Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Sep 4, 2020 20:03 UTC |
COSTELLO ELLENDirector
|
PurchaseCommon Stock | 340 | $68.57 | $23,313.77 |
DisclosureSEC source: 0001209191-20-049607 · doc4.xml · nonDerivative · entry 15 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,675 F1 · balance_after: Represents shares of the Issuer's common stock acquired by the Reporting Person in her managed investment account (see Remarks); does not include shares of the Issuer's common stock granted to the Reporting Person by the Issuer as compensation for her service on the Issuer's Board of Directors. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:10 UTC |
Callahan DonHead of Operations&Technology
|
SaleCommon Stock | 7,000 | $76.63 | $536,410.00 |
DisclosureSEC source: 0001209191-18-014959 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,861.45 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:11 UTC |
Forese James A.President
|
SaleCommon Stock | 400 | $77.44 | $30,976.00 |
DisclosureSEC source: 0001209191-18-014962 · doc4.xml · nonDerivative · entry 2 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,826.35 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:11 UTC |
Forese James A.President
|
SaleCommon Stock | 6,066 | $77.43 | $469,690.38 |
DisclosureSEC source: 0001209191-18-014962 · doc4.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,226.35 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:11 UTC |
Fraser Jane NindCEO, Latin America
|
SaleCommon Stock | 32,400 | $77.56 | $2,512,944.00 |
DisclosureSEC source: 0001209191-18-014966 · doc4.xml · nonDerivative · entry 1 Fraser Jane Nind · CIK 0001644491 · CEO, Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,665.14 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:12 UTC |
Gerspach John CChief Financial Officer
|
SaleCommon Stock | 2,082 | $77.56 | $161,479.92 |
DisclosureSEC source: 0001209191-18-014972 · doc4.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:12 UTC |
Gerspach John CChief Financial Officer
|
GiftCommon Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014972 · doc4.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,175.12 F1 · shares: Represents a gift by the Reporting Person to a charitable organization. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:12 UTC |
Gerspach John CChief Financial Officer
|
SaleCommon Stock | 4,918 | $77.56 | $381,440.08 |
DisclosureSEC source: 0001209191-18-014972 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,175.12 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:13 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
SaleCommon Stock | 8,010 | $76.38 | $611,803.80 |
DisclosureSEC source: 0001209191-18-014975 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,406.04 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:13 UTC |
MURRAY JOSEPH MICHAELHead of Human Resources
|
SaleCommon Stock | 3,400 | $77.39 | $263,126.00 |
DisclosureSEC source: 0001209191-18-014977 · doc4.xml · nonDerivative · entry 1 MURRAY JOSEPH MICHAEL · CIK 0001614594 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,960.16 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:01 UTC |
Cowles James CCEO, Europe,Middle East&Africa
|
Tax withholdingCommon Stock | 15,986.21 | $76.66 | $1,225,478.88 |
DisclosureSEC source: 0001209191-18-012300 · doc4.xml · nonDerivative · entry 1 Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,207.24 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:01 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantCommon Stock | 101,088.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010605 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,001.11 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:02 UTC |
AKRAM RAJAController &Chief Acc. Officer
|
GrantCommon Stock | 2,283.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010606 · doc4.xml · nonDerivative · entry 1 AKRAM RAJA · CIK 0001721897 · Controller &Chief Acc. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,760.74 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:03 UTC |
Aristeguieta FranciscoCEO, Asia Pacific
|
GrantCommon Stock | 26,206.92 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010607 · doc4.xml · nonDerivative · entry 1 Aristeguieta Francisco · CIK 0001566752 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,287.46 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:04 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
GrantCommon Stock | 40,300.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010608 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,325.21 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:06 UTC |
Cowles James CCEO, Europe,Middle East&Africa
|
GrantStock Unit · Derivative | 4,902.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010610 · doc4.xml · derivative · entry 5 Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,902.86 Underlying: Common Stock · 4,902.86 shares Expires not disclosed F2 · derivative.exercise_price: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person 12 months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on February 15, 2019. F2 · shares: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person 12 months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on February 15, 2019. F2 · derivative.exercise_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person 12 months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on February 15, 2019. F2 · derivative.expiration_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person 12 months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on February 15, 2019. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:06 UTC |
Cowles James CCEO, Europe,Middle East&Africa
|
GrantCommon Stock | 24,332.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010610 · doc4.xml · nonDerivative · entry 1 Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,193.45 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2022; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:05 UTC |
Callahan DonHead of Operations&Technology
|
GrantCommon Stock | 28,210.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010609 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,861.45 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:07 UTC |
DESOER BARBARA JCEO, CITIBANK, N.A.
