
Disclosure

SEC source: 0001181431-13-004665 · rrd367240.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,526.6

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 22:58 UTC
Leach BrianHead of Franchise Risk
Tax withholdingCommon Stock 40,039.7 $41.37 $1,656,542.49
Disclosure

SEC source: 0001181431-13-004668 · rrd367241.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Head of Franchise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,233.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 17:58 UTC
McKinnon Paul DHead of Human Resources
Tax withholdingCommon Stock 8,133.6 $41.37 $336,507.37
Disclosure

SEC source: 0001181431-13-004670 · rrd367363.xml · nonDerivative · entry 1

McKinnon Paul D · CIK 0001317148 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,532.9

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 17:59 UTC
MCQUADE EUGENE MCEO, Citibank, N.A.
Tax withholdingCommon Stock 12,613.7 $41.37 $521,860.30
Disclosure

SEC source: 0001181431-13-004674 · rrd367242.xml · nonDerivative · entry 1

MCQUADE EUGENE M · CIK 0001195069 · CEO, Citibank, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,046.3

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 17:59 UTC
MEDINA-MORA MANUELCo-President
Tax withholdingCommon Stock 33,254.9 $41.37 $1,375,838.35
Disclosure

SEC source: 0001181431-13-004676 · rrd367244.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,880.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 18:00 UTC
Mills WilliamCEO, North America
Tax withholdingCommon Stock 35,852.1 $41.37 $1,483,291.01
Disclosure

SEC source: 0001181431-13-004678 · rrd367245.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,735.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 22, 2013 Filed Jan 24, 2013 18:00 UTC
WALSH JEFFREY RController
Tax withholdingCommon Stock 3,166.4 $41.37 $131,001.88
Disclosure

SEC source: 0001181431-13-004680 · rrd367247.xml · nonDerivative · entry 1

WALSH JEFFREY R · CIK 0001469021 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,944.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 22:19 UTC
Callahan DonHead of Operations&Technology
OtherCommon Stock 25,209.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-003403 · rrd366841.xml · nonDerivative · entry 2

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,554.5

F2 · shares: Represents the partial forfeiture of a stock award granted to the Reporting Person on January 14, 2009, as reported in a Form 4 filed on January 16, 2009 (adjusted to reflect the Issuer's 1-for-10 reverse stock split effective as of the close of trading on May 6, 2011), due to formulaic performance vesting conditions not being satisfied.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 22:19 UTC
Callahan DonHead of Operations&Technology
Tax withholdingCommon Stock 4,456 $42.13 $187,731.28
Disclosure

SEC source: 0001181431-13-003403 · rrd366841.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,763.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 22:19 UTC
Leach BrianHead of Franchise Risk
OtherCommon Stock 26,305.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-003404 · rrd366844.xml · nonDerivative · entry 2

Leach Brian · CIK 0001428954 · Head of Franchise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,272.8

F2 · shares: Represents the partial forfeiture of a stock award granted to the Reporting Person on January 14, 2009, as reported in a Form 4 filed on January 16, 2009 (adjusted to reflect the Issuer's 1-for-10 reverse stock split effective as of the close of trading on May 6, 2011), due to formulaic performance vesting conditions not being satisfied.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 22:19 UTC
Leach BrianHead of Franchise Risk
Tax withholdingCommon Stock 4,644 $42.13 $195,651.72
Disclosure

SEC source: 0001181431-13-003404 · rrd366844.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Head of Franchise Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,578.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 17:20 UTC
MEDINA-MORA MANUELCo-President
OtherCommon Stock 25,261.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-003406 · rrd366845.xml · nonDerivative · entry 2

MEDINA-MORA MANUEL · CIK 0001339253 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,135.7

F2 · shares: Represents the partial forfeiture of a stock award granted to the Reporting Person on January 14, 2009, as reported in a Form 4 filed on January 16, 2009 (adjusted to reflect the Issuer's 1-for-10 reverse stock split effective as of the close of trading on May 6, 2011), due to formulaic performance vesting conditions not being satisfied.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 17:20 UTC
MEDINA-MORA MANUELCo-President
Tax withholdingCommon Stock 3,936 $42.13 $165,823.68
Disclosure

SEC source: 0001181431-13-003406 · rrd366845.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,397.3

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 17:20 UTC
Forese James A.Co-President
OtherCommon Stock 38,471.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-003407 · rrd366847.xml · nonDerivative · entry 2

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,412.7

F2 · shares: Represents the partial forfeiture of a stock award granted to the Reporting Person on January 14, 2009, as reported in a Form 4 filed on January 16, 2009 (adjusted to reflect the Issuer's 1-for-10 reverse stock split effective as of the close of trading on May 6, 2011), due to formulaic performance vesting conditions not being satisfied.

Read SEC document
January 14, 2013 Filed Jan 16, 2013 17:20 UTC
Forese James A.Co-President
Tax withholdingCommon Stock 6,681 $42.13 $281,470.53
Disclosure

SEC source: 0001181431-13-003407 · rrd366847.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,884.2

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 01, 2013 Filed Jan 3, 2013 21:11 UTC GrantCommon Stock 1.1 $36.62 $40.28
Disclosure

SEC source: 0001181431-13-000966 · rrd364823.xml · nonDerivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188.2

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 16:11 UTC GrantCommon Stock 2.1 $36.62 $76.90
Disclosure

SEC source: 0001181431-13-000967 · rrd364824.xml · nonDerivative · entry 2

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 16:11 UTC GrantCommon Stock 6.3 $36.62 $230.71
Disclosure

SEC source: 0001181431-13-000967 · rrd364824.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,408.5

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 16:12 UTC GrantCommon Stock 2.1 $36.62 $76.90
Disclosure

SEC source: 0001181431-13-000968 · rrd364829.xml · nonDerivative · entry 1

RICCIARDI LAWRENCE R · CIK 0001180462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,808.5

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 21:12 UTC
RODIN JUDITHDirector
GrantCommon Stock 2.1 $36.62 $76.90
Disclosure

SEC source: 0001181431-13-000969 · rrd364831.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 21:12 UTC
RODIN JUDITHDirector
GrantCommon Stock 3.2 $36.62 $117.18
Disclosure

SEC source: 0001181431-13-000969 · rrd364831.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,770.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 16:13 UTC
SPERO JOAN EDirector
GrantCommon Stock 511.9 $36.62 $18,745.78
Disclosure

SEC source: 0001181431-13-000972 · rrd364832.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,793.1

F2 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

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January 01, 2013 Filed Jan 3, 2013 16:13 UTC
SPERO JOAN EDirector
GrantCommon Stock 1.1 $36.62 $40.28
Disclosure

SEC source: 0001181431-13-000972 · rrd364832.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188.2

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.