|
GrantCommon Stock | 26,195.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010613 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,764.24 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:08 UTC |
Forese James A.President
|
GrantCommon Stock | 78,586.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010615 · doc4.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,292.35 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:09 UTC |
Fraser Jane NindCEO, Latin America
|
GrantCommon Stock | 32,240.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010616 · doc4.xml · nonDerivative · entry 1 Fraser Jane Nind · CIK 0001644491 · CEO, Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,065.14 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:10 UTC |
Gerspach John CChief Financial Officer
|
GrantCommon Stock | 42,315.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010617 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,093.12 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:11 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
GrantCommon Stock | 26,209.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010620 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,416.04 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:12 UTC |
Mills WilliamCEO, North America
|
GrantCommon Stock | 24,180.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010622 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,881.27 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:13 UTC |
MURRAY JOSEPH MICHAELHead of Human Resources
|
GrantCommon Stock | 20,150.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010625 · doc4.xml · nonDerivative · entry 1 MURRAY JOSEPH MICHAEL · CIK 0001614594 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,360.16 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:14 UTC |
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
|
GrantCommon Stock | 22,165.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010627 · doc4.xml · nonDerivative · entry 1 Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,553.42 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:17 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010630 · doc4.xml · nonDerivative · entry 1 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:18 UTC |
DUGAN JOHN CUNNINGHAMDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010631 · doc4.xml · nonDerivative · entry 1 DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515.5128 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:19 UTC |
HENNES DUNCAN PDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010632 · doc4.xml · nonDerivative · entry 1 HENNES DUNCAN P · CIK 0001450608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:21 UTC |
Humer Franz BDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010634 · doc4.xml · nonDerivative · entry 1 Humer Franz B · CIK 0001548072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:20 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010633 · doc4.xml · nonDerivative · entry 1 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,906.4898 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:22 UTC |
IRELAND SUSAN LESLIEDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010635 · doc4.xml · nonDerivative · entry 1 IRELAND SUSAN LESLIE · CIK 0001718953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515.5128 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:22 UTC |
James Renee JoDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010636 · doc4.xml · nonDerivative · entry 1 James Renee Jo · CIK 0001412439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:23 UTC |
MCQUADE EUGENE MDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010637 · doc4.xml · nonDerivative · entry 1 MCQUADE EUGENE M · CIK 0001195069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,843.8727 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,048.5830 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:24 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010638 · doc4.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,233.3604 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:25 UTC |
SANTOMERO ANTHONY MDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010639 · doc4.xml · nonDerivative · entry 1 SANTOMERO ANTHONY M · CIK 0001432225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564.5919 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,048.5830 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:26 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010640 · doc4.xml · nonDerivative · entry 1 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:27 UTC |
Turley James SDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010641 · doc4.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,132.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:28 UTC |
WRIGHT DEBORAH CDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010642 · doc4.xml · nonDerivative · entry 1 WRIGHT DEBORAH C · CIK 0001192501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:28 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 2,015.0457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010643 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594.0239 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 4,135.7698 shares of deferred common stock which vested on 1/20/2018 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:35 UTC |
AKRAM RAJAController &Chief Acc. Officer
|
Tax withholdingCommon Stock | 1,118.78 | $78.19 | $87,477.41 |
DisclosureSEC source: 0001209191-18-005205 · doc4.xml · nonDerivative · entry 1 AKRAM RAJA · CIK 0001721897 · Controller &Chief Acc. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,477.02 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:36 UTC |
Aristeguieta FranciscoCEO, Asia Pacific
|
GrantPerformance Share Unit · Derivative | 18,923.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005207 · doc4.xml · derivative · entry 3 Aristeguieta Francisco · CIK 0001566752 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,923.15 Underlying: Common Stock · 18,923.15 shares Expires not disclosed F3 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 19,898.16 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,923.15 PSUs. F4 · derivative.exercise_price: (Continuation of Footnote 3) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F3 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 19,898.16 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,923.15 PSUs. F4 · derivative.exercise_date: (Continuation of Footnote 3) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F3 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 19,898.16 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,923.15 PSUs. F4 · derivative.expiration_date: (Continuation of Footnote 3) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F3 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 19,898.16 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,923.15 PSUs. F4 · balance_after: (Continuation of Footnote 3) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:36 UTC |
Aristeguieta FranciscoCEO, Asia Pacific
|
Tax withholdingCommon Stock | 489.59 | $78.19 | $38,281.04 |
DisclosureSEC source: 0001209191-18-005207 · doc4.xml · nonDerivative · entry 1 Aristeguieta Francisco · CIK 0001566752 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,080.54 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:37 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
GrantPerformance Share Unit · Derivative | 42,454.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005208 · doc4.xml · derivative · entry 3 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,454.78 Underlying: Common Stock · 42,454.78 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:37 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
Tax withholdingCommon Stock | 21,926.66 | $78.19 | $1,714,445.55 |
DisclosureSEC source: 0001209191-18-005208 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,024.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:38 UTC |
Callahan DonHead of Operations&Technology
|
GrantPerformance Share Unit · Derivative | 38,081.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005209 · doc4.xml · derivative · entry 3 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,081.37 Underlying: Common Stock · 38,081.37 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 40,043.50 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 38,081.37 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 40,043.50 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 38,081.37 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 40,043.50 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 38,081.37 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 40,043.50 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 38,081.37 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:38 UTC |
Callahan DonHead of Operations&Technology
|
Tax withholdingCommon Stock | 19,018.02 | $78.19 | $1,487,018.98 |
DisclosureSEC source: 0001209191-18-005209 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,650.81 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:38 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantPerformance Share Units · Derivative | 64,879.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005210 · doc4.xml · derivative · entry 3 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,879.38 Underlying: Common Stock · 64,879.38 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 68,222.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 64,879.38 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 68,222.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 64,879.38 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 68,222.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 64,879.38 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 68,222.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 64,879.38 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:38 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 44,862.16 | $78.19 | $3,507,772.29 |
DisclosureSEC source: 0001209191-18-005210 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,912.99 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:39 UTC |
DESOER BARBARA JCEO, CITIBANK, N.A.
|
GrantPerformance Share Unit · Derivative | 9,402.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005211 · doc4.xml · derivative · entry 2 DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,402.8 Underlying: Common Stock · 9,402.8 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.